Cross-border Transactions of Intermediated Securities

A Comparative Analysis in Substantive Law and Private International Law

  • Changmin Chun

Table of contents

  1. Front Matter
    Pages i-xx
  2. General Introduction

    1. Changmin Chun
      Pages 1-23
  3. Substantive Law Analysis

  4. Private International Law Analysis

    1. Front Matter
      Pages 361-361
    2. Changmin Chun
      Pages 387-426
  5. Conclusions

    1. Front Matter
      Pages 427-427
    2. Changmin Chun
      Pages 429-443
  6. Back Matter
    Pages 445-504

About this book


This work aims to analyse substantive and conflict of laws rules regarding intermediated securities in a comparative way. For this purpose, it examines major jurisdictions’ rules for intermediated securities and the intermediated securities holding systems, such as the rules of the German, US, Korean, Japanese and Swiss systems, as well as the relevant EU regimes and initiatives. Above all, it analyses the two international instruments related to intermediated securities, i.e. the Geneva Securities Convention and the Hague Securities Convention. Through a functional comparative approach based upon legal traditions of the various jurisdictions, this book gives readers theoretical and practical information on intermediated securities and their national and international aspects.


Geneva Securities Convention Hague Securities Convention Indirectly Held Securities Intermediated Securities Intermediated System

Authors and affiliations

  • Changmin Chun
    • 1
  1. 1.Korea Capital Market InstituteSeoulKorea, Republic of (South Korea)

Bibliographic information

Industry Sectors
Finance, Business & Banking