Abstract
This chapter discusses DEA modeling technique for a two-stage network process where the inputs of the second stage include both the outputs from the first stage and additional inputs to the second stage. Two models are proposed to evaluate the performance of this type two-stage network structures. One is a non-linear centralized model whose global optimal solutions can be estimated using a heuristic search procedure. The other is a non-cooperative model, in which one of the stages is regarded as the leader and the other is the follower. The newly developed models are illustrated with a case of regional R&D of China.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
The smaller the Δε value we select, the more precise results we obtain.
References
Castelli, L., Pesenti, R., & Ukovich, W. (2004). DEA-like models for the efficiency evaluation of hierarchically structured units. European Journal of Operational Research, 154, 465–476.
Charnes, A., Cooper, W. W., & Rhodes, E. (1978). Measuring the efficiency of decision making units. European Journal of Operational Research, 2, 429–444.
Cook, W. D., Liang, L., & Zhu, J. (2010a). Measuring performance of two-stage network structures by DEA: a review and future perspective. Omega, 38, 423–430.
Cook, W. D., Zhu, J., Yang, F., & Bi, G. B. (2010b). Network DEA: Additive efficiency decomposition. European Journal of Operational Research, 207, 1122–1129.
Cooper, W. W., Seiford, L. M., & Zhu, J. (2004). Handbook on data envelopment analysis. Boston: Springer.
Doyle, J., & Green, R. (1994). Efficiency and cross-efficiency in DEA: Derivations, meanings and uses. Journal of the Operational Research Society, 5, 567–578.
Färe, R., & Grosskopf, S. (2000). Network DEA. Socio-Economic Planning Sciences, 34, 35–49.
Huang, Z. M., & Li, S. X. (2001). Co-op advertising models in a manufacturing-retailing supply chain: A game theory approach. European Journal of Operational Research, 135, 527–544.
Kao, C. (2009a). Efficiency decomposition in network data envelopment analysis: A relational model. European Journal of Operational Research, 192, 949–962.
Kao, C. (2009b). Efficiency measurement for parallel production systems. European Journal of Operational Research, 196, 1107–1112.
Kao, C., & Hwang, S. N. (2008). Efficiency decomposition in two-stage data envelopment analysis: An application to non-life insurance companies in Taiwan. European Journal of Operational Research, 185, 418–429.
Li, Y., Chen, Y., Liang, L., & Xie, J. (2012). DEA models for extended two-stage network structures. Omega, 40(5), 611–618.
Liang, L., Yang, F., Cook, W. D., & Zhu, J. (2006). DEA models for supply chain efficiency evaluation. Annals of Operations Research, 145, 35–49.
Liang, L., Cook, W. D., & Zhu, J. (2008). DEA models for two-stage processes: Game approach and efficiency decomposition. Naval Research Logistics, 55, 643–653.
Tone, K., & Tsutsui, M. (2009). Network DEA: A slacks-based measure approach. European Journal of Operational Research, 197, 243–252.
Zhong, W., Yuan, W., Li, S. X., & Huang, Z. M. (2011). The performance evaluation of regional R&D investments in China: An application of DEA based on the first official China economic census data. Omega, 39, 447–455.
Acknowledgements
This research is supported by National Natural Science Foundation of China under Grants (No. 70901070, 71271196 and 70821001), the Foundation for Innovative Research Groups of the National Natural Science Foundation of China (No. 71121061), the National Science Foundation of China for Distinguished Youth Scholars (No. 71225002), the Chinese Universities Scientific Fund (WK2040150005) and the Fund for International Cooperation and Exchange of the National Natural Science Foundation of China (No. 71110107024).
Part of the materials are based upon Li et al. (2012) with permission from Elsevier.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2014 Springer Science+Business Media New York
About this chapter
Cite this chapter
Li, Y., Chen, Y., Liang, L., Xie, J. (2014). DEA Models for Extended Two-Stage Network Structures. In: Cook, W., Zhu, J. (eds) Data Envelopment Analysis. International Series in Operations Research & Management Science, vol 208. Springer, Boston, MA. https://doi.org/10.1007/978-1-4899-8068-7_12
Download citation
DOI: https://doi.org/10.1007/978-1-4899-8068-7_12
Published:
Publisher Name: Springer, Boston, MA
Print ISBN: 978-1-4899-8067-0
Online ISBN: 978-1-4899-8068-7
eBook Packages: Business and EconomicsBusiness and Management (R0)