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Advisory Opinions of the European Court of Human Rights: Do National Judges Really Need This New Forum of Dialogue?

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Judicial Power in a Globalized World

Abstract

On 1st August 2018 the Protocol No. 16 to the ECHR entered into force providing for the new channel of dialogue between highest courts and tribunals of the High Contracting Parties and the European Court of Human Rights. Although the Protocol has so far been ratified by only eleven States-Parties to the European Convention on Human Rights, advisory opinions delivered at the requests of their courts and tribunals will certainly have high precedential value. The interpretation of the rights and freedoms provided by the ECtHR sitting in Grand Chamber formation will have general application, also with reference to individual complaints brought under Article 34 of the Convention against States which are not Parties to the Protocol No. 16. This contribution will focus on some key aspects of this new path of judicial dialogue. It will touch upon the question whether the new advisory jurisdiction of the ECtHR is an appropriate tool for strengthening the principle of subsidiarity, as envisaged in the preamble of Protocol No. 16. It could be argued that the procedure applied to examination of individual complaints by the ECtHR leaves no space for conducting real judicial dialogue. An individual complaint may be brought to the Court only after final resolution of the case by domestic courts. Thus, the court responsible for final outcome of the case has no opportunity to provide the ECtHR with other arguments concerning interpretation and application of the Convention than these included into the case-file of domestic proceedings, usually completed a few years earlier. Article 3 of Protocol No. 16 as well as the Rules of the Court offer the opportunity for almost adversarial exchange of arguments between judicial interlocutors. Moreover, parties to the domestic proceedings may also be allowed to submit their observation in the case. Thus, at least in theory, the new advisory jurisdiction of the Court creates a mechanism for judicial dialogue which should potentially result in strengthening the principle of subsidiarity. The contribution will also address the challenges posed by advisory jurisdiction to domestic courts and the ECtHR itself. In particular it will focus on the effects the advisory opinions should have on the requesting court and on the courts of the States Parties to the Protocol no. 16 Furthermore, impact of advisory opinions on the courts of States which, like Poland, decide not to ratify Protocol No. 16 will also be analysed. It is mentioned in the literature that the new advisory jurisdiction may undermine the legitimacy and standing of the Court in the eyes of national courts. The contribution provides arguments defending the contrary view that proper use of this path of dialogue should enhance the trust between judicial interlocutors.

Małgorzata Wąsek-Wiaderek is Professor of Criminal Procedure Law and Judge of the Polish Supreme Court.

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Notes

  1. 1.

    See, Górski (2017), p. 234 and literature referred therein.

  2. 2.

    See, reference to the definition of A.M. Slaughter in: Amos (2012), pp. 558–559.

  3. 3.

    Tremblay (2005), pp. 617–648.

  4. 4.

    Tremblay (2005), p. 632.

  5. 5.

    Tremblay (2005), p. 632.

  6. 6.

    Amos (2012), p. 559.

  7. 7.

    About this form of dialogue, see: Tremblay (2005), p. 631. This form of dialogue is conducted very actively by the ECtHR and domestic judges, inter alia, in the framework of series of annual seminars titled “Dialogue between judges” organized by the European Court of Human Rights since 2005. Also activities of the Superior Courts Network established by President of the European Court of Human Rights may be considered as informal dialogue.

  8. 8.

    See, inter alia, Appl. No. 56581/00, Selmouni v. France (ECtHR 28 July 1999) para 74; Appl. No. 56581/00, Sejdovic v. Italy (ECtHR 1 March 2006) para 44.

  9. 9.

    Amos (2012), p. 563.

  10. 10.

    See, for example, pending Appl. No. 31454/10, Ćwik v. Poland concerning admissibility of private evidence. Since 2010 when the application was lodged to the ECtHR, the law concerning admissibility of private evidence has been changed twice by the Polish legislator.

  11. 11.

    See, however, the contrary view: Amos (2012), p. 571.

  12. 12.

    Appl. No. 26766/05; 22228/06, Al-Khawaja and Tahery v. UK (ECtHR 15 December 2011).

  13. 13.

    Appl. No. 26766/05; 22228/06, Al-Khawaja and Tahery v. UK (ECtHR 20 January 2009).

  14. 14.

    See, inter alia, para 49–62, 123, 131 and 160 of the judgment.

  15. 15.

    See, Amos (2012), pp. 566–567; Elliott-Kelly (2012), pp. 81–87.

  16. 16.

    See, European Court of Human Rights, Preliminary opinion of the Court in preparation for the Brighton Conference, 2012, para 27. See also concurring opinion of Judge Bratza attached to the judgment in the case of Al-Khawaja and Tahery v. UK (ECtHR 15 December 2011).

  17. 17.

    Amos (2012), pp. 567–571.

  18. 18.

    Peters (2012), pp. 757–772; Rinceanu (2017), pp. 1040–1041.

  19. 19.

    Appl. No. 23614/08, Henryk Urban and Ryszard Urban v. Poland (ECtHR 30 November 2010) para 64–67.

  20. 20.

    Appl. No. 19867/12, Morreira and Ferreira v. Portugal (no. 2) (ECtHR 11 July 2017).

  21. 21.

    Appl. No. 19808/08, Morreira and Ferreira v. Portugal (ECtHR 5 July 2011).

  22. 22.

    I find convincing arguments against admissibility of this case with reference to the complaint submitted under Article 6 of the Convention, presented in joint dissenting opinion of Judges Raimondi, Nußberger, De Gaetano, Keller, Mahoney, Kjølbro and O’Leary.

  23. 23.

    This procedure is rather aimed at supervising actions of executive power than judicial organs. See, Interim Resolution CM/ResDH(2017)429 adopted on 5 December 2017 concerning execution of the judgment of the ECtHR delivered on 22 May 2014 in the case Mammadov v. Azerbaijan (Appl. No. 15172/13).

  24. 24.

    See, Report of the Group of Wise Persons to the Committee of Ministers, para 76–86.

  25. 25.

    Izmir Declaration, Follow up Plan, para D.

  26. 26.

    Brighton Declaration para 12 d.

  27. 27.

    Council of Europe Treaty Series no. 214.

  28. 28.

    Adopted on 24 June 2013 (not yet in force).

  29. 29.

    See, inter alia, Appl. No. 30210/96, Kudła v. Poland, (ECtHR 26 October 2000) para 152; See also Lübbe-Wolf (2012), p. 12.

  30. 30.

    See, inter alia, Appl. No. 3989/07, 38353/07, Ullens de Schooten and Rezabek v. Belgium (ECtHR 20 September 2011) and recently: Appl. No. 60934/13, Somorjai v. Hungary (ECtHR 28 August 2018) para 57; See, O’Leary and Eicke (2018), p. 224. Authors did not provide a conclusive view on this issue.

  31. 31.

    See, Giannopoulos (2015), pp. 341–342.

  32. 32.

    Criticism of the non-binding character of advisory opinions is based on such argument: Gragl (2013), p. 244.

  33. 33.

    Doubts were raised with regard to this issue by some NGOs. See, O’Leary and Eicke (2018), p. 229.

  34. 34.

    Appl. No. C-614/14, Ognyanov (ECJ 5 July 2016), CLI:EU:C:2016:514.

  35. 35.

    Guidelines on the implementation of the advisory-opinion procedure introduced by Protocol No. 16 to the Convention (as approved by the Plenary Court on 18 September 2017).

  36. 36.

    Appl. No. P16-2018-001, introduced on 16 October 2018, declared admissible on 3 December 2018.

  37. 37.

    See, O’Leary and Eicke (2018), p. 235.

  38. 38.

    For example, Romania listed 15 Court of Appeal as entitled to request advisory opinions.

  39. 39.

    Para 27 of the Report reads as follows: “Advisory opinions under this Protocol would have no direct effect on other later applications. They would, however, form part of the case-law of the Court, alongside its judgments and decisions. The interpretation of the Convention and the Protocols thereto contained in such advisory opinions would be analogous in its effect to the interpretative elements set out by the Court in judgments and decisions”.

  40. 40.

    Judgment of the Polish Constitutional Tribunal of 19 July 2011 r., K 11/10, OTK – A 2011, no. 6, item 60, para 3.3.3. of the reasons.

  41. 41.

    Grabenwarter (2009), pp. 98–99; Garlicki (2011), p. 362.

  42. 42.

    Meyer-Ladewig and Petzold (2005), p. 19.

  43. 43.

    See, Paprocka and Ziółkowski (2015), pp. 290–291; Bodnar (2014), pp. 223–262.

  44. 44.

    See, with reference to legal effects of the ECtHR’ judgments beyond the boundaries of the case: Grzegorczyk (2008), p. 50.

  45. 45.

    Dicosola et al. (2015), p. 1410.

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Wąsek-Wiaderek, M. (2019). Advisory Opinions of the European Court of Human Rights: Do National Judges Really Need This New Forum of Dialogue?. In: Pinto de Albuquerque, P., Wojtyczek, K. (eds) Judicial Power in a Globalized World. Springer, Cham. https://doi.org/10.1007/978-3-030-20744-1_38

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