Background

Autism spectrum disorder

Autism spectrum disorder (ASD) is a neurodevelopmental disorder characterized by deficits in social-communication skills along with repetitive stereotypic behaviors that manifest in early postnatal life [24]. The incidence of ASD has markedly increased 10 to 17% per year during the last two decades [4], affecting approximately 1 out of 68 children in the United States [3]. The rapid rise in the prevalence of ASD has stimulated numerous research interests into the potential etiology of this disorder, but the underlying molecular and cellular mechanisms have yet to be determined. Advances in human genetics and sequencing technologies have identified a stunning number of newly arising mutations associated with ASD [15], some of which are located in genes encoding voltage-gated calcium channels (VGCCs).

Voltage-gated calcium channels

Voltage-gated calcium channels (VGCCs) are transmembrane proteins that activate in response to depolarization of the cell membrane and mediate the flux of calcium (Ca2+) into excitable cells [1, 20]. The VGCCs can be divided into high voltage-activated channels (HVA) and low voltage-activated channels (LVA) based on their electrophysiological properties [6]. HVA channels include L-, N-, P−/Q- and R-type channels, and LVA channels are also known as T-type calcium channels [13, 44, 55].

The L-type calcium channel is activated by a strong depolarization voltage and inactivated with a slow time course and is expressed in neurons, endocrine, cardiac, and smooth muscle [12]. The N-, P−/Q-, and R-type calcium channels also require strong depolarization for activation and are expressed mainly in neurons [28]. The T-type calcium channel is opened with weak depolarization voltages and remains active for a short time and is widely expressed in various cell types [49].

VGCCs are hetero-oligomeric proteins composed of a pore-forming α1 subunit and a group of auxiliary subunits known as α2δ and β [14, 16]. The α1 subunit is encoded by the CACNA1x genes (CACNA1A to CACNA1I and CACNA1S), and there are 10 isoforms in the human genome [7, 20]. The L-type channels, including Cav1.1, Cav1.2, Cav1.3, and Cav1.4, are encoded by CACNA1S, C, D, and F, respectively [8]. The P/Q-, N- and R-type channels, corresponding to Cav2.1, Cav2.2, and Cav2.3, are encoded by CACNA1A, B and E, respectively [8]. The T-type channels, including Cav3.1, Cav3.2, and Cav3.3, are encoded by CACNA1G, H and I, respectively [35]. Four genes exist for the Cavα2δ subunits (CACNA2D1–4) and encode Cavα2δ-1-4 proteins. Four genes exist for the Cavβ subunits (CACNB1–4) and encode Cavβ1–4 proteins.

Both the Cav1 and Cav2 channels form multiprotein complexes comprising the Cavα1 pore-forming co-assembly with one of four α2δ subunits and one of four β subunits. The Cav3 channels form functional channels using the α1 subunits alone but may also associate with other proteins. The kinetics, voltage-dependence, and pharmacological properties of the calcium channels are principally determined by the α1 subunits [20]. Although α1 subunits determine the main properties of the calcium channels, their functions are modified by the two auxiliary subunits. These auxiliary subunits have profound effects on the biophysical properties and membrane targeting of the α1 subunit [14, 16]. The different channel isoforms and possible combinations make for considerable potential diversity in the properties and function of the calcium channels.

Objectives

Although the association between VGCCs and ASD has been reported in both correlation studies and informative reviews, no systematic review has been conducted to comprehensively synthesize the literature to determine whether this is fully supported by the totality of all available evidence. Therefore, the present review aimed to systematically summarize existing evidence regarding the role of VGCC genetic variants in the etiology of ASD.

Methods

Literature search

Electronic research was conducted to identify pertinent English articles examining the genetic associations between VGCCs and ASD. Three online databases, PubMed, Embase, and Web of Science, were searched using the following search terms: (ASD OR autism OR autistic disorder OR autism spectrum disorder OR Asperger syndrome OR pervasive developmental disorder) AND (Ca2+ channel OR Ca2+ signal OR Ca2+ pathway OR Ca2+ homeostasis OR calcium channel OR calcium signal OR calcium pathway OR calcium homeostasis OR CACNA1* OR CACNB* OR CACNA2D*).

A brief review of the articles was used to identify preliminary keywords. No restrictions were placed on the study location or the publication year. All authors achieved a consensus on the search strategies. References cited by all eligible citations and previous reviews were manually searched for additional relevant studies that might have been omitted.

Study selection

The following criteria were required for articles to be eligible: focused on associations between VGCC gene variants and ASD; presented variants in the VGCC gene or reported deregulation of calcium signal; performed on human beings or human cells. Reviews, editorials and commentaries were excluded.

Data extraction

Two authors independently extracted key information from each eligible study using a predefined abstraction form. Extracted data included first author, publication year, country setting, sample size, studied gene, identified mutation, adopted methods, and main findings.

Data synthesis

Study characteristics were descriptively reported and study results were qualitatively reviewed due to the considerable heterogeneities across the included studies.

Results

Literature search

Figure 1 presented the process of literature screening. A total of 1163 records were generated from the literature search. After eliminating 269 duplicates, 894 were considered as potentially relevant for subsequent analysis. The titles and abstracts of the remaining 894 were preliminary checked by two authors, and 803 were excluded as lacking of relevance. The full-text of the leaving 91 citations were further appraised independently by two authors, and 63 were excluded as failing to meet the selection criteria. A final total of 28 articles were selected as source documents for this review.

Fig. 1
figure 1

Study selection flowchart

Study characteristics

Table 1 summarized the key information of included studies. Animal models of psychiatric disorders are often unable to reflect typical features of human psychiatric disorders, although there is consensus on some animal correlates of clinical manifestations [2]. While there is an increasing number of ASD mouse models, studies regarding the role of VGCCs in the etiology of ASD are sparse [30]. Thus, the present review focused exclusively on human studies regarding the genetic association between VGCCs and ASD.

Table 1 Key information of included studies

These included articles were published between 2004 and 2017, and nine of them were published in the last 5 years. Several early studies contained relatively small numbers of subjects, therefore, they might not have adequate statistical power to detect true risk alleles [26]. These included studies mainly originated in the USA (n = 19), followed by China, Germany, Australia and Canada (n = each 2) and New Zealand (n = 1). A series of genetic methods has been adopted to identify VGCC genetic variants associated with ASD, the most commonly used of which included next-generation sequencing, gene network analysis, and microarrays.

The search generated a total of 18 studies regarding the genetic association between Cav gene variants and ASD, 8 studies regarding the genetic association between auxiliary subunit gene variants and ASD, and 4 studies reported associations between calcium signaling pathways and ASD.

Genetic associations between Cav genes and ASD

The search generated a total of 18 studies regarding the genetic association between Cav gene variants and ASD. Evidence generated from this review consistently implicated the role of Cav gene variants in the etiology of ASD.

The search yielded 3 studies that rendered CACNA1A a promising etiological candidate gene for ASD. Li et al. [23] examined the genetic relationship between CACNA1A and ASD in a Chinese Han population and reported an association between rs12609735 and rs7249246 in CACNA1A with ASD in a total of 553 trios, although this association would not survive after Bonferroni correction. Damaj et al. [10] identified 16 individuals carrying CACNA1A loss-of-function variants and presented ASD-like behavioral deficits by investigating four non-consanguineous families. The sequencing results revealed one CACNA1A gene deletion as well as two deleterious CACNA1A point mutations, including one known stop-gain and one new frameshift variant and a new splice site variant, which pointed to an association between CACNA1A variants and ASD symptoms. The study from Skafidas et al. [40] generated a predictive genetic classifier based on a linear function of 237 SNPs that distinguished ASD from controls and found that a SNP (rs10409541) in CACNA1A was among the top 15 most contributory SNPs for ASD diagnosis prediction.

The search returned only one study regarding the role of CACNA1B variants in the etiology of ASD. Yatsenko et al. [50] analyzed 20 patients with copy number gains involving the subtelomeric 9q34 region and reported a monogenic duplication of the CACNA1B gene in 12 out of 20 patients with a phenotype including ASD.

The search generated 7 studies that implicated CACNA1C as a susceptibility gene for ASD. The Cross-Disorder Group of the Psychiatric Genomics Consortium [9] compiled data on five major psychiatric disorders in a large genome-wide meta-analysis with 33,332 cases and 27,888 controls, rendering SNPs in CACNA1C a promising etiological candidate gene for five major psychiatric disorders, including ASD. Wang et al. [47] reported findings from a genetic analysis in a large number of ASD cases, which provided suggestive evidence of a relationship between SNPs in CACNA1C and ASD. The study of Splawski et al. [42] described the phenotypic characterization of Timothy syndrome (TS) and identified two analogous mutations, p.G406R and p.G402S in CACNA1C, which led to significantly impaired current inactivation of the Cav1.2 splice form, raised the possibility that the ASD phenotypes associated with TS may result from the CACNA1C gain-of-function mutation. Smith et al. [41] conducted a detailed microarray analysis of 69 ASD probands and 35 parents and identified a rare homozygous deletion in a male proband that removed one copy of the CACNA1C calcium channel genes (12p13.33). Li et al. [23] examined the relationship between CACNA1C variants and ASD in 553 nuclear families of Chinese Han ancestry and found a nominal significant association between two SNPs (rs1006737 and rs4765905) in CACNA1C and ASD, suggesting that CACNA1C might play a role in the genetic etiology of ASD. A whole-genome sequencing study from Jiang et al. [22], who examined rare inherited genetic variants in 32 families with ASD, identified a rare missense mutation in CACNA1C in a proband with ASD and an unaffected sibling; therefore, it was unclear whether the mutation in CACNA1C was causative of ASD in this family. A genome-wide association study from Lu et al. [25] examined the potential role of VGCC variants in the etiology of ASD, rendering SNPs in CACNA1C a predisposing risk factor contributing to ASD.

Evidence from 4 studies proposed the role of CACNA1D variants in the genetic etiology of ASD. Pinggera et al. [33] functionally expressed two de novo mutations, p.A749G and p.G407R, in CACNA1D in tsA-201 cells to study their functional consequences using whole-cell patch-clamp analysis. The novel functional data strongly argued for an important role of CACNA1D gain-of-function mutations in the pathophysiology of ASD. Pinggera et al. [34] reported a de novo missense mutation in CACNA1D in a patient with ASD and examined the function of this mutation using whole-cell patch-clamp analysis, strengthening the evidence for CACNA1D gain-of-function mutations in the pathophysiology of ASD. O'Roak et al. [31] sequenced the exomes of 209 parent-child trios and identified rare de novo alleles of CACNA1D as top de novo risk mutations for ASD. De Rubeis et al. [11] conducted the largest ASD WES study to date to identify rare coding variants in 3871 ASD subjects and 9937 controls and identified five mutations located in CACNA1D, including G407R and A749G, in ASD subjects.

The search yielded only one study regarding the role of CACNA1E variants in the etiology of ASD. The study by O'Roak et al. [31] sequenced the exomes of 209 parent-child trios and identified de novo mutations in CACNA1E that contributed to the genetic etiology of ASD.

Two studies reported the potential role of CACNA1F variants in the etiology of ASD. Myers et al. [27] presented results from a large-sample resequencing study of candidate genes coupled with population genetics to identify rare variants associated with ASD and found a significant excess of rare missense CACNA1F variants in the cohort of ASD patients. The study of Hemara-Wahanui et al. [18] identified a CACNA1F mutation in a family with inherited night blindness, with some of the male members being affected with ASD. The mutation significantly affected the gating properties of the Cav 1.4 channel when exogenously expressed in tsA-201 cells, indicating that the molecular mechanism of the pathology was likely to involve a gain, rather than loss, of Cav 1.4 channel function.

The search yielded 2 studies examining the association between CACNA1G variants and ASD. Strom et al. [45] examined the association between variants in the chromosomal interval 17q11-q21 and ASD in 284 independent trios and identified the calcium channel subunit gene CACNA1G as a novel candidate gene for ASD. Lu et al. [25] examined the potential role of calcium channel genes in ASD by focusing on 10 genes that encode α 1 subunits in a cohort of 2781 parent/affected child trios and identified SNPs in CACNA1G as predisposing risk factors contributing to ASD.

The search returned one study regarding the role of CACNA1H variants in the genetic etiology of ASD. Splawski et al. [43] examined the role of calcium channel gene mutations in the pathogenesis of ASD and identified missense mutations in CACNA1H in 6 of 461 subjects with ASD that resulted in decreased activity of the Cav3.2 channel, implicating the role of CACNA1H loss-of-function mutations in the development of ASD. However, some of the mutations were also present in unaffected family members, indicating that the mutations were not fully penetrant.

The search yielded only one study regarding the role of CACNA1I variants in the development of ASD. Lu et al. [25] examined the role of VGCC variants in the development of ASD by focusing on 10 genes that encode α1 subunits and identified SNPs in CACNA1I as genetic risks for ASD.

Genetic associations between auxiliary subunit genes and ASD

Given that the auxiliary subunits Cavα2δ and Cavβ have profound effects on the biophysical properties and membrane targeting of the Cavα1 subunit, genes encoding these subunits may also be linked to ASD. The search generated a total of 8 studies regarding the genetic association between auxiliary subunit gene variants and ASD. Existing evidence suggests that variants in the gene encode the auxiliary subunits Cavα2δ and Cavβ, which also contribute to the pathogenesis of ASD.

The search yielded 3 studies that reported an association between CACNB2 variants and ASD. Breitenkamp et al. [5] sequenced the exons and flanking introns of CACNB2 in 155 ASD subjects and 259 unaffected controls and identified three missense variants in the coding region of CACNB2 (G167S, S197F, and F240L) in ASD probands that resulted in decelerated inactivation of the Cav1.2 subunit, supporting the role of CACNB2 gain-of-function mutations in the pathophysiology of ASD. In line with these results, a study from the Psychiatric Genomics Consortium (2013), which analyzed genome-wide single-nucleotide polymorphism (SNP) data for the five disorders, identified CACNB2 as a risk locus for these five major psychiatric disorders, including ASD. An exome sequencing study by Yuen et al. [51] investigating 85 quartet families in which two siblings were affected with ASD to identify ASD-related gene variants found a CACNB2 (V2D) mutation in two affected siblings.

The search generated 3 studies regarding the role of CACNA2D3 variants in the development of ASD. Iossifov et al. [21] reported on the sequence analysis of whole exomes from 343 families, each with a single ASD child and at least one unaffected sibling. The results from exome sequencing showed an excess of de novo splice site mutations in CACNA2D3, one of many identified gene-disrupting mutations, in ASD subjects compared to unaffected siblings. De Rubeis et al. [11] identified rare coding variants in 3871 ASD subjects and 9937 ancestry-matched or parental controls and implicated CACNA2D3 as a risk gene following the identification of two de novo loss-of-function mutations in cases and none in controls. A copy number variation (CNV) study from Girirajan et al. [17], who comprehensively characterized recurrent CNVs for both large and putative smaller hotspots in 2588 ASD subjects and 580 controls, reported an enrichment of CACNA2D3 deletion in ASD subjects compared to controls.

The search returned 2 studies regarding the association between CACNA2D4 variants and ASD. Smith et al. [41] conducted a detailed microarray analysis of 69 ASD probands and 35 parents and identified a rare homozygous deletion in a male proband that removed one copy of the CACNA2D4 calcium channel genes (12p13.33). Prasad et al. [36] examined de novo copy number variations (CNVs) through combined analysis of CGH and SNP array data sets in a cohort of 696 unrelated ASD subjects and 1000 controls. The high-resolution CGH data identified multiple novel CNVs in ASD subjects, including the loss of CACNA2D4.

Associations between calcium signaling pathways and ASD

The genetic contributions of VGCC variants to the pathogenesis of ASD may arise from functional disturbances in a variety of signaling cascades in which these genes are involved, since it is the combination of these factors that ultimately shapes the phenotype. Calcium signaling pathways may serve as scaffolds that unite genetic lesions into a consensus etiology of ASD. Identification of variants in calcium channel genes led to the discovery of molecular signaling pathways involved in ASD, including the IP3-Ca2+ pathway and the MAPK pathway, providing further insights into the etiology of ASD.

The inositol triphosphate receptor (IP3R) forms a calcium-permeable ion channel located in the membrane of the endoplasmic reticulum (ER) [29]. The IP3 pathway changes intracellular Ca2+ concentration by releasing calcium stored in the ER, which is critical for synaptic plasticity, neuronal excitability, neurotransmitter release, and axonal growth, demonstrating the central integration position of IP3R in neurons [19, 46]. Suppressed IP3-mediated calcium signaling has been linked to ASD etiology in two studies. Schmunk et al. [38] evaluated functional deficits in IP3-mediated Ca2+ signaling from three monogenic models of ASD and identified significantly depressed IP3-mediated Ca2+ signals in ASD. Schmunk et al. [39] further extended these findings to a cohort of sporadic ASD patients and reported a significant reduction in IP3-mediated Ca2+ release from the ER. Recent research has implicated the abnormal MAPK pathway as a possible molecular mechanism of ASD. Wen et al. [48] performed a systematic analysis of the ASD pathway network and reported a high level of involvement of the MAPK signaling pathway together with calcium channel genes in the ASD pathway network. One study proposed a role of abnormal calcium homeostasis in the etiology of ASD. Palmieri et al. [32] examined the Ca2+ concentrations in the postmortem temporocortical gray matter of six matched patient-control pairs and reported a significantly higher level of Ca2+ in ASD patients than in healthy controls, supporting the involvement of altered Ca2+ homeostasis in the etiological pathway of ASD.

Discussion

The identification of VGCC genetic variants as risk factors for ASD may not only be extracted from the ability of calcium channels to mediate Ca2+ into neurons, which can trigger many calcium-modulated functions, but also derive from the role of calcium channels as signaling hubs, which can link together different cellular signaling pathways.

The present review summarized recent works regarding the genetic association between VGCCs and ASD. The most prominent VGCC variants found in ASD were those falling within loci encoding the α subunits CACNA1A, CACNA1B, CACNA1C, CACNA1D, CACNA1E, CACNA1F, CACNA1G, CACNA1H, and CACNA1I as well as those of their accessory subunits CACNB2, CACNA2D3, and CACNA2D4. Two signaling pathways, the IP3-Ca2+ pathway and the MAPK pathway, were identified as scaffolds that united genetic lesions into a consensus etiology of ASD.

Structure-function analyses involving the introduction of gene variants into cloned VGCCs have provided important clues concerning gain-of-function and loss-of-function properties of these calcium channels. Variants located in CACNA1C, CACNA1D, CACNA1F and CACNB2 cause gain of function by preventing voltage-dependent inactivation of Cav1.2, Cav1.3, Cav1.4, and Cavβ2, leading to excessive influx of Ca2+. Variants located in CACNA1A and CACNA1H turned out to rather cause loss of function in Cav2.1 and Cav3.2 due to reduced conductance and shifted voltage dependence of activation, resulting in decreased channel activity. It is difficult to form a clear consensus concerning gain or loss of function of the VGCC variants associated with ASD, which forms the basis of this review. It is conceivable that dysregulation of these calcium channels in either direction could result in functional and developmental abnormalities considering the requirement for precise regulation of internal Ca2+ concentrations for normal cell signaling and gene transcription during development.

Cytosolic calcium signals originate from either the influx of extracellular Ca2+ or the release of intracellular Ca2+ stored in the ER. The mitochondria actively communicate with the ER calcium signaling apparatus in the generation of rapid calcium signals, forming a bidirectional link between energy metabolism and transmitted cellular signals. The interaction of ER-mitochondria in the control of calcium homeostasis implies that calcium signaling may serve as a scaffold that integrates VGCC genetic lesions and organelle dysfunction, including the ER and mitochondria, into a consensus pathophysiology of ASD.

Given the consistent evidence generated from this review supporting the role of VGCC genetic variants in the pathophysiology of ASD, it is worthwhile to consider targeting Cavα1, Cavα2δ, and Cavβ subunits as a potential therapeutic strategy to treat this disorder. Despite the existence of several drugs targeting Cavα1 and Cavα2δ subunits, they are mainly used in the treatment of stroke, epilepsy, and cardiovascular disease [52]. Lamotrigine, a drug that blocks Cav2.3 channels, has been used to treat bipolar disorder (BD) [37]. Z160, a drug that blocks the Cav2.2 channel, has shown some promise in treating anxiety [53]. Calcium channel blockers are promising for the treatment of ASD, but gain-of-function mutations are in many cases less sensitive to blocking because of the loss of inactivation [20, 42].

Conclusion

Findings generated from this review proposed that the genetic component of ASD may involve a combination of multiple common alleles in the VGCC gene, represented by SNPs, each with a relatively small impact, together with a few rare alleles in the VGCC gene, represented by CNVs and deleterious mutations, which might produce a relatively large increased risk. The phenotype of ASD may be conferred by the sum of genetic risks with regard to both rare and common alleles in the VGCC gene together with risks from environmental stimuli.

Given the consistent evidence generated from this review supporting A total of 1163 records were generated from the initial search of these three databases. After eliminating 269 duplicates, 894 articles considered as potentially relevant for subsequent analysis. The titles and abstracts of all non-duplicated papers were preliminary checked by two authors, 803 articles were excluded as lacking of relevance. The full-text of the leaving 91 citations were further appraised independently for eligibility by two authors, 63 articles were excluded as failing to meet the selection criteria. A final total of 28 articles were selected as source documents for this review. Genetic variants in the pathophysiology of ASD, it is of great value to examine whether existing FDA-approved drugs modulate Ca2+ signaling function in the treatment of ASD. Although these findings have confirmed the genetic associations between VGCCs and ASD, the underlying mechanisms by which these variants produce the ASD phenotypes have not been characterized. Existing evidence implicated Ca2+ signaling as the most relevant node of an integrative network model for gene-environment interactions in the ASD context [54]. Further studies should shift attention from the role of individual variants to the compounded impacts of different variants as they interact with other genes and the environment.