Governance: The Investment Manager’s Perspective

  • Ralph A. Rieves
  • John Lefebvre

Abstract

Governance is leadership. It is not just about compliance. Professional investors presuppose your compliance with SEC rules, just as they presuppose your compliance with the laws of other agencies and regulatory bodies. If your company is not in compliance with any regulations, it won’t have any appeal to professional investors.

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Copyright information

© Ralph A. Rieves and John Lefebvre 2012

Authors and Affiliations

  • Ralph A. Rieves
  • John Lefebvre

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