Skip to main content

In Defense of (Some) Vainglory: The Advantages of Polymorphic Hobbesianism

  • Chapter
  • First Online:

Part of the book series: Remaking Economics: Eminent Post-War Economists ((EPWE))

Abstract

In this essay I argue that vanity is a Janus-faced feature of social cooperation: as Hobbes stresses, it certainly can lead to conflict, yet it can also motivate enforcing norms of fairness. What Hobbes call “vain glorious” individuals will walk away from “vile and contemptible” Pareto gains. A society composed of both egoists and glory-seekers is thus more likely to stabilize fair terms of cooperation than even the most enlightened society of self-interested agents. Rather than, as in many economically-inspired analyses of social order such as James Buchanan’s in The Limits of Liberty, modeling a society of self-interested agents, we would do better to model polymorphic populations, containing multiple agent types.

This is a preview of subscription content, log in via an institution.

Buying options

Chapter
USD   29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD   149.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD   279.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Learn about institutional subscriptions

Notes

  1. 1.

    Buchanan (1975, p. 118) sometimes pursues this possibility.

  2. 2.

    On Buchanan ’s (1975: Chaps. 2 and 5) account, if the slaves would be enslaved in the state of nature they are rational to accept this offer; if they believe they could successfully rebel and obtain another deal, they have a threat advantage in changing the contract.

  3. 3.

    Some see this as a major challenge to rational choice theory; see Güth and Tietz (1990). Zamir (2001) objects that investigators rushed to this conclusion, and we have no clear game theoretical prediction as to what fully rational agents would do in ultimatum games .

  4. 4.

    Data from Henrich and Smith (2004). The Machiguenga and the Mapuche are small-scale societies; the other results are from urban university students in the United States, Israel, and Indonesia.

  5. 5.

    Gauthier (1994) recognizes that threats pose special problems.

  6. 6.

    For learning in Ultimatum Games , see Eric van Damme et al. (2014, p. 296ff).

  7. 7.

    Reported by Bicchieri, The Grammar of Society, pp. 121–122.

  8. 8.

    This less formal characterization is employed by Bicchieri (2017: Chap. 1); for a more formal characterization, see Bicchieri (2006, p. 11).

  9. 9.

    Cf. Brennan et al. (2013, pp. 1–14).

  10. 10.

    For an experiment focusing on the role of moral anger in trust games, see Thulin and Bicchieri (2016).

  11. 11.

    We can add positive value that would arise because of pleasure or happiness due to a high offer, treating this as a negative in the second term. As we shall see positive emotions have been measured in Ultimatum-like games, but our real concern is why one would reject an offer where the value of the monetary is above zero, and so what negative (emotional) valuation could drive total value below zero.

  12. 12.

    The norm regulates the relation between the X and n.

  13. 13.

    For simplicity, I leave aside decreasing marginal utility of money.

  14. 14.

    This is not to say that stakes have no effect, as stakes rose, “responders (pooled over all rounds) rejected offers less often” (Slonim and Roth 1998, p. 591), thus supporting a prediction of the Reactive Emotions View.

  15. 15.

    The variability of destruction is meant to uncover the relation of degree of emotional response to degree of punishment; I discuss presently a version of Power-to-Take that gives only limited punishment options which, not too surprisingly, considerably blunts the importance of emotions .

  16. 16.

    This is typical of takings in Power-to-Take Games; see Reuben and van Winden (2010).

  17. 17.

    “In both conditions, the sequence of actions was as follows. Before subjects played the one-shot PTT-game, they were randomly divided into two groups. One group was referred to as participants A (the take authorities) and the other as participants B (the responders). Subsequently, random pairs of a responder and a take authority were formed by letting take authorities draw a coded envelope from a box. The envelope contained a form on which the endowment of both participant A and participant B was stated. The take authorities then had to fill in a take rate and put the form back in the envelope again. After the envelopes were collected, we asked the take authorities to report their emotions as well as their expectation of what the responder would do. The envelopes were brought to the matched responders who filled in the part of their endowments to be destroyed. The envelopes containing the forms were then returned to the take authorities for their information. Meanwhile, responders were asked to indicate which take rate they had expected and how intensely they had experienced several emotions after having learned about the take rate. After completing the questionnaires and collecting all envelopes, subjects were privately paid outside the laboratory by the cashier who was not present during the experiment. Experimenters were not able to see what decisions subjects made in the game and how much they earned” (Reuben and van Winden 2010, p. 415).

  18. 18.

    Experiments by Thulin and Bicchieri (2016) have shown that “moral outrage”—which is closely related to anger—also seems to underlie third-party compensation behavior, when norm violation has occurred. This is important: we should not suppose that negative emotions must be attached to a preference to punish violators, as opposed to compensating victims. It is important, however, that Thulin and Bicchieri’s target emotion appear distinctly moral; in one study emotions were measured, for example, on a 7-pount scale from “Strongly Disagree” to “Strongly Agree” with statements such as “I feel angry when I learn about people suffering from unfairness” and “I think it’s shameful when injustice is allowed to occur.” These emotions are thus clearly moral emotions , presupposing a normative content.

  19. 19.

    Amour-propre must not be confused with love of self: for they differ both in themselves and in their effects. Love of self is a natural feeling which leads every animal to look to its own preservation, and which, guided in man by reason and modified by compassion, creates humanity and virtue. Amour-propre is a purely relative and factitious feeling, which arises in the state of society, leads each individual to make more of himself than of any other, causes all the mutual damage men inflict one on another, and is the real source of the “sense of honour” (Rousseau 1975, p. 66).

References

  • Andersen, S., Ertaç, S., Gneezy, U., Hoffman, M., & List, J. A. (2011). Stakes Matter in Ultimatum Games. The American Economic Review, 101, 3427–3439.

    Article  Google Scholar 

  • Bicchieri, C. (2006). The Grammar of Society: The Nature and Dynamics of Norms. Cambridge: Cambridge University Press.

    Google Scholar 

  • Bicchieri, C. (2017). Norms in the Wild: How to Diagnose, Measure, and Change Social Norms. New York: Oxford University Press.

    Book  Google Scholar 

  • Bicchieri, C., & Chavez, A. (2010). Behaving as Expected: Public Information and Fairness Norms. Journal of Behavioral Decision Making, 23, 161–178.

    Article  Google Scholar 

  • Bicchieri, C., & Xiao, E. (2009). Do the Right Thing: But Only If Others Do So. Journal of Behavioral Decision Making, 22, 191–208.

    Article  Google Scholar 

  • Bolton, G. E. (1991). A Comparative Model of Bargaining: Theory and Evidence. American Economic Review, 81, 109–136.

    Google Scholar 

  • Bosman, R., & van Winden, F. (2002). Emotional Hazard in a Power-to-Take Experiment. The Economic Journal, 112, 147–169.

    Article  Google Scholar 

  • Bosman, R., Sonnemans, J., & Zeelenberg, M. (2001). Emotions, Rejections, and Cooling off in the Ultimatum Game. Available at http://hdl.handle.net/11245/1.418488.

  • Bosman, R., Sutter, M., & van Winden, F. (2005). The Impact of Real Effort and Emotions in the Power-to-Take Game. Journal of Economic Psychology, 26, 407–429.

    Article  Google Scholar 

  • Brennan, G., Eriksson, L., Goodin, R. E., & Southwood, N. (2013). Explaining Norms. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Buchanan, J. M. (1975). The Limits of Liberty: Between Anarchy and Leviathan. Chicago: University of Chicago Press.

    Google Scholar 

  • Carlsmith, K. M., Darley, J. M., & Robinson, P. H. (2002). Why Do We Punish? Deterrence and Just Deserts as Motives for Punishment. Journal of Personality and Social Psychology, 83, 284–299.

    Article  Google Scholar 

  • Chung, H. (2015). Hobbes’ State of Nature: A Modern Bayesean Game-Theoretic Analysis. Journal of the American Philosophical Association, 2, 485–508.

    Article  Google Scholar 

  • Chung, H. (2016). Psychological Egoism and Hobbes. Filozofia, 71, 197–208.

    Google Scholar 

  • Cialdini, R., Kallgren, C., & Reno, R. (1990). A Focus Theory of Normative Conduct: A Theoretical Refinement and Reevaluation of the Role of Norms in Human Behavior. Advances in Experimental Social Psychology, 24, 201–234.

    Google Scholar 

  • Fehr, E., & Schmidt, K. M. (1999). A Theory of Fairness, Competition, and Cooperation. Quarterly Journal of Economics, 114, 817–868.

    Article  Google Scholar 

  • Fowler, J. H., Johnson, T., & Smirnov, O. (2004, January 6). Egalitarian Motive and Altruistic Punishment. Nature, 433, E1.

    Google Scholar 

  • Frijda, N. H. (1986). The Emotions. Cambridge: Cambridge University Press.

    Google Scholar 

  • Galeotti, F. (2013). An Experiment on Waiting Time and Punishing Behavior. Economics Bulletin, 33, 1383–1389.

    Google Scholar 

  • Galeotti, F. (2015). Do Negative Emotions Explain Punishment in Power-to-Take Game Experiments? Journal of Economic Psychology, 49, 1–14.

    Article  Google Scholar 

  • Gaus, G. (1990). Value and Justification. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Gaus, G. (2008). On Philosophy, Politics and Economics. Belmont, CA: Wadsworth.

    Google Scholar 

  • Gaus, G. (2011). The Order of Public Reason. Cambridge: Cambridge University Press.

    Google Scholar 

  • Gauthier, D. (1986). Morals by Agreement. Oxford: Clarendon Press.

    Google Scholar 

  • Gauthier, D. (1994). Assure and Threaten. Ethics, 104, 690–721.

    Article  Google Scholar 

  • Grimm, V., & Mengel, F. (2011). Let Me Sleep on It: Delay Reduces Rejection Rates in Ultimatum Games. Economics Letters, 111, 113–115.

    Article  Google Scholar 

  • Güth, W., & Tietz, R. (1990). Ultimatum Bargaining Behavior: A Survey and Comparison of Experimental Results. Journal of Economic Psychology, 11, 417–449.

    Article  Google Scholar 

  • Hardin, R. (2003). Indeterminacy and Society. Princeton: Princeton University Press.

    Google Scholar 

  • Harrison, G. W., & McCabe, K. A. (1996). Expectations and Fairness in a Simple Bargaining Experiment. International Journal of Game Theory, 25, 303–332.

    Article  Google Scholar 

  • Henrich, J., & Henrich, N. (2007). Why Humans Cooperate. Oxford: Oxford University Press.

    Google Scholar 

  • Henrich, J., & Smith, N. (2004). Comparative Evidence from Machiguenga, Mapuche, and American Populations. In J. Henrich, R. Boyd, S. Bowles, et al. (Eds.), Foundations of Human Sociality: Economic Experiments and Ethnographic Evidence from Fifteen Small-Scale Societies. Oxford: Oxford University Press.

    Chapter  Google Scholar 

  • Hobbes, T. (1994). Leviathan (E. Curley, Ed.). Indianapolis: Hackett.

    Google Scholar 

  • Hopfensitz, A., & Reuben, E. (2009). The Importance of Emotions for the Effectiveness of Social Punishment. The Economic Journal, 119, 1534–1559.

    Article  Google Scholar 

  • Hume, D. (1976). Treatise of Human Nature (2nd ed.) (L. A. Selby-Bigge & L. P. H. Nidditch, Eds.). Oxford: Clarendon Press.

    Google Scholar 

  • Kirchsteiger, G. (1994). The Role of Envy in Ultimatum Games. Journal of Economic Behavior and Organization, 25, 373–389.

    Article  Google Scholar 

  • Knight, S. (2012). Fairness or Anger in Ultimatum Game Rejections? Journal of European Psychology Students, 3, 1–14.

    Article  Google Scholar 

  • Lazarus, R. S. (1991). Emotion and Adaptation. Oxford: Oxford University Press.

    Google Scholar 

  • McDougall, W. (1950). Social Psychology (30th ed.). London: Methuen.

    Google Scholar 

  • Rawls, J. (1999). A Theory of Justice (Rev ed.). Cambridge, MA: Harvard University Press.

    Google Scholar 

  • Reuben, E., & van Winden, F. (2010). Fairness Perceptions and Prosocial Emotions in the Power to Take. Journal of Economic Psychology, 31, 908–922.

    Article  Google Scholar 

  • Rousseau, J.-J. (1975). Discourse on the Origin of Inequality. In The Social Contract and Discourses (G. D. H. Cole, Trans.). London: Dent.

    Google Scholar 

  • Schulz, J. F., Fischbacher, U., Thön, C., & Utikal, V. (2014). Affect and Fairness: Dictator Games Under Cognitive Load. Journal of Economic Psychology, 41, 77–87.

    Article  Google Scholar 

  • Skyrms, B. (1996). Evolution of the Social Contract. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Slonim, R., & Roth, A. E. (1998). Learning in High Stakes Ultimatum Games: An Experiment in the Slovak Republic. Econometrica, 66, 569–596.

    Article  Google Scholar 

  • Strawson, P. F. (1962). Freedom and Resentment. Proceedings of the British Academy, 48, 187–211.

    Google Scholar 

  • Thulin, E. W., & Bicchieri, C. (2016). I’m so Angry I Could Help You: Moral Outrage as a Driver of Victim Compensation. Social Philosophy & Policy, 22, 146–160.

    Article  Google Scholar 

  • van Damme, E., et al. (2014). How Werner Güth’s Ultimatum Game Shaped our Understanding of Social Behavior. Journal of Economic Behavior & Organization, 108, 292–318.

    Article  Google Scholar 

  • Zamir, S. (2001). Rationality and Emotions in Ultimatum Bargaining. Annales d’Économie et de Statistique, 61, 1–31.

    Google Scholar 

Download references

Acknowledgements

My thanks to Chad Van Schoelandt for comments and suggestions; thanks too to fellow participants at the Workshop on Sharing, University of Manchester and the Workshop on Exploitation , University of San Diego. My special thanks to David Wiens for his comments.

Author information

Authors and Affiliations

Authors

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2018 The Author(s)

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Gaus, G. (2018). In Defense of (Some) Vainglory: The Advantages of Polymorphic Hobbesianism. In: Wagner, R. (eds) James M. Buchanan. Remaking Economics: Eminent Post-War Economists. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-03080-3_33

Download citation

  • DOI: https://doi.org/10.1007/978-3-030-03080-3_33

  • Published:

  • Publisher Name: Palgrave Macmillan, Cham

  • Print ISBN: 978-3-030-03079-7

  • Online ISBN: 978-3-030-03080-3

  • eBook Packages: Economics and FinanceEconomics and Finance (R0)

Publish with us

Policies and ethics