Compliance in Financial Institutions: Tasks, Functions and Structure

  • Tomasz BraunEmail author


When examining compliance norms in financial institutions, it is first of all necessary to present the tasks and the functions performed by the services appointed to manage non-compliance risk in these institutions, and to describe their position in the organisational structures of financial institutions. The complexity of relations within financial institutions, the complications of transactions, the extensive decision-making structures equipped with different powers of competence, and the heterogeneity of solutions adopted in the financial institutions, make such a presentation aimed at facilitating an examination at what compliance is in financial institutions today complicated.

Copyright information

© The Author(s) 2019

Authors and Affiliations

  1. 1.Lazarski UniversityWarsawPoland

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