Abstract
The modes and intensity of market interventions are central topics in research and in policy debates on regulation and governance worldwide. Lately, initiatives on good governance, better regulation and evidence-based policy-making have given rise to major questions about the choice between available governance mechanisms. Research and policy typically suggest due consideration of alternative modes of governance like self- and co-regulation, but rarely specify the criteria against which the suitability of different options should be scrutinized and compared. This chapter introduces a governance-choice method that has been developed to support researchers and policy-makers who are confronted with the task of defining the appropriate role of the state in governance arrangements, the right mix of public and private contributions to governance challenges. This institutional approach provides a set of interlinked organizational factors and enabling contextual criteria that make it possible to predict the performance of a planned alternative governance arrangement and to assess the performance of an established one. The chapter presents an outline of the governance-choice method and illustrates its application with two examples: content rating in the audiovisual sector and the prevention of spam on the Internet.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
References
Ayres, I., & Braithwaite, J. (1992). Responsive regulation: Transcending the deregulation debate. New York; Oxford: Oxford University Press.
Bartle, I., & Vass, P. (2007). Self-regulation within the regulatory state. Public Administration, 85(4), 885–905.
Black, J., & Baldwin, R. (2010). Really responsive risk-based regulation. Law & Policy, 32(2), 181–212.
Campbell, A. J. (1999). Self-regulation and the media. Federal Communications Law Journal, 51(3), 711–771.
Freist, R., & Hosbach, W. (2017). Spam-Filter und Tipps gegen unerwünschte E-Mails. PC Magazin. Retrieved August 31, 2017, from http://www.pc-magazin.de/ratgeber/spam-filter-tipps-tools-regeln-3197305.html.
Garvin, D. A. (1983). Can industry self regulation work? California Management Review, 25(9), 48–63.
Gudkova, D., Vergelis, M., Demidova, N., & Shcherbakova, T. (2017). Spam im Jahr 2016. Kapersky Security Bulletin. Retrieved August 31, 2017, from https://de.securelist.com/kaspersky-security-bulletin-spam-and-phishing-in-2016/72383/.
Gunningham, N., & Rees, J. (1997). Industry self-regulation: An institutional perspective. Law & Policy, 19(4), 363–414.
Gupta, A. K., & Lad, L. J. (1983). Industry self-regulation: An economic, organizational, and political analysis. Academy of Management Review, 8(3), 416–425.
Héritier, A., & Lehmkuhl, D. (2008). The shadow of hierarchy and new modes of governance: Sectoral governance and democratic government. Journal of Public Policy, 28(1), 1–17.
Hutter, B. M. (2005). The attractions of risk-based regulation: Accounting for the emergence of risk ideas in regulation (Discussion Paper No. 33). ESRC Centre for Analysis of Risk and Regulation.
Just, N., Latzer, M., & Saurwein, F. (2007). Communications governance: Entscheidungshilfe für die Wahl des Regulierungsarrangements am Beispiel Spam. In P. Donges (Ed.), Von der Medienpolitik zur Media Governance? (pp. 103–126). Köln: Herbert von Halem Verlag.
Latzer, M. (2007). Regulatory choice in communications governance. Communications, the European Journal of Communication Research, 32(3), 399–405.
Latzer, M. (2009). Convergence revisited: Toward a modified pattern of communications governance. Convergence—The International Journal of Research into New Media Technologies, 15(4), 411–426.
Latzer, M. (2013). Media convergence. In R. Towse & C. Handke (Eds.), Handbook of the digital creative economy (pp. 123–133). Cheltenham: Edward Elgar.
Latzer, M., Hollnbuchner, K., Just, N., & Saurwein, F. (2016). The economics of algorithmic selection on the Internet. In J. Bauer & M. Latzer (Eds.), Handbook on the economics of the Internet (pp. 395–425). Cheltenham; Northampton: Edward Elgar.
Latzer, M., Just, N., & Saurwein, F. (2013). Self- and co-regulation: Evidence, legitimacy and governance choice. In M. E. Price, S. G. Verhulst, & L. Morgan (Eds.), Routledge handbook of media law (pp. 373–397). New York: Routledge.
Latzer, M., Just, N., Saurwein, F., & Slominski, P. (2002). Selbst- und Ko-Regulierung im Mediamatiksektor. Alternative Regulierungsformen zwischen Staat und Markt. Wiesbaden: Westdeutscher Verlag.
Latzer, M., Just, N., Saurwein, F., & Slominski, P. (2003). Regulation remixed—Institutional change through self- and co-regulation in the mediamatics sector. Communications and Strategies, 50(2), 127–157.
Latzer, M., Just, N., Saurwein, F., & Slominski, P. (2006). Institutional variety in communications regulation: Classification scheme and empirical evidence from Austria. Telecommunications Policy, 30(3–4), 152–170.
Latzer, M., Price, M. E., Saurwein, F., & Verhulst, S. G. (2007). Comparative analysis of international co- and self-regulation in communications markets. Research report commissioned by Ofcom. Vienna: ITA.
Latzer, M., & Saurwein F. (2008). Vertrauen in die Industrie – Vertrauen in die Nutzer. In W. Schulz & T. Held (Eds.), Mehr Vertrauen in Inhalte. Das Potenzial von Ko- und Selbstregulierung in digitalen Medien (pp. 93–142). Berlin: Vistas.
Latzer, M., Saurwein, F., Dörr, K., Just, N., & Wallace, J. (2015). Evaluation der Selbstregulierungsmassnahmen zum Jugendmedienschutz der Branchen Film, Computerspiele, Telekommunikation und Internet. Forschungsbericht im Auftrag des Bundesamtes für Sozialversicherungen (BSV). Zürich: IPMZ.
Levi-Faur, D. (2010). Regulation and regulatory governance (Jerusalem Papers on Regulation & Governance No. 1). Retrieved August 31, 2017, from http://regulation.huji.ac.il/papers/jp1.pdf.
Majone, G. (Ed.). (1996). Regulating Europe. New York; London: Routledge.
Newman, A. L., & Bach, D. (2004). Self-regulatory trajectories in the shadow of public power: Resolving digital dilemmas in Europe and the United States. Governance, 17(3), 387–413.
OECD. (2010). Risk and regulatory policy: Improving the governance of risk. Paris: OECD.
Ostrom, E. (1990). Governing the commons: The evolution of institutions for collective action. Cambridge: Cambridge University Press.
Pattberg, P. (2005). The institutionalization of private governance: How business and nonprofit organizations agree on transnational rules. Governance, 18(4), 589–610.
Rhodes, R. A. W. (1996). The new governance: Governing without government. Political Studies, 44(4), 652–667.
Saurwein, F. (2011). Regulatory choice for alternative modes of regulation: How context matters. Law & Policy, 33(3), 334–366.
Saurwein, F., Just, N., & Latzer, M. (2015). Governance of algorithms: Options and limitations. Info, 17(6), 35–49.
Saurwein, F., & Latzer, M. (2010). Regulatory choice in communications: The case of content-rating schemes in the audiovisual industry. Journal of Broadcasting & Electronic Media, 54(3), 463–484.
Schulz, W., & Held, T. (2002). Regulierte Selbstregulierung als Form modernen Regierens (Arbeitspapiere des Hans-Bredow-Instituts, Nr. 10). Hamburg: Hans-Bredow-Institut.
Sinclair, D. (1997). Self-regulation versus command and control? Beyond false dichotomies. Law & Policy, 19(4), 529–559.
Further Reading
Latzer, M. (2007). Regulatory choice in communications governance. Communications, the European Journal of Communication Research, 32(3), 399–405.
Latzer, M., Just, N., & Saurwein, F. (2013). Self- and co-regulation: Evidence, legitimacy and governance choice. In M. E. Price, S. G. Verhulst, & L. Morgan (Eds.), Routledge handbook of media law (pp. 373–397). New York: Routledge.
Latzer, M., Just, N., Saurwein, F., & Slominski, P. (2006). Institutional variety in communications regulation: Classification scheme and empirical evidence from Austria. Telecommunications Policy, 30(3–4), 152–170.
Saurwein, F., Just, N., & Latzer, M. (2015). Governance of algorithms: Options and limitations. Info, 17(6), 35–49.
Saurwein, F., & Latzer, M. (2010). Regulatory choice in communications: The case of content-rating schemes in the audiovisual industry. Journal of Broadcasting & Electronic Media, 54(3), 463–484.
Author information
Authors and Affiliations
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2019 The Author(s)
About this chapter
Cite this chapter
Latzer, M., Saurwein, F., Just, N. (2019). Assessing Policy II: Governance-Choice Method. In: Van den Bulck, H., Puppis, M., Donders, K., Van Audenhove, L. (eds) The Palgrave Handbook of Methods for Media Policy Research. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-16065-4_32
Download citation
DOI: https://doi.org/10.1007/978-3-030-16065-4_32
Published:
Publisher Name: Palgrave Macmillan, Cham
Print ISBN: 978-3-030-16064-7
Online ISBN: 978-3-030-16065-4
eBook Packages: Literature, Cultural and Media StudiesLiterature, Cultural and Media Studies (R0)