Skip to main content

Theoretical Argument and Expectations

  • Chapter
  • First Online:
European Parliament Ascendant

Part of the book series: European Administrative Governance ((EAGOV))

  • 460 Accesses

Abstract

This chapter develops the book’s theoretical argument and expectations for which we draw on rational choice institutionalism as well as sociological institutionalism. First, in Chapter 2.1, we identify reasons for the EP’s empowerment based on rationalist bargaining theories of institutional change. We assume that actors such as the EP seek to maximise their institutional powers through the use of strategies. Chapter 2.1 develops a list of strategies and theorises the conditions of their success and failure. These strategies encompass delaying, issue- and arena-linkage, alliance-building, ‘moving first’ and sanctioning. Second, Chapter 2.2 develops a theoretical argument for the EP’s self-empowerment based on norm-based explanations which complements our rationalist bargaining perspective. Norm-based explanations hold that the belief in the EU as a democratic polity helps to explain institutional change to the benefit of the EP. In Chapter 2.2, we identify three mechanisms based on this approach: the logic of appropriateness, communicative action and rhetorical action. Relying on these three mechanisms, we develop a set of strategies of EP empowerment and theorise their conditions of success and failure. These strategies are providing expertise, shaming, and mobilising external actors or public opinion.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 69.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 89.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 89.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  • Bergström, C. (2005). Comitology: Delegation of Powers in the European Union and the Committee System. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Checkel, J. T. (1999). Norms, Institutions, and National Identity in Contemporary Europe. International Studies Quarterly, 43(1), 84–114.

    Article  Google Scholar 

  • Delreux, T., & Kerremans, B. (2010). How Agents Weaken Their Principals’ Incentives to Control: The Case of EU Negotiators and EU Member States in Multilateral Negotiations. Journal of European Integration, 32(4), 357–374.

    Article  Google Scholar 

  • Elgström, O. (2000). Norm Negotiations: The Construction of New Norms Regarding Gender and Development in EU Foreign Aid Policy. Journal of European Public Policy, 7(3), 457–476.

    Article  Google Scholar 

  • Elster, J. (1989). Nuts and Bolts for the Social Sciences. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Farrell, H., & Héritier, A. (2003). Formal and Informal Institutions Under Codecision: Continuous Constitution Building in Europe. Governance, 16(4), 577–600.

    Article  Google Scholar 

  • Farrell, H., & Héritier, A. (2004). Interorganizational Negotiation and Intraorganizational Power in Shared Decision Making: Early Agreements Under Codecision and Their Impact on the European Parliament and Council. Comparative Political Studies, 37(10), 1184–1212.

    Article  Google Scholar 

  • Farrell, H., & Héritier, A. (2007). Codecision and Institutional Change. West European Politics, 30(2), 285–300.

    Article  Google Scholar 

  • Finnemore, M., & Sikkink, K. (1998). International Norm Dynamics and Political Change. International Organization, 52(4), 887–917.

    Article  Google Scholar 

  • Fouilleux, E. (2004). CAP Reforms and Multilateral Trade Negotiations: Another View on Discourse Efficiency. West European Politics, 27(2), 235–255.

    Article  Google Scholar 

  • Gino, F., & Moore, D. (2008). Using Final Deadlines Strategically in Negotiation. Negotiation and Conflict Management Research, 1(4), 371–388.

    Article  Google Scholar 

  • Goetze, S., & Rittberger, B. (2010). A Matter of Habit? The Sociological Foundations of Empowering the European Parliament. Comparative European Politics, 8(1), 37–54.

    Google Scholar 

  • Habermas, J. (1996). The European Nation State. Its Achievements and Its Limitations. On the Past and Future of Sovereignty and Citizenship. Ratio Juris, 9(2), 125–137.

    Article  Google Scholar 

  • Héritier, A. (2007). Explaining Institutional Change in Europe. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Hurd, I. (2005). The Strategic Use of Liberal Internationalism: Libya and the UN Sanctions, 1992–2003. International Organization, 59(3), 495–526.

    Article  Google Scholar 

  • Hurd, I. (2008). After Anarchy: Legitimacy and Power in the United Nations Security Council. Princeton: Princeton University Press.

    Book  Google Scholar 

  • Jachtenfuchs, M., Diez, T., & Jung, S. (1998). Which Europe? Conflicting Models of a Legitimate European Political Order. European Journal of International Relations, 4(4), 409–445.

    Article  Google Scholar 

  • Jupille, J., Carporaso, J. A., & Checkel, J. T. (2003). Integrating Institutions: Rationalism, Constructivism, and the Study of the European Union. Comparative Political Studies, 36(1/2), 7–40.

    Article  Google Scholar 

  • Katzenstein, P. J. (1996). The Culture of National Security: Norms and Identity in World Politics. New York: Columbia University Press.

    Google Scholar 

  • Keck, M. E., & Sikkink, K. (1998). Activists Beyond Borders: Advocacy Networks in International Politics. Ithaca, NY: Cornell University Press.

    Google Scholar 

  • Kleine, M., & Risse, T. (2005). Arguing and Persuasion in the European Convention. https://www.researchgate.net/profile/Mareike_Kleine/publication/239754750_Arguing_and_Persuasion_in_the_European_Convention/links/0c96052ef7b32e8f62000000/Arguing-and-Persuasion-in-the-European-Convention.pdf. Accessed 16 Apr 2019.

  • Knight, J. (1992). Institutions and Social Conflict. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Knight, J. (1995). Models, Interpretations and Theories: Constructing Explanations of Institutional Emergence and Change. In J. Knight & I. Sened (Eds.), Explaining Social Institutions (pp. 95–120). Ann Arbor: Michigan University Press.

    Google Scholar 

  • König, T. (2008). Why Do Member States Empower the European Parliament? Journal of European Public Policy, 15(2), 167–188.

    Article  Google Scholar 

  • König, T., Tsebelis, G., & Debus, M. (2010). Reform Processes and Policy Change: Veto Players and Decision Making in the Modern Democracies. New York: Springer.

    Google Scholar 

  • Krasner, S. D. (1991). Global Communication and National Power: Life on the Pareto Frontier. World Politics, 43(3), 336–366.

    Article  Google Scholar 

  • Lax, D. A., & Sebenius, J. (1986). The Manager as Negotiator: Bargaining for Cooperation and Competitive Gains. New York: Free Press.

    Google Scholar 

  • March, J. G., & Olsen, J. P. (1989). Discovering Institutions: The Organizational Basis of Politics. New York: Free Press.

    Google Scholar 

  • March, J. G., & Olsen, J. P. (1998). The Institutional Dynamics of International Political Orders. International Organization, 52(4), 943–969.

    Article  Google Scholar 

  • Meunier, S. (2007). Managing Globalization? The EU in International Trade Negotiations. Journal of Common Market Studies, 45(4), 905–926.

    Article  Google Scholar 

  • Moravcsik, A. (1993). Preferences and Power in the European Community: A Liberal Intergovernmentalist Approach. Journal of Common Market Studies, 31(4), 473–524.

    Article  Google Scholar 

  • Moravcsik, A., & Nicolaïdis, K. (1999). Explaining the Treaty of Amsterdam: Interests, Influence, Institutions. Journal of Common Market Studies, 37(1), 59–85.

    Article  Google Scholar 

  • Morin, J., & Gold, R. E. (2010). Consensus-Seeking, Distrust, and Rhetorical Entrapment: The WTO Decision on Access to Medicines. European Journal of International Relations, 16(4), 563–587.

    Article  Google Scholar 

  • North, D. C. (1990). Institutions, Institutional Change and Economic Performance. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Pollack, M. A. (2008). Member-State Principals, Supranational Agents, and the EU Budgetary Process, 1970–2008. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=1119108. Accessed 20 Sept 2017.

  • Powell, W., & DiMaggio, P. (Eds.). (1991). The New Institutionalism in Organizational Analysis. Chicago: University of Chicago Press.

    Google Scholar 

  • Risse, T. (2000). Let’s Argue! Communicative Action in World Politics. International Organization, 54(1), 1–39.

    Article  Google Scholar 

  • Risse, T. (2001). A European Identity? Europeanization and the Evolution of Nation-State Identities. In M. G. Cowles (Ed.), Transforming Europe: Europeanization and Domestic Change (pp. 198–216). Ithaca, NY: Cornell University Press.

    Google Scholar 

  • Risse, T. (2004). Global Governance and Communicative Action. Government and Opposition, 39(2), 288–313.

    Article  Google Scholar 

  • Risse, T., & Kleine, M. (2010). Deliberation in Negotiations. Journal of European Public Policy, 17(5), 708–726.

    Article  Google Scholar 

  • Risse, T., & Sikkink, K. (1999). The Socialization of International Human Rights Norms into Domestic Practices: Introduction. In T. Risse & K. Sikkink (Eds.), The Power of Human Rights: International Norms and Domestic Change (pp. 1–38). Cambridge: Cambridge University Press.

    Chapter  Google Scholar 

  • Rittberger, B. (2003). The Creation and Empowerment of the European Parliament. Journal of Common Market Studies, 41(2), 203–225.

    Article  Google Scholar 

  • Rittberger, B. (2006). No Integration Without Representation! European Integration, Parliamentary Democracy, and Two Forgotten Communities. Journal of European Public Policy, 13(8), 1211–1229.

    Article  Google Scholar 

  • Rittberger, B. (2012). Institutionalizing Representative Democracy in the European Union: The Case of the European Parliament. Journal of Common Market Studies, 50(S1), 18–37.

    Google Scholar 

  • Rittberger, B., & Schimmelfennig, F. (2006). Explaining the Constitutionalization of the European Union. Journal of European Public Policy, 13(8), 1148–1167.

    Article  Google Scholar 

  • Rosén, G. (2015). EU Confidential: The European Parliament’s Involvement in EU Security and Defence Policy. Journal of Common Market Studies, 53(2), 383–398.

    Article  Google Scholar 

  • Rosén, G. (2016). A Match Made in Heaven? Explaining Patterns of Cooperation Between the Commission and the European Parliament. Journal of European Integration, 38(4), 409–424.

    Article  Google Scholar 

  • Saurugger, S. (2010). The Social Construction of the Participatory Turn: The Emergence of a Norm in the European Union. European Journal of Political Research, 49(4), 471–495.

    Article  Google Scholar 

  • Saurugger, S. (2013). Constructivism and Public Policy Approaches in the EU: From Ideas to Power Games. Journal of European Public Policy, 20(6), 888–906.

    Article  Google Scholar 

  • Schimmelfennig, F. (2001). The Community Trap: Liberal Norms, Rhetorical Action, and the Eastern Enlargement of the European Union. International Organization, 55(1), 47–80.

    Article  Google Scholar 

  • Schimmelfennig, F. (2005). Strategic Calculation and International Socialization: Membership Incentives, Party Constellations, and Sustained Compliance in Central and Eastern Europe. International Organization, 59(4), 827–860.

    Article  Google Scholar 

  • Schimmelfennig, F., Rittberger, B., Bürgin, A., & Schwellnus, G. (2006). Conditions for EU Constitutionalization: A Qualitative Comparative Analysis. Journal of European Public Policy, 13(8), 1168–1189.

    Article  Google Scholar 

  • Sebenius, J. K. (1992). Challenging Conventional Explanations of International Cooperation: Negotiation Analysis and the Case of Epistemic Communities. International Organization, 46(1), 323–365.

    Article  Google Scholar 

  • Sigel, R. (1965). Assumptions About the Learning of Political Values. The Annals of the American Academy of Political and Social Science, 361(1), 1–9.

    Article  Google Scholar 

  • Smith, K. E. (2004). The European Parliament and Human Rights: Norm Entrepreneur or Ineffective Talking Shop? (Dossier El Parlamento Europeo en la Política Exterior, 2004). Barcelona: Institut Universitari d’Estudis Europeus.

    Google Scholar 

  • Stacey, J., & Rittberger, B. (2003). Dynamics of Formal and Informal Institutional Change in the EU. Journal of European Public Policy, 10(6), 858–883.

    Article  Google Scholar 

  • Steinmo, S., & Thelen, K. (1992). Structuring Politics: Historical Institutionalism in Comparative Analysis. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Stephen, M. D. (2015). Can You Pass the Salt? The Legitimacy of International Institutions and Indirect Speech. European Journal of International Relations, 21(4), 768–792.

    Article  Google Scholar 

  • Tannenwald, N. (2005). Ideas and Explanation: Advancing the Theoretical Agenda. Journal of Cold War Studies, 7(2), 13–42.

    Article  Google Scholar 

  • Ulbert, C., & Risse, T. (2005). Deliberately Changing the Discourse: What Does Make Arguing Effective? Acta política, 40(3), 351–367.

    Article  Google Scholar 

  • Wendt, A. (1998). On Constitution and Causation in International Relations. Review of International Studies, 24(5), 101–118.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Adrienne Héritier .

Rights and permissions

Reprints and permissions

Copyright information

© 2019 The Author(s)

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Héritier, A., Meissner, K.L., Moury, C., Schoeller, M.G. (2019). Theoretical Argument and Expectations. In: European Parliament Ascendant. European Administrative Governance. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-16777-6_2

Download citation

Publish with us

Policies and ethics