Abstract
This chapter shifts the focus to the implementation phase. It bridges the literature on soft law, compliance and policy instruments to examine the determinants of member states’ responses EU soft provisions. Using multilevel regression analysis, it shows that, when member states have no legal obligation to implement, the main driver of compliance with soft law lies with governments’ preferences. These may be constrained by civil society whilst the financial incentives prove incapable of dragging the preferences of member states towards the EU’s.
This Chapter reproduces the contents published in Van Wolleghem (2017) © 2017 University Association for Contemporary European Studies and John Wiley & Sons Ltd.
This is a preview of subscription content, log in via an institution.
Buying options
Tax calculation will be finalised at checkout
Purchases are for personal use only
Learn about institutional subscriptionsNotes
- 1.
Despite the fact that the EIF was adopted through Council Decision, the provisions it includes are of a soft law nature. See below for more on this. See also Trimikliniotis (2012).
- 2.
See Chapter 2 for more on this point.
- 3.
Time-series cross-section models are nowadays well known in the academic community so that there is no need to go in-depth on the method here (see notably Beck 2006). Models’ specifics and the data used are detailed in the appendices.
- 4.
- 5.
- 6.
- 7.
- 8.
- 9.
Note that, whilst this chapter looks into an implementation phase close to that of transposition for Directives, Chapter 6 delves into the next phase, close to that of application of Directives.
- 10.
- 11.
The EIF was adopted on the basis of article 63 (3) (a) relating to legal immigration and ruled by unanimity voting.
- 12.
Council Decision 2007/435/EC, art. 10.
- 13.
Tholoniat (2010: 97) notes that in the first OMCs, members states ‘tended to avoid peer review exercises or simply refused to report on progress’ on sensitive issues.
- 14.
See C. (2007) 3926 final.
- 15.
- 16.
- 17.
See notably Howlett and Giest (2012).
- 18.
Eurostat data (2014) show conflicting positions in the public’s attitude towards migrants for instance. Note that the public’s preferences as to integration and/or how much Europe there should be in integration policy is more difficult to fathom.
- 19.
As a matter of fact, parties’ policy preferences on the matter change very little over short periods of time. Policy preferences on multiculturalism for the period 1999–2014 have rarely moved of more than one point on a zero-to-ten scale.
- 20.
See the CBPs, Box 3.2.
- 21.
The concepts of assimilation and multiculturalism have been discussed a great deal in the specialized literature (see this book’s introduction). They are here considered as a policy preferences. Assimilation refers to a policy position viewing integration as a one-sided process of adaptation whereby immigrants are to be incorporated into the host society (Brubaker 2001) whereas multiculturalism refers to the acceptance (and sometimes) promotion of long-term cultural differences (Kymlicka 1995).
- 22.
Commission Decision C. (2008) 795.
- 23.
See inter alia Scharpf (2003).
- 24.
For migration, see inter alia Geddes (2000), but see also the INTI programme; that is, NGOs directly financed by Commission for the integration of third country nationals.
- 25.
CSOs overwhelmingly considered the CBPs to be up-to-date and a fundamental framework for national policy-making. See Council conclusions of the Council and the Representatives of the Governments of the Member States on the integration of third-country nationals legally residing in the EU, June 2014. On the Commission’s progressive position, see Geddes (2000).
- 26.
See appendices for the method.
- 27.
Coefficients are discussed irrespective of their statistical significance since: (a) the study does not rely on representative sampling but on a finite population; (b) the population is rather small; (c) statistical and substantive significance are two different things. See the appendices for more on this. See also Taagepera (2008) and Valentine et al. (2015) for a very interesting discussion on statistical significance.
- 28.
See the appendices for methodological details.
- 29.
The slope is the steepest for CSO low and PO high but implementation begins at a higher level of government salience (5 on the scale). Note however that this line meets the CSO-low-PO-low one towards government maximum salience.
- 30.
- 31.
References
Scholarship and Expert References
Albaek, E., Green-Pedersen, C., & Nielsen, L. B. (2007). Making Tobacco Consumption a Political Issue in the United States and Denmark: The Dynamics of Issue Expansion in Comparative Perspective. Journal of Comparative Policy Analysis: Research and Practice, 9(1), 1–20.
Alonso, S., & Fonseca, S. C. d. (2011). Immigration, Left and Right. Party Politics, 18(6), 865–884.
Bache, I. (2010). Partnership as an EU Policy Instrument: A Political History. West European Politics, 33(1), 58–74.
Beck, N. (2006). Time-Series–Cross-Section Methods. No. draft as of June 5th 2006.
Borràs, S., & Jacobsson, K. (2004). The Open Method of Co-ordination and New Governance Patterns in the EU. Journal of European Puölic Policy, 11(2), 185–208.
Börzel, T. A. (2000). Why There Is No “Southern Problem”. On Environmental Leaders and Laggards in the European Union. Journal of European Public Policy, 7(1), 141–162.
Börzel, T. A. (2001). Non-compliance in the European Union: Pathology or Statistical Artefact? Journal of European Public Policy, 8(5), 803–824.
Börzel, T. A., & Risse, T. (2003). Conceptualising the Domestic Impact of Europe. In K. Featherstone & C. Radaelli (Eds.), The Politics of Europeanization (pp. 57–82). Oxford: Oxford University Press.
Brubaker, R. (2001). The Return of Assimilation? Changing Perspectives on Immigration and Its Sequels in France, Germany, and the United States. Ethnic and Racial Studies, 24(4), 531–548.
Büchs, M. (2007). New Governance in European Social Policy: The Open Method of Coordination. Southampton: Palgrave Macmillan.
Carrera, S. (2008). Benchmarking Integration in the EU. Analyzing the Debate on Integration Indicators and Moving It Forward. Bertelsmann Foundation.
Carrera, S., & Faure Atger, A. (2011). Integration as a Two-Way Process in the EU? Assessing the Relationship between the European Integration Fund and the Common Basic Principles. Brussels: Centre for European Policy Studies.
Caviedes, A. (2004). The Open Method of Co-ordination in Immigration Policy: A Tool for Prying Open Fortress Europe? Journal of European Public Policy, 11(2), 289–310.
Cremona, M. (2012). Introduction. In M. Cremona (Ed.), Compliance and the Enforcement of EU Law. Oxford: Oxford University Press.
Dai, X. (2005). Why Comply? The Domestic Constituency Mechanism. International Organization, 59(02), 363–398.
Dehousse, R. (2005). La Méthode Ouverte de Coordination. Quand L’instrument Tient Lieu de Politique. In P. Lascoumes & P. Le Galès (Eds.), Gouverner par les Instruments (pp. 331–356). Paris: Presses de Sciences Po « Académique ».
Eurostat. (2014). Standard Eurobarometer 82 Autumn 2014.
Falkner, G., & Treib, O. (2008). Three Worlds of Compliance or Four? The EU-15 Compared to New Member States. JCMS: Journal of Common Market Studies, 46(2), 293–313.
Falkner, G., Treib, O., & Hartlapp, M. (2005). Complying with Europe: EU Harmonisation and Soft Law in the Member States. Cambridge: Cambridge University Press.
Falkner, G., Hartlapp, M., & Treib, O. (2007). Worlds of Compliance: Why Leading Approaches to European Union Implementation Are Only “Sometimes-True Theories”. European Journal of Political Research, 46(3), 395–416.
Featherstone, K. (2003). Introduction: In the Name of “Europe”. In K. Featherstone & C. M. Radaelli (Eds.), The Politics of Europeanization (pp. 3–26). New York: Oxford University Press.
Featherstone, K. (2005). “Soft” Co-ordination Meets “Hard” Politics: The European Union and Pension Reform in Greece. Journal of European Public Policy, 12(4), 733–750.
Geddes, A. (2000). Lobbying for Migrant Inclusion in the European Union: New Opportunities for Transnational Advocacy? Journal of European Public Policy, 7(4), 632–649.
Giuliani, M. (2003). Europeanization in Comparative Perspective: Institutional Fit and National Adaptation. In K. Featherstone & C. M. Radaelli (Eds.), The Politics of Europeanization. New York: Oxford University Press.
Grabosky, P. N. (1995). Counterproductive Regulation. International Journal of the Sociology of Law, 23(4), 347–369.
Green-Pedersen, C., & Mortensen, P. B. (2013). Policy Agenda-Setting Studies: Attention, Politics and the Public. In E. Araral, S. Fritzen, & M. Howlett (Eds.), Routledge Handbook of Public Policy (pp. 167–174). New York: Taylor & Francis.
Gunningham, N., & Sinclair, D. (1998). Designing Smart Regulation. Paris: OECD/International Energy Agency.
Haverland, M. (2000). National Adaptation to European Integration: The Importance of Institutional Veto Points. Journal of Public Policy, 20(1), 83–103.
Hooghe, L., & Marks, G. (2001). Multi-level Governance and European Integration. Lanham: Rowman & Littlefield.
Howlett, M., & Giest, S. (2012). Routledge Handbook of Public Policy. New York: Taylor & Francis.
Kassim, H., & Le Galès, P. (2010). Exploring Governance in a Multi-level Polity: A Policy Instruments Approach. West European Politics, 33(1), 1–21.
Knill, C., & Lenschow, A. (2005). Compliance, Competition and Communication: Different Approaches of European Governance and Their Impact on National Institutions. JCMS: Journal of Common Market Studies, 43(3), 583–606.
König, T., & Luetgert, B. (2008). Troubles with Transposition? Explaining Trends in Member-State Notification and the Delayed Transposition of EU Directives. British Journal of Political Science, 39(1), 163–194.
König, T., & Mäder, L. (2014). The Strategic Nature of Compliance: An Empirical Evaluation of Law Implementation in the Central Monitoring System of the European Union. American Journal of Political Science, 58(1), 246–263.
Kröger, S. (2009). The Open Method of Coordination: Underconceptualisation, Overdetermination, De-Politicisation and Beyond. European Integration Online Papers, 13(1).
Kymlicka, W. (1995). Multicultural Citizenship: A Liberal Theory of Minority Rights. New York: Oxford University Press.
Lampinen, R., & Uusikylä, P. (1998). Implementation Deficit? Why Member States Do Not Comply with EU Directives? Scandinavian Political Studies, 21(3), 231–251.
Les Echos. (2015, August 1). L’immigration, Principale Preoccupation Des Europeens. Les Echos.
Lowi, T. J. (1964). American Business, Public Policy, Case-Studies, and Political Theory. World Politics, 16(04), 677–715.
Luedtke, A. (2005). European Integration, Public Opinion and Immigration Policy: Testing the Impact of National Identity. European Union Politics, 6(1), 83–112.
Majone, G. (1999). The Regulatory State and Its Legitimacy Problems. West European Politics, 22(1), 1–24.
Mbaye, H. A. D. (2001). Why National States Comply with Supranational Law: Explaining Implementation Infringements in the European Union, 1972–1993. European Union Politics, 2(3), 259–281.
McCubbins, M. D., & Schwartz, T. (1984). Congressional Oversight Overlooked: Police Patrols Versus Fire Alarms. American Journal of Political Science, 28(1), 165–179.
Pridham, G. (1994). National Environmental Policy-Making in the European Framework: Spain, Greece and Italy in Comparison. Regional Politics and Policy, 4(1), 80–101.
Radaelli, C. M. (2008). Europeanization, Policy Learning, and New Modes of Governance. Journal of Comparative Policy Analysis: Research and Practice, 10(3), 239–254.
Rasmussen, A., Carroll, B. J., & Lowery, D. (2013). Representatives of the Public? Public Opinion and Interest Group Activity. European Journal of Political Research, 53(2), 250–268.
Salamon, L. M. (2000). The New Governance and the Tools of Public Action: An Introduction. Fordham Urban Law Journal, 28(5), 1611–1674.
Saurugger, S. (2007). Democratic Misfit? Conceptions of Civil Society Participation in France and the European Union. Political Studies, 55(2), 384–404.
Saurugger, S. (2012). Beyond Non-compliance with Legal Norms. In T. Exadaktylos & C. M. Radaelli (Eds.), Research Design in European Studies: Establishing Causality in Europeanization. Basingstoke: Palgrave Macmillan.
Saurugger, S., & Terpan, F. (2013). Resisting EU Norms. A Framework for Analysis. HAL Archives Ouvertes.
Scharpf, F. W. (2003). Problem-Solving Effectiveness and Democratic Accountability in the EU. (MPifG Working Papers Vol. 3, No. 1).
Spendzharova, A., & Versluis, E. (2013). Issue Salience in the European Policy Process: What Impact on Transposition? Journal of European Public Policy, 20(10), 1499–1516.
Steunenberg, B. (2007). A Policy Solution to the European Union’s Transposition Puzzle: Interaction of Interests in Different Domestic Arenas. West European Politics, 30(1), 23–49.
Steunenberg, B., & Rhinard, M. (2010). The Transposition of European Law in EU Member States: Between Process and Politics. European Political Science Review, 2(03), 495–520.
Susskind, L. (2006). Arguing, Bargaining, and Getting Agreement. In M. Moran, M. Rein, & R. E. Goodin (Eds.), The Oxford Handbook of Public Policy (pp. 269–295). New York: Oxford University Press.
Taagepera, R. (2008). Making Social Sciences More Scientific: The Need for Predictive Models. Oxford: Oxford University Press.
Tholoniat, L. (2010). The Career of the Open Method of Coordination: Lessons from a “Soft” EU Instrument. West European Politics, 33(1), 93–117.
Thomson, R., Torenvlied, R., & Arregui, J. (2007). The Paradox of Compliance: Infringements and Delays in Transposing European Union Directives. British Journal of Political Science, 37(4), 685–709.
Treib, O. (2014). Implementing and Complying with EU Governance Outputs. Living Reviews in European Governance, 9.
Trimikliniotis, N. (2012). The Instrumentalisation of EU Integration Policy: Reflecting on the Dignified Efficient and Undeclared Policy Aspects. In Y. Pascouau & T. Strik (Eds.), Which Integration Policies for Migrants? Interaction Between the EU and Its Member States (pp. 109–128). Nijmegen: Wolf Legal Publishers.
Valentine, J. C., Aloe, A. M., & Lau, T. S. (2015). Life After NHST: How to Describe Your Data Without “P-Ing” Everywhere. Basic and Applied Social Psychology, 37(5), 260–273.
van Spanje, J., & de Vreese, C. (2011). So What’s Wrong with the EU? Motivations Underlying the Eurosceptic Vote in the 2009 European Elections. European Union Politics, 12(3), 405–429.
Van Wolleghem, P. G. (2017). Why Implement Without a Tangible Threat? The Effect of a Soft Instrument on National Migrant Integration Policies. JCMS: Journal of Common Market Studies, 55(5), 1127–1143.
Wren, A., & McElwain, K. M. (2009). Voters and Parties. In R. E. Goodin (Ed.), The Oxford Handbook of Political Science. New York: Oxford University Press. Available at http://www.oxfordhandbooks.com/view/10.1093/oxfordhb/9780199604456.001.0001/oxfordhb–9780199604456–e–019. Last Consulted March 22, 2016.
EU Acts and Other Official Documents
C (2007) 3926 Final—European Commission. (2007). Commission Decision of 21/VIII/2007 Implementing Council Decision 2007/435/EC as Regards the Adoption of Strategic Guidelines for 2007 to 2013.
COM (2001) 387 Final—European Commission. (2001). Communication from the Commission to the Council and the European Parliament on an Open Method of Coordination for the Community Immigration Policy.
Author information
Authors and Affiliations
Rights and permissions
Copyright information
© 2019 The Author(s)
About this chapter
Cite this chapter
Van Wolleghem, P.G. (2019). Why Implement Without a Tangible Threat? the Effect of a Soft Instrument on National Migrant Integration Policies. In: The EU’s Policy on the Integration of Migrants. Palgrave Studies in European Union Politics. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-319-97682-2_5
Download citation
DOI: https://doi.org/10.1007/978-3-319-97682-2_5
Published:
Publisher Name: Palgrave Macmillan, Cham
Print ISBN: 978-3-319-97681-5
Online ISBN: 978-3-319-97682-2
eBook Packages: Political Science and International StudiesPolitical Science and International Studies (R0)