© 2018

The Regulation of Securities Markets in China

  • Provides comprehensive coverage of Chinese securities markets

  • Examines the link between regulation and politics in China

  • Features original empirical studies


Table of contents

  1. Front Matter
    Pages i-xi
  2. Weiping He
    Pages 1-18
  3. Weiping He
    Pages 81-124
  4. Weiping He
    Pages 125-170
  5. Weiping He
    Pages 263-267
  6. Back Matter
    Pages 269-290

About this book


This book offers an in-depth analysis of China’s contemporary securities markets regulatory system, with a focus on regulation in practice. Examining the roles of both the China Securities Regulatory Commission and local governments, He argues that the government has built and developed markets from scratch to address the needs of the state and the economy at large. This book describes the workings of national and sub-national securities markets, and such a comprehensive approach gives insight into the ability of state regulation to guide a financial system. This book also provides a unique practical perspective, explaining of the dynamics of regulation in relation to the operation of the Chinese political system. Finally, it incorporates original empirical studies, including semi-structured interviews of professionals and a survey of retail investors. This book is an unparalleled resource for anyone interested in the regulation of securities markets, as well as finance in China in general.


corporate governance China Securities Regulatory Commission international economics public finance China regulation banking local government stock markets capitalism

Authors and affiliations

  1. 1.Monash UniversityMelbourneAustralia

About the authors

He Weiping is a lecturer at Monash Law School of Monash University, Australia. Her research interests are centered on comparative banking, financial markets regulations, and comparative corporate law issues. She is also the author of Banking Regulation in China (Palgrave Macmillan, 2014).

Bibliographic information

Industry Sectors
Finance, Business & Banking