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The MiFID II Framework

How the New Standards Are Reshaping the Investment Industry

  • Mario Comana
  • Daniele Previtali
  • Luca Bellardini
Book

Table of contents

  1. Front Matter
    Pages iii-vii
  2. Mario Comana, Daniele Previtali, Luca Bellardini
    Pages 1-5
  3. Mario Comana, Daniele Previtali, Luca Bellardini
    Pages 7-45
  4. Mario Comana, Daniele Previtali, Luca Bellardini
    Pages 47-83
  5. Mario Comana, Daniele Previtali, Luca Bellardini
    Pages 85-112
  6. Mario Comana, Daniele Previtali, Luca Bellardini
    Pages 113-140
  7. Mario Comana, Daniele Previtali, Luca Bellardini
    Pages 141-159
  8. Mario Comana, Daniele Previtali, Luca Bellardini
    Pages 161-201
  9. Mario Comana, Daniele Previtali, Luca Bellardini
    Pages 203-228
  10. Mario Comana, Daniele Previtali, Luca Bellardini
    Pages 229-232

About this book

Introduction

This book provides a detailed analysis of the main innovations and impacts associated with the package of European legislation comprising MiFID II and MiFIR, which constitutes a pillar of the EU’s “single rulebook” for financial regulation. Adopting a research-oriented approach, the authors also consider the practical consequences of the new legislation, to provide a clear description of the new rules and the ways in which they address concerns raised by the financial crisis, as well as an appraisal of the theoretical implications from an EU-wide perspective. The book also presents a comparative analysis of how the package is being implemented within the larger countries of the Eurozone and the United Kingdom, and evaluates the likely consequences for banks’ business models. This research book is a valuable resource for graduate and master’s level students as well as professionals and practitioners interested in understanding the European financial law and, in particular, the dynamics of the investment industry.

Keywords

MiFID MiFIR Investor Protection Product Governance Directive 2014/65/EU Regulation (EU) 600/2014 Regulation of Financial Markets Financial Transactions Shadow Banking OTC Markets Regulated Markets Multilateral Trading Facilities Organized Trading Facilities SME Growth Markets Transparency Obligations Transparency Reporting EMIR European Market Infrastructure Regulation Data Reporting Service Providers Broker-Crossing Networks

Authors and affiliations

  • Mario Comana
    • 1
  • Daniele Previtali
    • 2
  • Luca Bellardini
    • 3
  1. 1.Department of Business and ManagementLUISS Guido Carli UniversityRomeItaly
  2. 2.Department of Business and ManagementLUISS Guido Carli UniversityRomeItaly
  3. 3.Department of Management and LawUniversity of Rome Tor VergataRomeItaly

Bibliographic information

Industry Sectors
Finance, Business & Banking