Skip to main content

Pancoast Tumors and Combined Spinal Resections

  • Chapter
  • First Online:
  • 2922 Accesses

Abstract

Pancoast tumors, properly known as superior sulcus carcinomas, are a particularly challenging form of non-small cell lung cancer (NSCLC) to treat surgically because they commonly invade vital structures within and near the thoracic inlet. Invasion of the brachial plexus, subclavian vessels, and spine by direct tumor extension necessitates careful preoperative planning by surgeons and anesthesiologists. Originally described in 1924 (Pancoast HK, J Am Med Assoc 83:1407–11, 1924) and again in 1932, (Pancoast HK, J Am Med Assoc 99:1391-6, 1932) by Henry K. Pancoast, a radiologist at the University of Pennsylvania, this subset of NSCLC was considered inoperable, and thus fatal, for nearly two decades until the late 1950s when the combination of radiotherapy and surgery offered some curative hope. Pancoast’s description of an apical chest tumor associated with shoulder and arm pain, a Horner’s syndrome, and atrophy of the hand muscles describes the constellation of signs and symptoms of the syndrome that has come to bear his name.

This is a preview of subscription content, log in via an institution.

Buying options

Chapter
USD   29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD   189.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD   249.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Learn about institutional subscriptions

References

  1. Pancoast HK. Importance of careful roentgen-ray investigations of apical chest tumors. J Am Med Assoc. 1924;83:1407–11.

    Article  Google Scholar 

  2. Pancoast HK. Superior pulmonary sulcus tumor. J Am Med Assoc. 1932;99:1391–6.

    Article  Google Scholar 

  3. Nesbitt JC, Wind GG, Rusch VW, Walsh GL. Superior sulcus tumor resection. In: Nesbitt JC, Wind GG, Deslauriers J, Faber LP, Ginsberg RJ, Moores DWO, et al., editors. Thoracic surgical oncology. Philadelphia: Lippincott Williams & Wilkins; 2003. p. 162–93.

    Google Scholar 

  4. Arcasoy SM, Jett JR. Superior pulmonary sulcus tumors and Pancoast's syndrome. N Engl J Med. 1997;337:1370–6.

    Article  CAS  Google Scholar 

  5. Detterbeck FC. Changes in the treatment of Pancoast tumors. Ann Thorac Surg. 2003;75:1990–7.

    Article  Google Scholar 

  6. Rusch VW, Parekh KR, Leon L, et al. Factors determining outcome after surgical resection of T3 and T4 lung cancers of the superior sulcus. J Thorac Cardiovasc Surg. 2000;119:1147–53.

    Article  CAS  Google Scholar 

  7. Chardack WM, MacCallum JD. Pancoast tumor (five year survival without recurrence or metastases following radical resection and postoperative irradiation). J Thorac Surg. 1956;31:535–42.

    CAS  PubMed  Google Scholar 

  8. Shaw RR, Paulson DL, Kee JL Jr. Treatment of the superior sulcus tumor by irradiation followed by resection. Ann Surg. 1961;154:29–40.

    Article  CAS  Google Scholar 

  9. Ginsberg RJ, Martini N, Zaman M, et al. Influence of surgical resection and brachytherapy in the management of superior sulcus tumor. Ann Thorac Surg. 1994;57:1440–5.

    Article  CAS  Google Scholar 

  10. Albain KS, Rusch VW, Crowley JJ, et al. Concurrent cisplatin/etoposide plus chest radiotherapy followed by surgery for stages IIIA (N2) and IIIB non-small cell lung cancer: mature results of Southwest Oncology Group Phase II study 8805. J Clin Oncol. 1995;13:1880–92.

    Article  CAS  Google Scholar 

  11. Rusch VW, Giroux DJ, Kraut MJ, et al. Induction chemoradiation and surgical resection for superior sulcus non-small cell lung carcinomas: long-term results of Southwest Oncology Group trial 9416 (Intergroup trial 0160). J Clin Oncol. 2007;25:313–8.

    Article  Google Scholar 

  12. Marra A, Eberhardt W, Pöttgen C, et al. Induction chemotherapy, concurrent chemoradiation and surgery for Pancoast tumour. Eur Respir J. 2007;29:117–27.

    Article  CAS  Google Scholar 

  13. Fischer S, Darling G, Pierre AF, et al. Induction chemoradiation therapy followed by surgical resection for non-small cell lung cancer (NSCLC) invading the thoracic inlet. Eur J Cardiothorac Surg. 2008;33:1129–34.

    Article  Google Scholar 

  14. Kunitoh H, Kato H, Tsuboi M, et al. Phase II trial of preoperative chemoradiotherapy followed by surgical resection in patients with superior sulcus non-small cell lung cancers: report of Japan Clinical Oncology Group Trial 9806. J Clin Oncol. 2008;26:644–9.

    Article  CAS  Google Scholar 

  15. Kappers I, van Sandick JW, Burgers JA, et al. Results of combined modality treatment in patients with non-small cell lung cancer of the superior sulcus and the rationale for surgical resection. Eur J Cardiothorac Surg. 2009;36:741–6.

    Article  Google Scholar 

  16. Antonoff MB, Hofstetter WL, Correa AM, et al. Clinical prediction of pathologic complete response in superior sulcus non-small cell lung cancer. Ann Thorac Surg. 2016;101:211–7.

    Article  Google Scholar 

  17. Bilsky MH, Vitaz TW, Boland PJ, Bains MS, Rajaraman V, Rusch VW. Surgical treatment of superior sulcus tumors with spinal and brachial plexus involvement. J Neurosurg. 2002;97(3 Suppl):301–9.

    PubMed  Google Scholar 

  18. Gandhi S, Walsh GL, Komaki R, et al. A multidisciplinary surgical approach to superior sulcus tumors with vertebral invasion. Ann Thorac Surg. 1999;68:1778–85.

    Article  CAS  Google Scholar 

  19. Bolton WD, Rice DC, Goodyear A, et al. Superior sulcus tumors with vertebral body involvement: a multimodality approach. J Thorac Cardiovasc Surg. 2009;137(6):1379–87.

    Article  Google Scholar 

  20. Masaoka A, Ito Y, Yasumitsu T. Anterior approach for tumor of the superior sulcus. J Thorac Cardiovasc Surg. 1979;78:413–5.

    CAS  PubMed  Google Scholar 

  21. Niwa H, Masaoka A, Yamakawa Y, Fukai I, Kiriyama M. Surgical therapy for apical invasive lung cancer: different approaches according to tumor location. Lung Cancer. 1993;10:63–71.

    Article  CAS  Google Scholar 

  22. Nazari S. Transcervical approach (Dartevelle technique) for resection of lung tumors invading the thoracic inlet, sparing the clavicle. J Thorac Cardiovasc Surg. 1996;112:558.

    Article  CAS  Google Scholar 

  23. Marshall MB, Kucharczuk JC, Shrager JB, Kaiser LR. Anterior surgical approaches to the thoracic outlet. J Thorac Cardiovasc Surg. 2006;131(6):1255–60.

    Article  Google Scholar 

  24. Grunenwald D, Spaggiari L, Girard P, Baldeyrou P. Transmanubrial approach to the thoracic inlet. J Thorac Cardiovasc Surg. 1997;113:958.

    Article  CAS  Google Scholar 

  25. Klima U, Lichtenberg A, Haverich A. Transmanubrial approach reproposed: reply. Ann Thorac Surg. 1999;68:1888.

    Article  Google Scholar 

  26. Dartevelle PG, Chapelier AR, Macchiarini P, et al. Anterior transcervical-thoracic approach for radical resection of lung tumors invading the thoracic inlet. J Thorac Cardiovasc Surg. 1993;105:1025–34.

    CAS  PubMed  Google Scholar 

  27. Macchiarini P. Resection of superior sulcus carcinomas (anterior approach). Thorac Surg Clin. 2004;14:229–40.

    Article  Google Scholar 

  28. Fadel E, Missenard G, Chapelier A, et al. En bloc resection of non-small cell lung cancer invading the thoracic inlet and intervertebral foramina. J Thorac Cardiovasc Surg. 2002;123:676–85.

    Article  Google Scholar 

  29. Keyhani K, Miller CC III, Estrera AL, Wegryn T, Sheinbaum R, Safi HJ. Analysis of motor and somatosensory evoked potentials during thoracic and thoracoabdominal aortic aneurysm repair. J Vasc Surg. 2009;49(1):36–41.

    Article  Google Scholar 

  30. Higgs M, Hackworth RJ, John K, Riffenburgh R, Tomlin J, Wamsley B. The intraoperative effect of methadone on somatosensory evoked potentials. J Neurosurg Anesthesiol. 2017;29(2):168–74.

    Article  Google Scholar 

  31. Lee JH, Jeon Y, Bahk JH, et al. Pulse pressure variation as a predictor of fluid responsiveness during one-lung ventilation for lung surgery using thoracotomy: randomised controlled study. Eur J Anaesthesiol. 2011;28(1):39–44.

    Article  Google Scholar 

  32. Bala E, Sessler DI, Nair DR, McLain R, Dalton JE, Farag E. Motor and somatosensory evoked potentials are well maintained in patients given dexmedetomidine during spine surgery. Anesthesiology. 2008;109(3):417–25.

    Article  Google Scholar 

  33. Schubert A, Licina MG, Glaze GM, Paranandi L. Systemic lidocaine and human somatosensory-evoked potentials during sufentanil-isoflurane anaesthesia. Can J Anaesth. 1992;39(6):569–75.

    Article  CAS  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Valerie W. Rusch .

Editor information

Editors and Affiliations

Clinical Case Discussion

Clinical Case Discussion

Case: A 50-year-old man with a recent history of dyspnea on exertion and recurrent pneumonias for the past year is scheduled for surgical resection of a large apical right lung mass (Fig. 37.4a). He is a former 40 pack-year smoker. He has moderately severe but clinically stable multiple sclerosis. He reports pain in his shoulder radiating down his arm but has normal strength and function in his right hand. CT scan, PET scan, and MRI have been done and suggest no evidence of metastatic disease but extension into the paravertebral area and spine.

Questions

  1. 1.

    What position(s) will the patient be in for resection?

  2. 2.

    What is your plan for intravascular monitoring and access?

  3. 3.

    Do you think a chest wall reconstruction will be necessary?

  4. 4.

    If the vertebral bodies are involved, what other exposure is necessary?

  5. 5.

    What strategy do you have for fluid management and postoperative pain control?

Discussion

Based on the history and preoperative imaging, this patient has a superior sulcus tumor or Pancoast tumor, involving vital structures in the thoracic inlet and spine. A combined posterior and anterior approach will be necessary for complete resection (see description in text). The patient will be placed prone for the spine resection and stabilization. Once that is completed, the patient will be rotated into the lateral decubitus position and a posterolateral thoracotomy performed to complete the lobectomy and chest wall resection and reconstruction.

Rights and permissions

Reprints and permissions

Copyright information

© 2019 Springer Nature Switzerland AG

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Rusch, V.W., Laufer, I., Bilsky, M., Lewis, A., Amar, D. (2019). Pancoast Tumors and Combined Spinal Resections. In: Slinger, P. (eds) Principles and Practice of Anesthesia for Thoracic Surgery. Springer, Cham. https://doi.org/10.1007/978-3-030-00859-8_37

Download citation

  • DOI: https://doi.org/10.1007/978-3-030-00859-8_37

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-030-00858-1

  • Online ISBN: 978-3-030-00859-8

  • eBook Packages: MedicineMedicine (R0)

Publish with us

Policies and ethics