Skip to main content

A Novel Canonical Duality Theory for Solving 3-D Topology Optimization Problems

  • Chapter
  • First Online:
Advances in Mathematical Methods and High Performance Computing

Part of the book series: Advances in Mechanics and Mathematics ((AMMA,volume 41))

Abstract

This paper demonstrates a mathematically correct and computationally powerful method for solving 3D topology optimization problems. This method is based on canonical duality theory (CDT) developed by Gao in nonconvex mechanics and global optimization. It shows that the so-called NP-hard knapsack problem in topology optimization can be solved deterministically in polynomial time via a canonical penalty-duality (CPD) method to obtain precise 0-1 global optimal solution at each volume evolution. The relation between this CPD method and Gao’s pure complementary energy principle is revealed for the first time. A CPD algorithm is proposed for 3-D topology optimization of linear elastic structures. Its novelty is demonstrated by benchmark problems. Results show that without using any artificial technique, the CPD method can provide mechanically sound optimal design, also it is much more powerful than the well-known BESO and SIMP methods. Additionally, computational complexity and conceptual/mathematical mistakes in topology optimization modeling and popular methods are explicitly addressed.

Ⓒ Springer International Publishing, AG 2018 V.K. Singh, D.Y. Gao, A. Fisher (eds). Emerging Trends in Applied Mathematics and High-Performance Computing

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 59.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 79.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    The linear inequality constraint A ρ ≤b in [36] is ignored in this paper.

  2. 2.

    Due to this conceptual mistake, the general problem for topology optimization was originally formulated as a double-min optimization \(({\mathcal {P}}_{bl})\) in [18]. Although this model is equivalent to a knapsack problem for linear elastic structures under the condition f = K(ρ)u, it contradicts the popular theory in topology optimization.

  3. 3.

    This algorithm was called the CDT algorithm in [18]. Since a new CDT algorithm without β perturbation has been developed, this algorithm based on the canonical penalty-duality method should be called CPD algorithm.

  4. 4.

    According to Professor Y.M. Xie at RMIT, this BESO code was poorly implemented and has never been used for any of their further research simply because it was extremely slow compared to their other BESO codes. Therefore, the comparison for computing time between CPD and BESO provided in this section may not show the reality if the other commercial BESO codes are used.

  5. 5.

    The so-called compliance in this section is actually a doubled strain energy, i.e., c = 2C(ρ, u) as used in [36].

  6. 6.

    Indeed, since the first author was told that the strain energy is also called the compliance in topology optimization and (P c) is a correct model for topology optimization, the general problem \(({\mathcal {P}}_{bl})\) was originally formulated as a minimum total potential energy so that using \(\mathbf {f} = \mathbf {K}(\boldsymbol {\rho }) \bar {\mathbf {u}} \), \(\min \{ \Pi _h(\bar {\mathbf {u}}, \boldsymbol {\rho })|\;\boldsymbol {\rho } \in {\mathcal {Z}}_a\} = \min \{ - \frac {1}{2} \mathbf {c}(\mathbf {u}) \boldsymbol {\rho }^T | \;\;\boldsymbol {\rho } \in {\mathcal {Z}}_a \} \) is a knapsack problem [18].

  7. 7.

    https://en.wikipedia.org/wiki/Objectivity_(philosophy).

  8. 8.

    https://en.wikipedia.org/wiki/Objectivity_(science).

  9. 9.

    http://en.wikipedia.org/wiki/Mathematical_optimization.

  10. 10.

    This terminology is used mainly in the English literature. The function f(x) is correctly called the target function in Chinese and Japanese literature.

  11. 11.

    The celebrated textbook Introduction to Applied Mathematics by Gil Strang is a required course for all engineering graduate students at MIT. Also, the well-known MIT online teaching program was started from this course.

References

  1. Ali, E.J. and Gao, D.Y. (2017). Improved canonical dual finite element method and algorithm for post buckling analysis of nonlinear gao beam, Canonical Duality-Triality: Unified Theory and Methodology for Multidisciplinary Study, D.Y. Gao, N. Ruan and V. Latorre (Eds). Springer, New York, pp. 277–290.

    Google Scholar 

  2. Bendsϕe, M. P. (1989.). Optimal shape design as a material distribution problem. Structural Optimization, 1, 193–202.

    Article  Google Scholar 

  3. Bendsϕe, M. P. and Kikuchi, N. (1988). Generating optimal topologies in structural design using a homogenization method. Computer Methods in Applied Mechanics and Engineering, 71(2), 197–224.

    Article  MathSciNet  Google Scholar 

  4. Bendsϕe, M. P. and Sigmund, O. (2004). Topological optimization: theory, methods and applications. Berlin: Springer-Verlag, 370.

    Google Scholar 

  5. Ciarlet, P.G. (1988). Mathematical Elasticity, Volume 1: Three Dimensional Elasticity. North-Holland, 449pp.

    Google Scholar 

  6. Díaz, A. and Sigmund, O. (1995). Checkerboard patterns in layout optimization. Structural Optimization, 10(1), 40–45.

    Article  Google Scholar 

  7. Gao, D.Y. (1986). On Complementary-Dual Principles in Elastoplastic Systems and Pan-Penalty Finite Element Method, PhD Thesis, Tsinghua University.

    Google Scholar 

  8. Gao, D.Y. (1988). Panpenalty finite element programming for limit analysis, Computers & Structures, 28, 749–755.

    Article  Google Scholar 

  9. Gao, D.Y. (1996). Complementary finite-element method for finite deformation nonsmooth mechanics, Journal of Engineering Mathematics, 30(3), 339–353.

    Article  MathSciNet  Google Scholar 

  10. Gao, D.Y. (1997). Dual extremum principles in finite deformation theory with applications to post-buckling analysis of extended nonlinear beam theory, Appl. Mech. Rev., 50(11), S64-S71.

    Article  Google Scholar 

  11. Gao, D.Y. (1999). Pure complementary energy principle and triality theory in finite elasticity, Mech. Res. Comm., 26(1), 31–37.

    Google Scholar 

  12. Gao, D.Y. (2000). Duality Principles in Nonconvex Systems: Theory, Methods and Applications, Springer, London/New York/Boston, xviii + 454pp.

    Book  Google Scholar 

  13. Gao, D.Y. (2001). Complementarity, polarity and triality in nonsmooth, nonconvex and nonconservative Hamilton systems, Philosophical Transactions of the Royal Society: Mathematical, Physical and Engineering Sciences, 359, 2347–2367.

    Article  Google Scholar 

  14. Gao, D.Y. (2007). Solutions and optimality criteria to box constrained nonconvex minimization problems. Journal of Industrial & Management Optimization, 3(2) 293–304.

    Article  MathSciNet  Google Scholar 

  15. Gao, D.Y. (2009). Canonical duality theory: unified understanding and generalized solutions for global optimization. Comput. & Chem. Eng. 33, 1964–1972.

    Article  Google Scholar 

  16. Gao, D.Y. (2016). On unified modeling, theory, and method for solving multi-scale global optimization problems, in Numerical Computations: Theory And Algorithms, (Editors) Y. D. Sergeyev, D. E. Kvasov and M. S. Mukhametzhanov, AIP Conference Proceedings 1776, 020005.

    Google Scholar 

  17. Gao, D.Y. (2016). On unified modeling, canonical duality-triality theory, challenges and breakthrough in optimization, https://arxiv.org/abs/1605.05534 .

    Google Scholar 

  18. Gao, D.Y. (2017). Canonical Duality Theory for Topology Optimization, Canonical Duality-Triality: Unified Theory and Methodology for Multidisciplinary Study, D.Y. Gao, N. Ruan and V. Latorre (Eds). Springer, New York, pp.263–276.

    Google Scholar 

  19. Gao, D.Y. (2017). Analytical solution to large deformation problems governed by generalized neo-Hookean model, in Canonical Duality Theory: Unified Methodology for Multidisciplinary Studies, DY Gao, V. Latorre and N. Ruan (Eds). Springer, pp.49–68.

    Google Scholar 

  20. Gao, D.Y. (2017). On Topology Optimization and Canonical Duality Solution. Plenary Lecture at Int. Conf. Mathematics, Trends and Development, 28–30 Dec. 2017, Cairo, Egypt, and Opening Address at Int. Conf. on Modern Mathematical Methods and High Performance Computing in Science and Technology, 4–6, January, 2018, New Delhi, India. Online first at https://arxiv.org/abs/1712.02919, to appear in Computer Methods in Applied Mechanics and Engineering.

  21. Gao, D.Y. (2018). Canonical duality-triality: Unified understanding modeling, problems, and NP-hardness in multi-scale optimization. In Emerging Trends in Applied Mathematics and High-Performance Computing, V.K. Singh, D.Y. Gao and A. Fisher (eds), Springer, New York.

    Google Scholar 

  22. Gao, DY and Hajilarov, E. (2016). On analytic solutions to 3-d finite deformation problems governed by St Venant-Kirchhoff material. in Canonical Duality Theory: Unified Methodology for Multidisciplinary Studies, DY Gao, V. Latorre and N. Ruan (Eds). Springer, 69–88.

    Google Scholar 

  23. Gao, D.Y., V. Latorre, and N. Ruan (2017). Canonical Duality Theory: Unified Methodology for Multidisciplinary Study, Springer, New York, 377pp.

    Book  Google Scholar 

  24. Gao, D.Y., Ogden, R.W. (2008). Multi-solutions to non-convex variational problems with implications for phase transitions and numerical computation. Q. J. Mech. Appl. Math. 61, 497–522.

    Article  Google Scholar 

  25. Gao, D.Y. and Ruan, N. (2010). Solutions to quadratic minimization problems with box and integer constraints. J. Glob. Optim., 47, 463–484.

    Article  MathSciNet  Google Scholar 

  26. Gao, D.Y. and Ruan, N. (2018). On canonical penalty-duality method for solving nonlinear constrained problems and a 66-line Matlable code for topology optimization. To appear.

    Google Scholar 

  27. Gao, D.Y. and Sherali, H.D. (2009). Canonical duality theory: Connection between nonconvex mechanics and global optimization, in Advances in Appl. Mathematics and Global Optimization, 257–326, Springer.

    Google Scholar 

  28. Gao, D.Y. and Strang, G.(1989). Geometric nonlinearity: Potential energy, complementary energy, and the gap function. Quart. Appl. Math., 47(3), 487–504.

    Article  MathSciNet  Google Scholar 

  29. Gao, D.Y., Yu, H.F. (2008). Multi-scale modelling and canonical dual finite element method in phase transitions of solids. Int. J. Solids Struct. 45, 3660–3673.

    Article  Google Scholar 

  30. Huang, X. and Xie, Y.M. (2007). Convergent and mesh-independent solutions for the bi-directional evolutionary structural optimization method. Finite Elements in Analysis and Design, 43(14) 1039–1049.

    Article  Google Scholar 

  31. Huang, R. and Huang, X. (2011). Matlab implementation of 3D topology optimization using BESO. Incorporating Sustainable Practice in Mechanics of Structures and Materials, 813–818.

    Google Scholar 

  32. Isac, G. Complementarity Problems. Springer, 1992.

    Google Scholar 

  33. Karp, R. (1972). Reducibility among combinatorial problems. In: Miller, R.E., Thatcher, J.W. (eds.) Complexity of Computer Computations, Plenum Press, New York, 85–103.

    Chapter  Google Scholar 

  34. Latorre, V. and Gao, D.Y. (2016). Canonical duality for solving general nonconvex constrained problems. Optimization Letters, 10(8), 1763–1779.

    Article  MathSciNet  Google Scholar 

  35. Li, S.F. and Gupta, A. (2006). On dual configuration forces, J. of Elasticity, 84, 13–31.

    Article  MathSciNet  Google Scholar 

  36. Liu, K. and Tovar, A. (2014). An efficient 3D topology optimization code written in Matlab. Struct Multidisc Optim, 50, 1175–1196.

    Article  MathSciNet  Google Scholar 

  37. Marsden, J.E. and Hughes, T.J.R.(1983). Mathematical Foundations of Elasticity, Prentice-Hall.

    Google Scholar 

  38. Osher, S. and Sethian, JA. (1988). Fronts propagating with curvature-dependent speed: algorithms based on Hamilton-Jacobi formulations. Journal of Computational Physics, 79(1), 12–49.

    Article  MathSciNet  Google Scholar 

  39. Querin, O. M., Steven, G.P. and Xie, Y.M. (2000). Evolutionary Structural optimization using an additive algorithm. Finite Element in Analysis and Design, 34(3–4), 291–308.

    Article  Google Scholar 

  40. Querin, O.M., Young V., Steven, G.P. and Xie, Y.M. (2000). Computational Efficiency and validation of bi-directional evolutionary structural optimization. Comput Methods Applied Mechanical Engineering, 189(2), 559–573.

    Article  Google Scholar 

  41. Rozvany, G.I.N. (2009). A critical review of established methods of structural topology optimization. Structural and Multidisciplinary Optimization, 37(3), 217–237.

    Article  MathSciNet  Google Scholar 

  42. Rozvany, G.I.N., Zhou, M. and Birker, T. (1992). Generalized shape optimization without homogenization. Structural Optimization, 4(3), 250–252.

    Article  Google Scholar 

  43. Sethian, J.A. (1999). Level set methods and fast marching methods: evolving interfaces in computational geometry, fluid mechanics, computer version and material science. Cambridge, UK: Cambridge University Press, 12–49.

    Google Scholar 

  44. Sigmund, O. and Petersson, J. (1998). Numerical instabilities in topology optimization: A survey on procedures dealing with checkerboards, mesh-dependencies and local minima. Structural Optimization, 16(1), 68–75.

    Article  Google Scholar 

  45. Sigmund, O. and Maute, K. (2013). Topology optimization approaches: a comparative review. Structural and Multidisciplinary Optimization, 48(6), 1031–1055.

    Article  MathSciNet  Google Scholar 

  46. Sigmund, O. (2001). A 99 line topology optimization code written in matlab. Struct Multidiscip Optim, 21(2), 120–127.

    Article  MathSciNet  Google Scholar 

  47. Stolpe, M. and Bendsøe, M.P. (2011). Global optima for the Zhou–Rozvany problem, Struct Multidisc Optim, 43, 151–164.

    Article  MathSciNet  Google Scholar 

  48. Strang, G. (1986). Introduction to Applied Mathematics, Wellesley-Cambridge Press.

    Google Scholar 

  49. Truesdell, C.A. and Noll, W. (1992). The Non-Linear Field Theories of Mechanics, Second Edition, 591 pages. Springer-Verlag, Berlin-Heidelberg-New York.

    Book  Google Scholar 

  50. Xie, Y.M. and Steven, G.P. (1993). A simple evolutionary procedure for structural optimization. Comput Struct, 49(5), 885–896.

    Article  Google Scholar 

  51. Xie, Y.M. and Steven, G.P. (1997). Evolutionary structural optimization. London: Springer.

    Chapter  Google Scholar 

  52. Zuo, Z.H. and Xie, Y.M. (2015). A simple and compact Python code for complex 3D topology optimization. Advances in Engineering Software, 85, 1–11.

    Article  Google Scholar 

  53. Zhou, M. and Rozvany, G.I.N. (1991). The COC algorithm, Part II: Topological geometrical and generalized shape optimization. Computer Methods in Applied Mechanics and Engineering, 89(1), 309–336.

    Article  Google Scholar 

Download references

Acknowledgements

This research is supported by the US Air Force Office for Scientific Research (AFOSR) under the grants FA2386-16-1-4082 and FA9550-17-1-0151. The authors would like to express their sincere gratitude to Professor Y.M. Xie at RMIT for providing his BESO3D code in Python and for his important comments and suggestions.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to David Gao .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2019 Springer Nature Switzerland AG

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Gao, D., Ali, E.J. (2019). A Novel Canonical Duality Theory for Solving 3-D Topology Optimization Problems. In: Singh, V., Gao, D., Fischer, A. (eds) Advances in Mathematical Methods and High Performance Computing. Advances in Mechanics and Mathematics, vol 41. Springer, Cham. https://doi.org/10.1007/978-3-030-02487-1_13

Download citation

Publish with us

Policies and ethics