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Neurath’s Theory of Theory Classification: History, Optics & Epistemology

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Book cover Neurath Reconsidered

Part of the book series: Boston Studies in the Philosophy and History of Science ((BSPS,volume 336))

Abstract

Otto Neurath’s early work on the classification of systems of hypotheses in optics provided some of the key insights of Neurath’s later philosophy of science. The chapter investigates how Neurath developed his theory of theory-classification in response to inconsistencies he stumbled upon while studying the historical theories. Neurath’s empiricism and thoroughgoing fallibilism informed his mapping of the group of theories, locating “elementary notions” of theories and taking into account the “blurred margins” of theories. To replace false dichotomies the project provided a finer-grained analysis of theories and could be utilized to locate unconceived alternatives of a domain. The first sections discuss the close links between Neurath’s optical essays, his notion of an “auxiliary motive,” and his attack on pseudorationalism in the “Lost Wanderers of Descartes” paper. The last sections provide a comparison of the two essays, with an extended table of the elementary notions Neurath listed, and discuss Neurath’s two-tier methodology for historical reconstruction.

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Notes

  1. 1.

    This example has been analysed in detail in Zemplén (2006). Recently the problem of underdetermination with respect to Newton and Goethe’s competing views on color has been taken up by Olaf Müller (2015) in detail. His decidedly Quinean approach (Müller 2016) has also been critically scrutinized (Lampert 2017).

  2. 2.

    The Neurath Principle extended the problem of underdetermination to observation reports: “Science is ambiguous – and is so on each level. When we have removed the contradictory groups of statements, there still remain several groups of statements with differing protocol statements that are equally applicable; that are without contradictions in themselves but exclude each other. Poincaré, Duhem and others have adequately shown that even if we have agreed on the protocol statements, there is an unlimited number of equally applicable, possible systems of hypotheses. We have extended this tenet of the uncertainty of systems of hypotheses to all statements, including protocol statements that are alterable in principle. (Neurath 1934/1983, 105, translation from Howard 2006, 11)

  3. 3.

    Although coming from very different angles, an impressive amount of commonality can be established between the early Carnap and Neurath. Before Carnap was working on logically conceivable models of the world (Stone 2010), Neurath worked out a method to localize logically conceivable theories of a domain (for the sources see Jordi Cat’s chapter in the present volume).

  4. 4.

    I thank Ádám Tamás Tuboly for pointing out this passage to me, as well as the later cited letter to Carnap.

  5. 5.

    One of the questions raised in the optical essays and also addressed to Mach is the history of the sound-light analogy, one of the main themes of the informed history of optics by Darrigol (2012).

  6. 6.

    See Neurath to Carnap, 30 April 1936 (RC 102-52-29). Rudolf Carnap Papers, 1905–1970, ASP.1974.01, Special Collections Department, University of Pittsburgh) All rights reserved.

  7. 7.

    “[In KH and PO] Neurath asserts that the historian of science as well as the scientist should attempt a classification of systems of hypotheses arranged according to logical alternatives which – or so I shall argue – could ultimately be resolved by an auxiliary motive. Within Neurath’s radical pragmatist conception of science, ‘on board of his boat’, the auxiliary motive also plays a role in establishing such a system of hypotheses. In the latter case, the auxiliary motive acts in the same way as inductive or abductive modes of inference. It replaces them if there is no basis at all for their standard application due to lack of relevant information or if they only yield equally probable alternatives ” (Stöltzner 2000, 25).

  8. 8.

    A first list of “elementary notions” could simply have been derived from the table of contents in (Whewell 1840) that Neurath consulted.

  9. 9.

    See Neurath’s unpublished essay, “Argumentation and Action,” in the Otto Neurath Nachlass (K.39–41), and the “CHESSBOARD OF ATTITUDES” and the “CHESSBOARD OF THREE SOCIAL QUALITIES” there. Otto Neurath Nachlass, Wiener Kreis Archiv, Rijksarchief in Noord- Holland, Haarlem, The Netherlands. All rights reserved.

  10. 10.

    Recognizing Newton’s vagueness on the issue could also have been a reason for dropping the “Emission” rubric in the second table. Neurath in later works often revisited the role of contradictions: they do not destroy the entirety of a system, and might be useful asset for a later (consistent) set.

  11. 11.

    “By philosophical assumptions of a very general kind about the structure of the world we can possibly obtain foundations for the classification of systems of hypotheses but, as can be seen at once, this assumes much intellectual preparation” (Neurath 1916/1983, 27).

  12. 12.

    The revival of early nineteenth century German Idealism, and Weimar Classicism has not only impacted Neurath from the Vienna Circle. For example, on Schlick and Schiller see Ambrus (forthcoming).

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Zemplén, G.Á. (2019). Neurath’s Theory of Theory Classification: History, Optics & Epistemology. In: Cat, J., Tuboly, A. (eds) Neurath Reconsidered. Boston Studies in the Philosophy and History of Science, vol 336. Springer, Cham. https://doi.org/10.1007/978-3-030-02128-3_10

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