Abstract
Reliability is related to all levels of an application, from component or device level to system or environment level. Even though all these levels are linked and interact with each other, they are described separately in this chapter. For each level of the system, the dominant failure modes are summarized, and where possible related models describing the degradation are discussed. The chapter is illustrated with pictures of failure modes and an overview of appropriate failure analysis techniques is given. The approach is from an industrial point of view, rather than from academic point of view. Both catastrophic failures and degradation modes resulting in a decreasing light output are discussed. Amongst catastrophic failures, die cracking, electrical opens, electrical shorts, delamination, damage from ESD at the different levels, and driver failures are addressed. Phenomena causing decreasing lumen output are amongst others all mechanisms that affect the recombination of holes and electrons in the active area of the LED, degradation of the lens and of the encapsulant, yellowing of the lens and of the encapsulant, outgassing and deposition, increase of the contact resistance, and degradation of the phosphors. For most failure and degradation mechanisms, a good temperature control is a key. A major challenge is that the time to generate data to predict lumen depreciation is of the same order of magnitude as the life cycle of a LED.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Abbreviations
- T j :
-
Junction temperature
- L70:
-
Time to reach 70% of the initial lumen output
- EOS:
-
Electrical overstress
- ESD:
-
Electrostatic discharge
- TVS:
-
Transient voltage suppression diode
- LEE:
-
Light extraction efficiency
- CTE:
-
Coefficient of thermal expansion
- CME:
-
Coefficient of moisture expansion
- IMC:
-
Intermetallic compound
- MCPCB:
-
Metal-core printed circuit board
- C-SAM:
-
C-mode scanning acoustic microscope
- EDX:
-
Energy dispersive X-ray analysis
- SAC:
-
Tin silver copper solder alloy (Sn–Ag–Cu)
- AuSn:
-
Eutectic gold tin solder composition (AuSn)
- SEM:
-
Scanning electron microscopy
- TEM:
-
Transmission electron microscopy
- TST:
-
Thermal shock testing
- TCT:
-
Thermal cyclic testing
- ESR:
-
Electron spin resonance
- pcLED:
-
Phosphor converted LED
- HAZ:
-
Heat affected zone
- GGI:
-
Gold to gold interconnect
- AF:
-
Acceleration factor
- FIT:
-
Failures in 109 device hours
- HTOL:
-
High temperature operating life test
- MM:
-
Machine model (ESD)
- CDM:
-
Charged device model (ESD)
- HBM:
-
Human body model (ESD)
- MD:
-
Misfit dislocations
- TD:
-
Threaded dislocations
- AFM:
-
Atomic force microscope
- RI:
-
Refractive index
- UBM:
-
Under bump metallization
- VOC:
-
Volatile organic compounds
- NCA:
-
Nonconductive adhesive
- TIM:
-
Thermal interface materials
- ECM:
-
Electrochemical migration
- FT-IR:
-
Fourier-transform infra red analysis
- FWHM:
-
Full-width half-maximum
References
Horng R-H et al (2011) Failure modes and effects analysis for high-power GaN-based light-emitting diodes package technology. Microelectron Reliab 52:818–821. doi:10.1016/j.microrel.2011.02.021
Krames MR et al (2007) Status and future of high-power light-emitting diodes for solid-state lighting. J Display Technol 3(2):160–175
DR04. Luxeon Rebel IES LM-80 Test Report
Cotterell B, Chen Z, Han J-B, Tan N-X (2003) The strength of the silicon die in flip-chip assemblies. J Electron Packag 125:115
Dugnani R, Wu M (2009) Fracture mechanisms for silicon dice. In: Proceedings of the 35th ISTFA, San Jose, CA, pp 309–313
Amerasekera A, Duvvury C (2002) ESD in silicon integrated circuits, 2nd edn. Wiley, Baffins Lane
Unger BA (1983) Electrostatic discharge failures of semiconductor devices. In: IEEE/PROC, IRPS, Las Vegas, NV, USA, pp 193–199
Xie R-J, Hirosaki N, Sakuma K, Kimura N (2008) White light-emitting diodes (LEDs) using (oxy)nitride phosphors. J Phys D: Appl Phys 41:1440131–1440135
Application Brief AB32 Lumileds, LUXEON® Rebel and LUXEON® Rebel ES, Assembly and Handling information
Meneghesso G, Meneghini M, Zanoni E (2010) Recent results on the degradation of white LEDs for lighting. J Phys D: Appl Phys 43:354007
Barton DL et al (1999) Degradation mechanisms in GaN/AIGaN/InGaN LEDs and LDs. IEEE 0-7803-4354-9/99/$10.00 0
Cree XLamp®. Long-term lumen maintenance. Technical Article CLD-AP28 REV.0
Evaluating the lifetime behavior of LED systems—the path to a sustainable luminaire business model. Lumileds White Paper WP15, 10 May 2004
Jiao J-Z (2011) TM-21 seeks methods for lumen-maintenance prediction. LEDs Magazine, February 2011, pp 37–39
Luxeon Reliability Data, Reliability Datasheet RD07, Lumileds website
Uddin A, Wei AC, Anderson TG (2005) Study of degradation mechanism of blue light emitting diodes. Thin Solid Films 483:378–381
Ueda O (1999) Reliability issues in III–V compound semiconductor devices: optical devices and GaAs-based HBTs. Microelectron Reliab 39:1839–1855
Liu XW, Hopgood AA, Usher BF, Wang H, Braithwaite NStJ (1999) Formation of misfit dislocations during growth of InxGa1 − xAs/GaAs strained-layer heterostructures. Semicond Sci Technol 14:1154–1160
Misirlioglu IB, Vasiliev AL, Aindow M, Alpay SP (2004) AlpayFigures threading dislocation generation in epitaxial (Ba, Sr)TiO3 films grown on (001) LaAlO3 by pulsed laser deposition. Appl Phys Lett 84(10):1742–1744
Ovid’ko IA (1999) Misfit dislocation walls in solid films. J Phys: Condens Matter 11:6521–6527
Speck JS, Brewer MA, Beltzb G, Romanovc AE, Pompe W (1996) Scaling laws for the reduction of threading dislocation densities in homogeneous buffer layers. J Appl Phys 80(7):3808–3816
Arnold J (2004) When the lights go out: LED failure modes and mechanisms, White paper. DfR Solutions, College Park, MD, USA
Bogdanov MV, Bulashevich KA, Khokhlev OV, Evstratov IY, Ramm MS, Karpov SY (2010) Current crowding effect on light extraction efficiency of thin-film LEDs. Phys Stat Sol (c) 7(7–8):2124–2126
Wang P, Wei W, Cao B, Gan Z, Liu S (2010) Simulation of current spreading for GaN-based light-emitting diodes. Opt Laser Technol 42:737–740
Meneghini M, Tazzoli A, Mura G, Meneghesso G, Zanoni E (2010) A review on the physical mechanisms that limit the reliability of GaN-based LEDs. IEEE Trans Electron Devices 57(1):108–118
Meneghesso G et al (2002) Failure modes and mechanisms of DC-aged GaN LEDs. Phys Stat Sol (a) 194(2):389–392
Meneghini M et al (2008) Reliability of deep-UV light-emitting diodes. IEEE Trans Device Mater Reliab 8(2):248
Meneghini M et al (2008) A review on the reliability of GaN-based LEDs. IEEE Trans Device Mater Reliab 8(2):323
Jang HW, Kim JK, Kim SY, Yu HK, Lee J-L (2004) Ohmic contacts for high power LEDs. Phys Stat Sol (a) 201(12):2831–2836
Kim H, Yang H, Huh C, Kim S-W, Park S-J, Hwang H (2000) Electromigration-induced failure of GaN multi-quantum well light emitting diode. Electron Lett 36(10):908–910
Behaviour of InGaN LEDs in parallel circuits. Application Note, 17 May 2002, Opto Semiconductors
Narendran N, Gu Y, Freyssinier JP, Yu H, Deng L (2004) Solid-state lighting: failure analysis of white LEDs. J Cryst Growth 268:449–456
Application Note 409, Evans analytical group detection of threaded dislocations in strained Si using AFM 7th May 2007, Version 3.0
Novak M, Feinstein A. Bruker’s nano surfaces solutions provide complete LED surface metrology capability, Bruker website
Lin Y-C et al (2006) Materials challenges and solutions for the packaging of high power LED. In: International microsystems, packaging, assembly conference, Taiwan
Hsu Y-C et al (2008) Failure mechanisms associated with lens shape of high-power LED modules in aging test. IEEE Trans Electron Devices 55(2):689–694
Down JL (1986) The yellowing of epoxy resin adhesives: report on high-intensity light aging. Stud Conserv 1:159–170
Arik M, Setlur A, Weaver S, Haitko D, Petroski J (2007) Chip to system levels thermal needs and alternative thermal technologies for high brightness LEDS. J Electron Packag 129:328–338
Torikai A et al (1999) Accelerated photodegradation of poly(vinyl chloride). Polym Degrad Stab 63:441–445
Torikai A et al (1990) Photodegradation of polyethylene: factors affecting photostability. J Appl Polym Sci 40:1637–1646
Torikai A et al (1993) Photodegradation of polymer materials containing flame-cut agents. J Appl Polym Sci 50:2185–2190
Bera D et al (2010) Optimization of the yellow phosphor concentration and layer thickness for down-conversion of blue to white light. J Display Technol 6(12):645–651
Luo H et al (2005) Analysis of high-power packages for phosphor-based white-light—mitting diodes. Appl Phys Lett 86:243505
Allen SC et al (2007) ELiXIR—solid-state luminaire with enhanced light extraction by internal reflection. J Display Technol 3(2):155
Sonoki H et al (2007) Study on deterioration mechanism and acceleration tests for optical transparent materials. In: IEEE polytronic conference, Warsaw, Poland, pp 189–192
Hu J, Yang L, Shin MW (2007) Mechanism and thermal effect of delamination in light-emitting diode packages. Microelectr J 38(2):157–163
Hu J et al (2006) Thermal and mechanical analysis of delamination in GaN-based light-emitting diode packages. J Cryst Growth 288:157–161
Wong EH, Chan KC, Rajoo R, Lim TB (2002) The mechanics and impact of hygroscopic swelling of polymeric materials in electronic packaging. ASME J Electron Pack 124:122–126
Driel WDV, van Gils MAJ, Fan X, Zhang GQ, Ernst LJ (2008) Driving mechanisms of delamination related reliability problems in exposed pad packages. IEEE Trans Compon Pack Technol 31:260–268
Driel WDV, Wisse G, Chang AYL, Jassen JHJ, Fan X, Zhang KGO et al (2004) Influence of material combinations on delamination failures in a cavity-down TBGA package. IEEE Trans Compononents Packag Technol 27:651–658
Driel WDV et al (2005) Prediction of delamination related IC & packaging reliability problems. Microelectron Reliab 45:1633–1638
Harman G (1997) Wire bonding in microelectronics materials, processes, reliability, and yield, 2nd edn. McGraw-Hill, New York, NY
Oldervoll F et al (2004) Wire-bond failure mechanisms in plastic encapsulated microcircuits and ceramic hybrids at high temperatures. Microelectron Reliab 44:1009–1015
Buso S (2008) Performance degradation of high-brightness light emitting diodes under DC and pulsed bias. IEEE Trans Device Mater Reliab 8(2):312–322
Arik M, Weaver S, Becker CA, Hsing M, Srivastava A (2003) Effects of localized heat generations due to the color conversion in phosphor particles and layers of high brightness light emitting diodes. In: International electronic packaging technical conference and exhibition, Maui, Hawaii
Chhajed S et al (2005) Influence of junction temperature on chromaticity and color-rendering properties of trichromatic white-light sources based on light-emitting diodes. J Appl Phys 97:011306
Xie R-J, Hirosaki N, Kimura N, Sakuma K, Mitomo M (2007) 2-Phosphor-converted white light-emitting diodes using oxynitride/nitride phosphors. Appl Phys Lett 90:1911011–1911013
Meneghesso G et al (2010) Recent results on the degradation of white LEDs for lighting. J Phys D: Appl Phys 43:354007 (11 pp)
Xie R-J et al (2007) Silicon-based oxynitride and nitride phosphors for white LEDs—a review. Sci Technol Adv Mater 8:588–600
Dudek R et al (2007) Low-cycle fatigue of Ag-based solders dependent on alloying composition and thermal cycle conditions. In: 57th ECTC, Reno, NV, pp 14–21
Hannach T et al (2009) Creep in microelectronic solder joints: finite element simulations versus semi-analytical methods. Appl Mech 79(6–7):605–617
Ma H (2009) Constitutive models of creep for lead-free solders. J Mater Sci
Darveaux R et al (1992) IEEE Trans Component Hybrids Manuf Technol 15(6):1013
Clech J-P (2009) Lead-free solder joint reliability: acceleration factors. In: SMTAI, San Diego, CA, USA
Schubert A et al (2003) Fatigue life models for SnAgCu and SnPb solder joints evaluated by experiments and simulation. In: Proceedings of the ECTC 2003, May 2003, New Orleans, Louisiana, pp 603–610
Engelmaier W (2008) Creep fatigue model for SAC405/305 solder joint reliability estimation—a proposal. Global SMT & Packaging, December, pp 46–48
Vasudevan V et al (2008) An acceleration model for lead-free (SAC) solder joint reliability under thermal cycling. In: Proceedings of the 58th, ECTC, May 2008, pp 139–145
LI J et al (2010) Multiscale simulation of microstructural changes in solder interconnections during thermal cycling. J Electron Mater 39(1)
Klein Wassink RJ (1989) Soldering in electronics, 2nd edn. Electrochemical Publications, Port Erin, Isle of Man, British Isles
Liu J, Lai Z, Kristiansen H, Khoo C (1998) Overview of conductive adhesive joining technology in electronics packaging applications. In: Proceedings of the 3rd IEEE international conference on adhesive joining and coating technology in electronics manufacturing, pp 1–18
Lefebvre DR, Takahashi KM, Muller AJ, Raju VR (1991) Degradation of epoxy coatings in humid environment: The critical relative humidity for adhesion loss. J Adhesive Sci Technol 5:201–227
Caers JFJ et al (2004) Towards a predictive behavior of non-conductive adhesive interconnects. In: Proceedings of the 54th ECTC conference, June 2004, Las Vegas, NV, pp 106–112
Lasance C (2003) The urgent need for widely accepted test methods for thermal interface materials. In: Proceedings SEMITHERM XIX, March 2003, San Jose, CA, pp 123–128
Viswanath R et al (2002) Thermal performance challenges from silicon to systems. Intel Technol J Q3(2):16
Gowda A et al (2005) Reliability testing of silicone-based thermal grease. In: Proceedings of SEMITHERM XXI, March 2005, San Jose, CA, pp 64–71
Laird Technologies. T-grease 2500 reliability testing report, Laird website
Samson E et al (2005) Interface material selection and a thermal management technique in second-generation platforms built on Intel® Centrino™ Mobile Technology. Intel Tech J (1):75–86
Chiu C-P et al (2001) An accelerated reliability test method to predict thermal grease pump-out in flip-chip applications. In: Electronic components and technology conference
IEC 61347-1, Lamp controlgear—Part 1. General and safety requirements
UL 840 (2007) Insulation coordination including clearances and creepage distances for electrical equipment
Rogers K, Van Den Driessche P, Hillman C, Pecht M (1999) Do you know that your laminates may contain hollow fibers? Printed Circuit Fabric 22(4):34–38
Gagne JJP (1982) Silver migration model for Ag–Au–Pd conductors. IEEE Trans Components Hybrids Manuf Technol CHMT-5(4):402–407
Howard RT (1981) Electrochemical model for corrosion of conductors on ceramic substrates. IEEE Trans CHMT 4(4):520–525
Rudra B, Pecht M, Jennings D (1994) Assessing time-to-failure due to conductive filament formation in multi-layer organic laminates. IEEE Trans Components Packag Manuf Tech: Part B 17(3):269–276
Turbini LF (2006) Conductive anodic filament (CAF) formation, an historic perspective. Circuit World 32(3):19–24
Concoat Systems, Auto-SIR test guidelines, concoat systems website
Jachim J, Freeman G, Turbini L (1997) Use of surface insulation resistance and contact angle measurements to characterize the interactions of three water soluble flexes with FR-4 substrates. IEEE CPMT: Part B 20(4)
Zamanzadeh M, Meilink SL, Warren GW, Wynblatt P, Yan B (1990) Electrochemical examination of dendritic growth on electronic devices in HCl electrolytes. Corrosion 46(8):665–671
Bumiller E, Hillman C. A review of models for time-to-failure due to metallic migration mechanisms, White Paper. DfR Solutions
Chiu C-P, Chandran B, Mello M, Kelley K (2001) An accelerated reliability test method to predict thermal grease pump-out in flip-chip applications. In: Proceedings of the 51st ECTC, 29 May–1 Jun 2001, Orlando, FL
Lahyani A, Venet P, Grellet G, Viverge PJ (1998) Failure prediction of electrolytic capacitors during operation of a switchmode power supply. IEEE Trans Power Electron 13:1199–1207
Guidelines for the installation, inspection, maintenance and repair of structural supports for highway signs, luminaries, and traffic signals, US department of Transportation, Report No. FHWA NHI 05-036, March 2005
Medina MM (2006) Development of design specifications, details and design criteria for traffic light poles, Department of Transportation, Kansas, Report No. K-TRAN: KU-98-6, September 2006
Ingress Protection Rating Code according to international standard IEC 60529-2004
Pinnes EL (1979) Time constants for moisture diffusion through a permeable barrier into an airspace. Polym Eng Sci 19(7):525–529
Goswami A, Han B (2006) On ultra-fine leak detection of hermetic wafer level packages. In: 56th ECTC, San Diego, CA, pp 126–564
IEC 60598-1, Luminaires—Part 1. General requirements and tests
Grossman DM (2006) The right choice—UV fluorescent testing or xenon arc testing? Paint and Coatings Industry Magazine, March
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2013 Springer Science+Business Media, LLC
About this chapter
Cite this chapter
Caers, J.F.J.M., Zhao, X.J. (2013). Failure Modes and Failure Analysis. In: van Driel, W., Fan, X. (eds) Solid State Lighting Reliability. Solid State Lighting Technology and Application Series, vol 1. Springer, New York, NY. https://doi.org/10.1007/978-1-4614-3067-4_4
Download citation
DOI: https://doi.org/10.1007/978-1-4614-3067-4_4
Published:
Publisher Name: Springer, New York, NY
Print ISBN: 978-1-4614-3066-7
Online ISBN: 978-1-4614-3067-4
eBook Packages: EngineeringEngineering (R0)