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Palgrave Macmillan

Regulating and Supervising Investment Services in the European Union

  • Book
  • © 2003

Overview

Authors:
  1. Yannis V. Avgerinos
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Table of contents (10 chapters)

  1. Front Matter

    Pages i-xxv
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  2. Prologue

    1. Prologue

      • Yannis V. Avgerinos
      Pages 1-11

  3. Why Supervise?

    1. Front Matter

      Pages 13-13
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    2. The Objectives of Financial Supervision

      • Yannis V. Avgerinos
      Pages 15-25

  4. How to Supervise?

    1. Front Matter

      Pages 27-27
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    2. The Single European Market in Investment and Financial Services

      • Yannis V. Avgerinos
      Pages 29-49

    3. The Home Country Control Principle

      • Yannis V. Avgerinos
      Pages 50-81

    4. The Institutional Design

      • Yannis V. Avgerinos
      Pages 82-101

    5. Assessing Home Country Control and Mutual Recognition

      • Yannis V. Avgerinos
      Pages 102-142

  5. Moving Ahead

    1. Front Matter

      Pages 143-143
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    2. The Case for a European Securities Regulator

      • Yannis V. Avgerinos
      Pages 145-195

    3. Structure and Operation of the European Securities Regulator

      • Yannis V. Avgerinos
      Pages 196-224

    4. Consolidating Financial Supervision

      • Yannis V. Avgerinos
      Pages 225-238

  6. Epilogue

    1. Epilogue

      • Yannis V. Avgerinos
      Pages 239-248

  7. Back Matter

    Pages 249-362
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Keywords

About this book

This book provides an extensive and critical assessment of the current regulatory and supervisory framework of investment services in the European Union (EU) and proposes alternative institutional structures. Recent trends in financial services at EU level as well as regulatory and institutional developments at national level make the focus of this book very timely. The book contributes to the debate by making specific suggestions with regard to the institutional structure and the operational sphere of a central pan-European regulator.

About the author

YANNIS AVGERINOS is Visiting Lecturer in European Financial Law at the University of London and Research Fellow at the British Institute of International and Comparative Law. He is partner of the Avgerinos & Partners law firm and a member of the Athens Bar.

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