Abstract
In health care, the first application of DEA is dated to 1983 with the study of Nunamaker, measuring routine nursing service efficiency. Since then, DEA analysis has been used widely in the assessment of hospital technical efficiency in the United States as well as around the world at different levels of decision making units.
This is a preview of subscription content, log in via an institution.
Buying options
Tax calculation will be finalised at checkout
Purchases are for personal use only
Learn about institutional subscriptionsReferences
AHA (2011) American Hospital Association (AHA) Annual Survey Database, Chicago, IL. (www.AHADataViewer.com)
Athanassopoulos A, Gounaris C (2001) Assessing the technical and allocative efficiency of hospital operations in Greece and its resource allocation implications. Eur J Oper Res 133(2):416–432
Bannick RR, Ozcan YA (1995) Efficiency analysis of federally funded hospitals: comparison of DoD and VA hospitals using data envelopment analysis. Health Serv Manage Res 8(2):73–85
Biørn E, Hagen TP, Iversen T, Magnussen J (2003) The effect of activity-based financing on hospital efficiency: a panel data analysis of DEA efficiency scores 1992-2000. Health Care Manag Sci 6(4):271–284
Brown HS III (2002) Managed care and technical efficiency. Health Econ 12(2):149–158
Burgess JF, Wilson PW (1993) Technical efficiency in Veterans Administration Hospitals. In: Fried HO, Knox-Lovell CA, Schmidt SS (eds) The measurement of productive efficiency. Oxford University Press, New York, NY
Chang HH (1998) Determinants of hospital efficiency: the case of central government-owned hospitals in Taiwan. Omega 26(2):307–318
Chirikos TN, Sear AM (1994) Technical efficiency and the competitive behavior of hospitals. Socioecon Plann Sci 28(4):219–227
Chou T-H, Ozcan YA, White KR (2012) Technical and scale efficiencies of catholic hospitals: does a system value of stewardship matter? In: Tànfani E, Testi A (eds) Advanced decision making methods applied to health care, vol 173, International series in operations research & management science. Springer Science Publishers, New York, NY, pp 83–101, Chapter 6
Chu HL, Liu SZ, Romeis JC (2004) Does capitated contracting improve efficiency? Evidence from California hospitals. Health Care Manage Rev 29(4):344–352
Coppola MN (2003) Correlates of military medical treatment facility (MTF) performance: measuring technical efficiency with the structural adaptation to regain fit (SARFIT) model and data envelopment analysis (DEA). Ph.D. thesis, Virginia Commonwealth University, Richmond, VA. University Microfilms Inc., Ann Arbor MI
Creteur M, Pochet Y, Pouplier I, Closon MC (2003) Organisational performance evaluation: application to Belgian hospitals. Int J Health Care Technol Manag 1(1/2):148
Dalmau-Atarrodona E, Puig-Junoy J (1998) Market structure and hospital efficiency: evaluating potential effects of deregulation in a national health service. Rev Ind Organ 13(4):447–466
Ersoy K, Kavuncubasi S, Ozcan YA, Harris JM (1997) Technical efficiencies of Turkish hospitals: DEA approach. J Med Syst 21(2):67–74
Ferrier GD, Valdmanis V (2004) Do mergers improve hospital productivity? J Oper Res Soc 55(10):1071–1080
Field K, Emrouznejad A (2003) Measuring the performance of neonatal care units in Scotland. J Med Syst 27(4):315–324
Fulton L (2005) Performance of army medical department health delivery components, 2001-2003: a multi model approach, Ph.D. thesis, University of Texas, Austin, TX. University Microfilms Inc., Ann Arbor MI
Gerdtham UG, Rehnberg C, Tambour M (1999) The impact of internal markets on health care efficiency: evidence from health care reforms in Sweden. Appl Econ 31(8):935
Giokas DI (2001) Greek hospitals: how well their resources are used. Omega 29(1):73–83
Grosskopf S, Valdmanis VG (1987) Measuring hospital performance: a non-parametric approach. J Health Econ 6:89–107
Grosskopf S, Margaritis D, Valdmanis VG (2001) The effects of teaching on hospital productivity. Socioecon Plann Sci 35(3):189–204
Grosskopf S, Margaritis D, Valdmanis VG (2004) Competitive effects on teaching hospitals. Eur J Oper Res 154(2):515–525
Harris JM, Ozgen H, Ozcan YA (2000) Do mergers enhance the performance of hospital efficiency? J Oper Res Soc 51:801–811
Harrison JP, Sexton C (2006) The improving efficiency frontier of religious not-for-profit hospitals. Hosp Top 84(1):2–10
Harrison JP, Coppola MN, Wakefield M (2004) Efficiency of federal hospitals in the United States. J Med Syst 28(5):411–422
Harrison JP, Lambiase LR, Zhao M (2010) Organizational factors associated with quality of care in US teaching hospitals. J Health Care Finance 36(3):1–12
Helmig B, Lapsley L (2001) On the efficiency of public, welfare and private hospitals in Germany over time: a sectoral data envelopment analysis study. Health Serv Manage Res 14(4):263–274
Hollingsworth B (2003) Non-parametric and parametric applications measuring efficiency in health care. Health Care Manag Sci 6(4):203–218
Kirigia JM, Emrouznejad A, Sambo LG, Munguti N, Liambila W (2004) Using data envelopment analysis to measure the technical efficiency of public health centers in Kenya. J Med Syst 28(2):155–166
Lee K, Wan TTH (2004) Information system integration and technical efficiency in Urban hospitals. Int J Health Care Technol Manag 1(3/4):452
McCallion G, Glass JC, Jackson R, Kerr CA, McKilliop DG (2000) Investigating productivity change and hospital size: a nonparametric frontier approach. Appl Econ 32:161–174
Mobley LR, Magnussen J (1998) An international comparison of hospital efficiency: does institutional environment matter? Appl Econ 30(8):1089–1100
Mobley LR, Magnussen J (2002) The impact of managed care penetration and hospital quality on efficiency in hospital staffing. J Health Care Finance 28(4):24–43
Morey RC, Ozcan YA, Retzlaff-Roberts DL, Fine DJ (1995) Estimating the hospital-wide cost differentials warranted for teaching hospitals: an alternative to regression approaches. Med Care 33(5):531–552
O’Neill L (1998) Multifactor efficiency in data envelopment analysis with an application to Urban hospitals. Health Care Manag Sci 1(1):19–27
O’Neill L (2005) Methods for understanding super-efficient data envelopment analysis results with an application to hospital inpatient surgery. Health Care Manag Sci 8(4):291–298
O’Neill L, Dexter F (2004) Market capture of inpatient perioperative services using DEA. Health Care Manag Sci 7(4):263–273
O’Neill L, Rauner M, Heidenberger K, Kraus M (2008) A cross-national comparison and taxonomy of DEA-based hospital efficiency studies. Socioecon Plann Sci 42(3):158–189
Ouellette P, Vierstraete V (2004) Technological change and efficiency in the presence of quasi-fixed inputs: a DEA application to the hospital sector. Eur J Oper Res 154(3):755–763
Ozcan YA (1992–1993) Sensitivity analysis of hospital efficiency under alternative output/input and peer groups: a review. Knowl Pol 5(4):1–29
Ozcan YA (1995) Efficiency of hospital service production in local markets: the balance sheet of U.S. medical armament. Socioecon Plann Sci 29(2):139–150
Ozcan YA, Bannick RR (1994) Trends in department of defense hospital efficiency. J Med Syst 18(2):69–83
Ozcan YA, Luke RD (1993) A national study of the efficiency of hospitals in Urban markets. Health Serv Res 28(6):719–739
Ozcan YA, Luke RD (2011) Health care delivery restructuring and productivity change: assessing the veterans integrated service networks (VISNs) using the Malmquist approach. Med Care Res Rev 68(1 suppl):20S–35S
Ozcan YA, McCue MJ (1996) Financial performance index for hospitals. J Oper Res Soc 47:18–26
Ozcan YA, Luke RD, Haksever C (1992) Ownership and organizational performance: a comparison of technical efficiency across hospital types. Med Care 30(9):781–794
Ozcan YA, McCue MJ, Okasha AA (1996a) Measuring the technical efficiency of psychiatric hospitals. J Med Syst 20(3):141–150
Pina V, Torres L (1996) Methodological aspects in efficiency evaluation of public hospitals. Finan Acc Manag 12(1):21–35
Ramanathan TV, Chandra KS, Thupeng WM (2003) A comparison of the technical efficiencies of health districts and hospitals in Botswana. Dev South Afr 20(2):307–320
Sahin I, Ozcan YA (2000) Public sector hospital efficiency for provincial markets in Turkey. J Med Syst 24(6):307–320
Sherman HD, Zhu J (2006) Service productivity management: improving service performance using data envelopment analysis (DEA). Springer, Boston, MA
Sola M, Prior D (2001) Measuring productivity and quality changes using data envelopment analysis: an application to Catalan hospitals. Finan Acc Manag 17(3):219–246
Steinmann L, Zweifel P (2003) On the (in)efficiency of Swiss hospitals. Appl Econ 35(3):361–370
Valdmanis V (1990) Ownership and technical efficiency of hospitals. Med Care 28(6):552–561
Valdmanis V (1992) Sensitivity analysis for DEA models: an empirical example using public vs. NFP hospitals. J Publ Econ 48(2):185–205
Valdmanis VG, Kumanarayake L, Lertiendumrong J (2004) Capacity in Thai public hospitals and the production of care for poor and non-poor patients. Health Serv Res 39(6):S2117–S2135
Wang BB, Ozcan YA, Wan TTH, Harrison J (1999) Trends in hospital efficiency among metropolitan markets. J Med Syst 23(2):83–97
White KR, Ozcan YA (1996) Church ownership and hospital efficiency. Hospital Health Serv Admin 41(3):297–310
Author information
Authors and Affiliations
Appendix J: Development of Service Weight Based on Clinical and Investment Intensity
Appendix J: Development of Service Weight Based on Clinical and Investment Intensity
AHA 2011 service categories | (1) Clinical intensity | (2) Investment intensity | Variable name | (1) * (2) service weight |
---|---|---|---|---|
General medical and surgical care (adult) | 2 | 2 | GENHOS | 4 |
General medical and surgical care (pediatric) | 2 | 2 | PEDHOS | 4 |
Obstetric care | 2 | 3 | OBHOS | 6 |
Medical/surgical intensive care | 3 | 3 | MSICHOS | 9 |
Cardiac intensive care | 3 | 3 | CICHOS | 9 |
Neonatal intensive care | 3 | 3 | NICHOS | 9 |
Neonatal intermediate care | 3 | 3 | NINTHOS | 9 |
Pediatric intensive care | 3 | 3 | PEDICHOS | 9 |
Burn care | 3 | 3 | BRNHOS | 9 |
Other special care | 2 | 2 | SPCICHOS | 4 |
Other intensive care | 3 | 3 | OTHIHOS | 9 |
Physical rehabilitation care | 2 | 2 | REHABHOS | 4 |
Alcohol/drug abuse or dependency inpatient care | 2 | 1 | ALCHHOS | 2 |
Psychiatric care | 2 | 2 | PSYHOS | 4 |
Skilled nursing care | 2 | 2 | SNHOS | 4 |
Intermediate nursing care | 1 | 2 | ICFHOS | 2 |
Acute long term care | 1 | 1 | ACUHOS | 1 |
Other long term care | 1 | 1 | OTHLTHOS | 1 |
Other care | 1 | 1 | OTHCRHOS | 1 |
Adult day care program | 1 | 1 | ADULTHOS | 1 |
Airborne infection isolation room | 2 | 2 | AIRBHOS | 4 |
Alcoholism-drug abuse or dependency outpatient services | 1 | 1 | ALCOPHOS | 1 |
Alzheimer Center | 1 | 1 | ALZHOS | 1 |
Ambulance services | 2 | 3 | AMBHOS | 6 |
Ambulatory surgery center | 2 | 3 | AMBSHOS | 6 |
Arthritis treatment center | 2 | 2 | ARTHCHOS | 4 |
Assisted living services | 1 | 1 | ASSTLHOS | 1 |
Auxiliary services | 1 | 1 | AUXHOS | 1 |
Bariatric/weight control service | 2 | 2 | BWHTHOS | 4 |
Birthing room/LDR room/LDRP room | 2 | 2 | BROOMHOS | 4 |
Blood Donor Center | 1 | 1 | BLDOHOS | 1 |
Breast cancer screening/mammograms | 1 | 1 | MAMMSHOS | 1 |
Adult cardiology services | 3 | 3 | ACARDHOS | 9 |
Pediatric cardiology services | 3 | 3 | PCARDHOS | 9 |
Adult diagnostic/invasive catheterization | 3 | 3 | ACLABHOS | 9 |
Pediatric diagnostic/invasive catheterization | 3 | 3 | PCLABHOS | 9 |
Adult interventional cardiac catheterization | 3 | 3 | ICLABHOS | 9 |
Pediatric interventional cardiac catheterization | 3 | 3 | PELABHOS | 9 |
Adult cardiac surgery | 3 | 3 | ADTCHOS | 9 |
Pediatric cardiac surgery | 3 | 3 | PEDCSHOS | 9 |
Adult cardiac electrophysiology | 3 | 3 | ADTEHOS | 9 |
Pediatric cardiac electrophysiology | 3 | 3 | PEDEHOS | 9 |
Cardiac Rehabilitation | 2 | 2 | CHABHOS | 4 |
Case Management | 2 | 1 | CMNGTHOS | 2 |
Chaplaincy/pastoral care services | 1 | 1 | CHAPHOS | 1 |
Chemotherapy | 2 | 2 | CHTHHOS | 4 |
Children wellness program | 1 | 1 | CWELLHOS | 1 |
Chiropractic services | 1 | 1 | CHIHOS | 1 |
Community outreach | 1 | 1 | COUTRHOS | 1 |
Complementary medicine services | 1 | 1 | COMPHOS | 1 |
Computer assisted orthopedic surgery | 3 | 3 | CAOSHOS | 9 |
Crisis prevention | 1 | 1 | CPREVHOS | 1 |
Dental Services | 1 | 2 | DENTSHOS | 2 |
Emergency Department | 3 | 3 | EMDEPHOS | 9 |
Pediatric emergency department | 3 | 3 | PEMERHOS | 9 |
Freestanding/Satellite Emergency Department | 2 | 2 | FSERHOS | 4 |
Certified trauma center | 3 | 3 | TRAUMHOS | 9 |
Enabling services | 1 | 1 | ENBHOS | 1 |
Optical Colonoscopy | 2 | 2 | ENDOCHOS | 4 |
Endoscopic ultrasound | 2 | 2 | ENDOUHOS | 4 |
Ablation of Barrett's esophagus | 3 | 2 | ENDOAHOS | 6 |
Esophageal impedance study | 2 | 2 | ENDOEHOS | 4 |
Endoscopic retrograde cholangiopancreatography (ECRP) | 3 | 3 | ENDORHOS | 9 |
Enrollment assistance program | 1 | 1 | ENRHOS | 1 |
Extracorporeal shock-wave lithotripter (ESWL) | 2 | 3 | ESWLHOS | 6 |
Fertility Clinic | 1 | 1 | FRTCHOS | 1 |
Fitness center | 1 | 1 | FITCHOS | 1 |
Freestanding outpatient center | 2 | 2 | OPCENHOS | 4 |
Geriatric services | 1 | 1 | GERSVHOS | 1 |
Health fair | 1 | 1 | HLTHFHOS | 1 |
Community health education | 1 | 1 | HLTHCHOS | 1 |
Genetic testing/counseling | 1 | 1 | GNTCHOS | 1 |
Health screenings | 1 | 1 | HLTHSHOS | 1 |
Health research | 1 | 1 | HLTRHOS | 1 |
Hemodialysis | 2 | 2 | HEMOHOS | 4 |
HIV-AIDS services | 2 | 1 | AIDSSHOS | 2 |
Home health services | 1 | 1 | HOMEHHOS | 1 |
Hospice program | 1 | 1 | HOSPCHOS | 1 |
Hospital-base outpatient care center/services | 2 | 2 | OPHOSHOS | 4 |
Immunization program | 1 | 1 | IMPRHOS | 1 |
Indigent care clinic | 1 | 1 | ICARHOS | 1 |
Linguistic/translation services | 1 | 1 | LINGHOS | 1 |
Meals on wheels | 1 | 1 | MEALSHOS | 1 |
Mobile Health Services | 1 | 1 | MOHSHOS | 1 |
Neurological services | 2 | 2 | NEROHOS | 4 |
Nutrition programs | 1 | 1 | NUTRPHOS | 1 |
Occupational health services | 1 | 1 | OCCHSHOS | 1 |
Oncology services | 2 | 2 | ONCOLHOS | 4 |
Orthopedic services | 2 | 2 | ORTOHOS | 4 |
Outpatient surgery | 2 | 2 | OPSRGHOS | 4 |
Pain management program | 1 | 1 | PAINHOS | 1 |
Palliative care program | 1 | 1 | PALHOS | 1 |
Inpatient palliative care unit | 2 | 2 | IPALHOS | 4 |
Patient Controlled Analgesia (PCA) | 2 | 2 | PCAHOS | 4 |
Patient education center | 1 | 1 | PATEDHOS | 1 |
Patient representative services | 1 | 1 | PATRPHOS | 1 |
Assistive technology center | 1 | 2 | RASTHOS | 2 |
Electrodiagnostic services | 1 | 2 | REDSHOS | 2 |
Physical rehabilitation outpatient services | 2 | 2 | RHBOPHOS | 4 |
Prosthetic and orthotic services | 2 | 2 | RPRSHOS | 4 |
Robot-assisted walking therapy | 2 | 2 | RBOTHOS | 4 |
Simulated rehabilitation environment | 2 | 2 | RSIMHOS | 4 |
Primary care department | 2 | 2 | PCDEPHOS | 4 |
Psychiatric child/adolescent services | 2 | 1 | PSYCAHOS | 2 |
Psychiatric consultation/liaison services | 1 | 1 | PSYLSHOS | 1 |
Psychiatric education services | 1 | 1 | PSYEDHOS | 1 |
Psychiatric emergency services | 2 | 2 | PSYEMHOS | 4 |
Psychiatric geriatric services | 2 | 2 | PSYGRHOS | 4 |
Psychiatric outpatient services | 2 | 2 | PSYOPHOS | 4 |
Psychiatric partial hospitalization program | 2 | 2 | PSYPHHOS | 4 |
Psychiatric residential treatment | 2 | 2 | PSTRTHOS | 4 |
Radiology, diagnostic—Computed-tomography (CT) scanner | 3 | 3 | CTSCNHOS | 9 |
Radiology, diagnostic—Diagnostic radioisotope facility | 3 | 3 | DRADFHOS | 9 |
Radiology, diagnostic—Electron Beam Computed Tomography (EBCT) | 3 | 3 | EBCTHOS | 9 |
Radiology, diagnostic—Full-field digital mammography | 3 | 3 | FFDMHOS | 9 |
Radiology, diagnostic—Magnetic resonance imaging (MRI) | 3 | 3 | MRIHOS | 9 |
Radiology, diagnostic—Intraoperative magnetic resonance imaging | 3 | 3 | IMRIHOS | 9 |
Radiology, diagnostic—Multislice spiral computed tomography (MSCT) | 3 | 3 | MSCTHOS | 9 |
Radiology, diagnostic—Multi-slice spiral computed tomography (64+ Slice CT) | 3 | 3 | MSCTGHOS | 9 |
Radiology, diagnostic—Positron emission tomography (PET) | 3 | 3 | PETHOS | 9 |
Radiology, diagnostic—Positron emission tomography/CT (PET/CT) | 3 | 3 | PETCTHOS | 9 |
Radiology, diagnostic—Single photon emission computerized tomography (SPECT) | 3 | 3 | SPECTHOS | 9 |
Radiology, diagnostic—Ultrasound | 3 | 3 | ULTSNHOS | 9 |
Image-guided radiation therapy (IGRT) | 3 | 3 | IGRTHOS | 9 |
Intensity-Modulated Radiation Therapy (IMRT) | 3 | 3 | IMRTHOS | 9 |
Proton therapy | 3 | 3 | PTONHOS | 9 |
Shaped beam radiation System | 3 | 3 | BEAMHOS | 9 |
Stereotactic radiosurgery | 3 | 3 | SRADHOS | 9 |
Retirement housing | 1 | 1 | RETIRHOS | 1 |
Robotic surgery | 3 | 3 | ROBOHOS | 9 |
Rural health clinic | 2 | 2 | RURLHOS | 4 |
Sleep Center | 2 | 2 | SLEPHOS | 4 |
Social Work services | 1 | 1 | SOCWKHOS | 1 |
Sports medicine | 2 | 2 | SPORTHOS | 4 |
Support groups | 1 | 1 | SUPPGHOS | 1 |
Swing bed services | 1 | 1 | SWBDHOS | 1 |
Teen outreach services | 1 | 1 | TEENSHOS | 1 |
Tobacco Treatment/Cessation program | 1 | 1 | TOBHOS | 1 |
Transplant, Bone marrow transplant services | 3 | 3 | OTBONHOS | 9 |
Transplant, Heart | 3 | 3 | HARTHOS | 9 |
Transplant, Kidney | 3 | 3 | KDNYHOS | 9 |
Transplant, Liver | 3 | 3 | LIVRHOS | 9 |
Transplant, Lung | 3 | 3 | LUNGHOS | 9 |
Transplant, Tissue | 3 | 3 | TISUHOS | 9 |
Transplant, Other | 3 | 3 | OTOTHHOS | 9 |
Transportation to health services | 1 | 1 | TPORTHOS | 1 |
Urgent care center | 2 | 2 | URGCCHOS | 4 |
Virtual colonoscopy | 2 | 2 | VRCSHOS | 4 |
Volunteer services department | 1 | 1 | VOLSVHOS | 1 |
Women’s health center/services | 1 | 1 | WOMHCHOS | 1 |
Wound Management Services | 2 | 2 | WMGTHOS | 4 |
Maximum Weighted Service-Mix Index | 683 |
Rights and permissions
Copyright information
© 2014 Springer Science+Business Media New York
About this chapter
Cite this chapter
Ozcan, Y.A. (2014). Hospital Applications. In: Health Care Benchmarking and Performance Evaluation. International Series in Operations Research & Management Science, vol 210. Springer, Boston, MA. https://doi.org/10.1007/978-1-4899-7472-3_9
Download citation
DOI: https://doi.org/10.1007/978-1-4899-7472-3_9
Published:
Publisher Name: Springer, Boston, MA
Print ISBN: 978-1-4899-7471-6
Online ISBN: 978-1-4899-7472-3
eBook Packages: Business and EconomicsBusiness and Management (R0)