The New Global Regulatory Landscape

Impacts on Finance and Investment

  • Ross K. McGill
  • Terence A. Sheppey

Part of the Finance and Capital Markets Series book series (FCMS)

Table of contents

  1. Front Matter
    Pages i-xviii
  2. Part I

    1. Front Matter
      Pages 1-1
    2. Ross K. McGill, Terence A. Sheppey
      Pages 3-9
    3. Ross K. McGill, Terence A. Sheppey
      Pages 10-14
    4. Ross K. McGill, Terence A. Sheppey
      Pages 15-47
  3. Part II

    1. Front Matter
      Pages 49-49
    2. Ross K. McGill, Terence A. Sheppey
      Pages 51-145
  4. Part III

    1. Front Matter
      Pages 147-147
    2. Ross K. McGill, Terence A. Sheppey
      Pages 149-166
    3. Ross K. McGill, Terence A. Sheppey
      Pages 167-191
  5. Part IV

    1. Front Matter
      Pages 193-193
    2. Ross K. McGill, Terence A. Sheppey
      Pages 195-205
    3. Ross K. McGill, Terence A. Sheppey
      Pages 206-212
    4. Ross K. McGill, Terence A. Sheppey
      Pages 213-218
  6. Back Matter
    Pages 219-238

About this book

Introduction

The New Global Regulatory Landscape provides a benchmark tool for financial intermediaries and Institutional Investors. Covering 24 international regulations across the UK, Europe, Asia/Pacific and the USA, the authors provide practical compliance tips for financial intermediaries and guidance on best practice for investors. The book highlights eight areas of critical overlap where regulatory requirements conflict and give rise to potential risk and liability. The authors use the historical perspective of some regulations to paint a picture of the future convergence of international regulation on data protection, corporate governance and tax.

Keywords

Basel II investment money

Authors and affiliations

  • Ross K. McGill
    • 1
  • Terence A. Sheppey
    • 2
  1. 1.Bath UniversityEngland
  2. 2.Precision Texts LtdUK

Bibliographic information

  • DOI https://doi.org/10.1057/9780230511989
  • Copyright Information Palgrave Macmillan, a division of Macmillan Publishers Limited 2005
  • Publisher Name Palgrave Macmillan, London
  • eBook Packages Palgrave Economics & Finance Collection
  • Print ISBN 978-1-349-52160-9
  • Online ISBN 978-0-230-51198-9
  • About this book