Skip to main content

Quality by Design as Applied to Drug Substance Formulation Using Ultrafiltration and Diafiltration

  • Chapter
  • First Online:
Quality by Design for Biopharmaceutical Drug Product Development

Part of the book series: AAPS Advances in the Pharmaceutical Sciences Series ((AAPS,volume 18))

  • 4968 Accesses

Abstract

This chapter outlines the basic parameters and considerations for the development of a drug substance (DS) formulation, using ultrafiltration (UF) and diafiltration (DF) operations, under the principles of quality by design (QbD). Topics of discussion will include the quality target product profile (QTPP), potential critical quality attributes (CQAs), relevant risk assessment tools, critical process parameters (CPPs) and how they are determined or studied, design space definition, and control strategies. As this operation is complex and very responsive to specific product molecule characteristics, a baseline process example will be discussed. Further process examples are provided to describe process considerations and adjustments that may be required due to specific molecule characteristics or behavior.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 189.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 249.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 249.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  • Bird RB, Stewart WE et al (2002) Transport phenomena. Wiley

    Google Scholar 

  • Brunkow R, Delucia D et al (1996) Cleaning and cleaning validation: a biotechnology perspective. PDA. Bethesda, MD

    Google Scholar 

  • Burns DB, Zydney AL (2001) Contributions to electrostatic interactions on protein transport in membrane systems. AIChE J 47(5):1101–1114

    Article  CAS  Google Scholar 

  • EMD Millipore (1991) Maintenance procedures for pellicontm cassette filters. Lit. No. P17512, 1991

    Google Scholar 

  • EMD Millipore (1999) Protein concentration and diafiltration by tangential flow filtration. Lit. No. TB032, Rev. B, 1999

    Google Scholar 

  • He F, Woods CE et al (2010) Screening of monoclonal antibody formulations based on high-throughput thermostability and viscosity measurements: design of experiment and statistical analysis. J Pharm Sci 100(4):1330–1340

    Article  PubMed  Google Scholar 

  • International conference on harmonization of technical requirements for registration of pharmaceuticals for human use, ICH harmonized tripartite guideline pharmaceutical development, Q8(R2), Current Step 4 version, August 2009

    Google Scholar 

  • Luo R, Waghmare R et al (2006) Highconcentration UF/DF of a monoclonal antibody. Bioprocess Int 4:44–46

    Google Scholar 

  • Lutz H, Raghunath B (2007) Ultrafiltration process design (Chap. 10). Shukla AA et al (eds) Process scale bioseparations for the biopharmaceutical industry. CRC Press, Boca Raton

    Google Scholar 

  • Maa Y-F, Hsu CC (1996) Effect of high shear on proteins. Biotechnol Bioeng 51(4):458–465

    Article  CAS  PubMed  Google Scholar 

  • Manning M, Chou D et al (2010) Stability of protein pharmaceuticals: an update. Pharm Res 27(4):544–575

    Article  PubMed  Google Scholar 

  • Middaugh CR, Volkin DB (1992) Protein solubility. Ahern TJ, Manning MC (eds) Stability of protein pharmaceuticals. Part A: chemical and physical pathways of protein degradation. Plenum, New York, 109–134

    Google Scholar 

  • Monkos K (1996) Viscosity of bovine serum albumin aqueous solutions as a function of temperature and concentration. Int J Biol Macromol 18(1–2):61–68

    Article  CAS  PubMed  Google Scholar 

  • Monkos K, Turczynski B (1999) A comparative study on viscosity of human, bovine and pig IgG immunoglobulins in aqueous solutions. Int J Biol Macromol 26(2–3):155–159

    Article  CAS  PubMed  Google Scholar 

  • Rupley JA (1968) Comparison of protein structure in the crystal and in solution: IV. Protein solubility. J Mol Biol 35(3):455–476

    Article  CAS  PubMed  Google Scholar 

  • Shire SJ, Shahrokh Z et al (2004) Challenges in the development of high protein concentration formulations. J Pharm Sci 93(6):1390–1402

    Article  CAS  PubMed  Google Scholar 

  • Stoner MR, Fischer N et al (2004) Protein–solute interactions affect the outcome of ultrafiltration/diafiltration operations. J Pharm Sci 93(9):2332–2342

    Article  CAS  PubMed  Google Scholar 

  • van Reis R, Zydney A (2007) Bioprocess membrane technology. J Memb Sci 297(1–2):16–50

    Article  Google Scholar 

  • Virkar PD, Narendranathan TJ et al (1981) Studies of the effect of shear on globular proteins: extension to high shear fields and to pumps. Biotechnol Bioeng 23(2):425–429

    Article  CAS  Google Scholar 

  • Winter C, Mulherkar P et al (2008) Formulation strategy and high temperature UF to achieve high concentration. rhuMAbs. Recovery of Biological Products XIII

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Joseph Edward Shultz .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2015 Springer Science+Business Media, LLC

About this chapter

Cite this chapter

Shultz, J., Lutz, H., Rao, S. (2015). Quality by Design as Applied to Drug Substance Formulation Using Ultrafiltration and Diafiltration. In: Jameel, F., Hershenson, S., Khan, M., Martin-Moe, S. (eds) Quality by Design for Biopharmaceutical Drug Product Development. AAPS Advances in the Pharmaceutical Sciences Series, vol 18. Springer, New York, NY. https://doi.org/10.1007/978-1-4939-2316-8_10

Download citation

Publish with us

Policies and ethics