Biomarkers in asthma: state of the art
Asthma is a heterogenous disease characterized by multiple phenotypes driven by different mechanisms. The implementation of precision medicine in the management of asthma requires the identification of phenotype-specific markers measurable in biological fluids. To become useful, these biomarkers need to be quantifiable by reliable systems, reproducible in the clinical setting, easy to obtain and cost-effective.
Using biomarkers to predict asthma outcomes and therapeutic response to targeted therapies has a great clinical significance, particularly in severe asthma. In the last years, significant research has been realized in the identification of valid biomarkers for asthma. This review focuses on the existent and emerging biomarkers with clinical higher applicability in the management of asthma.
KeywordsAsthma phenotypes and endotypes Personalized medicine Biomarkers Targeted therapy
Asthma-chronic obstructive pulmonary disease overlap syndrome
Airways Disease Endotyping for Personalized Therapeutics
Area under the curve
Chemokine ligand 26
Chronic obstructive pulmonary disease
Chemokine receptor 2
Exhaled breath condensate
Eosinophil cationic protein
Fractional Exhaled Nitric Oxide
Forced expiratory volume in the one second/forced vital capacity ratio
Global Initiative for Asthma
Serum high sensitive C-reactive protein
Inteleukine-4 receptor alpha units
Innate lymphoid cell
Severe Asthma Research Program
Tumor necrosis factor-like weak inducer of apoptosis
Unbiased biomarkers for the prediction of respiratory disease
Urinary leukotriene E4
Exhaled volatile organic compounds
Human cartilage glycoprotein 39
Asthma is a heterogeneous disease diagnosed by the presence of intermittent symptoms of wheeze, cough and chest tightness, typically related to a reversible airflow obstruction, usually resolves spontaneously or with asthma treatment [1, 2]. Over the years, clinicians have defined several phenotypes based on the presentation and age of onset of symptoms, the severity of the disease, and the presence of other conditions such as allergy and eosinophilia with different long-terms outcomes and response to therapy with corticosteroids . Despite the recognition of these phenotypes of asthma, the approach to the management of asthma recommended by the international Global Initiative for Asthma (GINA) guidelines continues to be based on the severity of the condition, with drugs added on the basis of asthma control .
In the era of the personalized medicine, in order to deliver this approach for asthma, it is important to be able to phenotype the condition in an unbiased way and to define biomarkers able to predict the course of the disease and the response to therapy [2, 3]. A biomarker is a measurable indicator that can evaluate a normal or pathological biological processes or pharmacologic response to a therapeutic intervention . A valid biomarker would have several key characteristics: to distinguish between disease and health with high positive and negative predictive values, to provide information about disease prognosis and clinical outcomes, to change with disease progression and “normalize” with successful treatment, to be reliable and reproducible in the clinical setting with little or no day-to-day variation, to be easy to collect in the “real-world” setting, to be quantifiable in an analytical system with well-defined performance, and to be cost-effective [4, 5].
Despite the sustained research efforts during the last years focused on the identification of biomarkers applicable in clinical practice for the management of asthma, only a few biomarkers indicative of T2-high asthma have been described (e.g. IgE, eosinophils in blood and/or sputum, Fractional Exhaled Nitric Oxide [FeNO], periostin), and their utility in diagnosis, prognosis and therapy is still controversial [3, 6].
This review will summarize the recent knowledge about the biomarkers (proteins and related substances) identified of asthma with special focus on those with higher clinical applicability.
Blood cells and serum biomarkers
Using the blood for requiring biomarkers is micro-invasive (the procedure can be painful and difficult in some patients) and easy to realize in the clinical setting, requires minimal patient effort, could be collected across the age spectrum, and it is cost-effective .
Blood eosinophil count is not useful for the diagnosis of asthma (GINA), but it can serve as prognostic biomarker and to predict several therapeutic responses  in asthmatic patients with type 2 inflammation.
A recent study realized on a large cohort in UK, showed that patients with blood eosinophil counts greater than 400 cells/μL experienced significantly more severe exacerbations (adjusted rate ratio RR 1·42) and acute respiratory events (RR 1·28) than those with counts of 400 cells/ μL or less and had significantly lower odds of achieving overall asthma control (odds ratio OR 0·74) . Another study found that blood eosinophilia (> 400 cells/ μL) is a risk factor for airflow obstruction in asthmatic patients (even in those without symptoms) and predicts an enhanced longitudinal decline in lung function, independently of smoking status .
Similarly, in a pediatric cohort , blood eosinophilia (≥ 300 cells/μL) is associated with asthma severity (p = 0.036), high atopy (p = 0.001), more exacerbations (p = 0.022), FEV1/FVC (p = 0.004), and bronchial hyperresponsiveness (p = 0.002).
Blood eosinophils counts can predict responsiveness to corticosteroid therapy. In atopic asthmatic children with blood eosinophilia (≥ 300 cells/μL), daily inhaled corticosteroids use is associated with more asthma control days and lower exacerbations rate . Previous data showed that blood eosinophils count could be useful to monitor the response to oral corticosteroids because the adjustment of dose to maintain blood eosinophilia < 200 cells/ μL was successful in preventing exacerbations, improving asthma control and resulted in less prednisone used . The up-dosing of inhaled corticosteroids is associated with a decrease in blood eosinophilia  but studies about the interest to monitor blood eosinophils to adapt the dose of inhaled corticosteroids (ICS) to maintain asthma control are lacking for the moment.
Baseline blood eosinophils count is used as biomarker to predict the clinical efficacy of biological therapies as anti-IL5 antibody (mepolizumab, reslizumab), anti-IL5 receptor antibody (benralizumab) and anti-IL4 receptor antibody (dupilumab) [13, 14, 15, 16]. The cut-off of blood eosinophils count is 300 cells/μL for most biologics, except the reslizumab (400 cells/μL). In these trials, patients with eosinophilia responded better to biologics therapies.
Previous data suggested that blood eosinophilia (≥ 300 cells/μL) is associated with greater response to anti-Ig E antibody (omalizumab) [17, 18], but this result was not confirmed by a recent real-life study .
Although the blood eosinophil count is easy to obtain and correlates well with sputum eosinophilia [20, 21, 22], the problem is that the optimal cut-off has yet to be established and its levels may be elevated due to co-existing conditions such as parasitic infestations, thus limiting its use as a predictive biomarker.
Currently, blood neutrophils count is not a biomarker for asthma diagnosis (GINA) but a recent study  showed that neutrophilia may differentiate between patients with a smoking history (≥10 pack-years) and adult onset asthma from those with asthma-chronic obstructive pulmonary disease overlap syndrome (ACOS) (3850 cells/ μL vs 4500 cells/ μL, p = 0.008). ACOS patients had a persistent airflow limitation, a lower diffusing capacity of the lungs for carbon monoxide then other patients and a higher number of comorbidities (Hypertension, Coronary heart disease, Hypercholesterolemia) .
The EGEA2 study found that persistent blood neutrophilia ≥5000/ μL was associated with poor symptom control (OR 3.09) and increased exacerbations suggesting that increased blood neutrophils count could be a prognostic biomarker .
Peripheral differential cell counts may reflect the airway inflammation. A meta-analysis of 14 studies showed an area under the curve (AUC) of 0.78 for blood eosinophils, high predictive for airway eosinophilia in contrast with blood neutrophilia AUC of only 0.6, less indicative of sputum neutrophilia .
Eosinophil cationic protein (ECP) is found in the primary matrix of the eosinophil and is released during the eosinophil degranulation. Previous data found that the serum ECP is increased in adults and children with atopic asthma, associated with airway resistance and bronchospasm . Similarly, serum ECP concentration is increased in children with asthma during an exacerbation  and normalize with the decrease of airway resistance value after 8 weeks of treatment by montelukast . As predictor of therapeutic response, one study in a pediatric population showed that higher baseline serum ECP level was associated with greater improvement in lung function after ICS treatment . It has been suggested that ECP assessment could be useful for the initiation and dose titration of ICS in younger children in whom other biomarkers might be less feasible to asses , but other complementary studies are needed to validate this strategy.
Periostin, an extracellular matrix protein secreted by airway epithelial cells in response to IL-13 that regulates epithelial-mesenchymal interactions , has been associated with T2-high eosinophilic asthma . Periostin expression is increased in the asthmatic airway  and may be measured in the serum . At the moment, the concordance between serum periostin concentration and sputum eosinophilia has not been well established with contradictory results [21, 32]. The periostin plays key roles in bone growth, and in children at 2 years of age, serum periostin levels were up to 2- to 3-fold higher than previously observed adult levels . The same study showed that the level of periostin at 2 years of age was predictive of asthma at age 6 years old . The stability of serum periostin over disease progression in adults with asthma (without seasonal effect)  and in children between 4 and 11 years of age, supports its use as a biomarker for type 2-high asthma. Previous data found that elevated levels of serum periostin in adults with asthma are associated with fixed and more severe airflow obstruction [35, 36], and greater lung function decline [37, 38]. Several studies showed that the elevated serum periostin level predicts the response to omalizumab therapy [35, 39].
Lipoxins have anti-inflammatory action and play an important role in chemotaxis and related signal transduction . In patients with severe asthma, lipoxin A4 expression is decreased in the airways  and systemic circulation , associated with decreased expression of related enzymes and receptors necessary for lipoxin biosynthesis [40, 42] and persistent innate lymphoid cell (ILC) activation and eosinophilia . In severe asthma, the expression of lipopolysaccharide-stimulated lipoxin A4 biosynthesis in airways macrophages is decreased and strongly associated with the degree of airflow obstruction . The mechanism of lipoxin A4 suppression in severe asthma are unclear but could be related to systemic corticosteroid treatment or to oxidative stress [4, 42]. Inhibitors of soluble epoxide hydrolase increased lipoxins levels that mediated antiphlogistic actions, suggesting a new possible therapeutic approach for severe asthma [42, 45].
IgE is an immunoglobulin which mediates type 1 hypersensitivity reactions and plays a key role in the pathogenesis of allergic asthma. It binds to IgE receptors on mast cells and basophils, producing cytokines that mediate T2 responses . Serum Ig E closely correlates with the risk of asthma . Previous data in pediatric cohorts showed that higher serum Ig E is associated with atopy (increased aeroallergens sensitisation), airway hyperresponsiveness (AHR), bronchial wall thickening, and more severe asthma [9, 48, 49]. A significant inverse association was found previously between total serum IgE and FEV1/FVC independently of smoking and asthma status in a longitudinal evaluation in general population . Total serum IgE does not predict the response to omalizumab, despite this molecule being not only the drug target, but also the basis for its dose calculation . A recent prospective study showed that the reduced free serum IgE levels from baseline after 16–32 weeks of treatment by omalizumab were associated with reduced exacerbation numbers at 2 years .
Chitinases are hydrolases characterised by their affinity to cleave chitin that are thought to play a role in remodelling and regulation of the extracellular matrix . The chitinase-like protein YKL-40 (human cartilage glycoprotein 39) same to be an interesting biomarker for distinguishing asthma from chronic obstructive pulmonary disease (COPD) and healthy controls , as well between patients with ACOS and COPD . Detectable in the serum and airways, associated with subepithelial basement membrane thickness in both adults and children, YKL-40 level correlates with severe asthma and irreversible airway obstruction [9, 54]. YKL-40 expression is increased during asthma exacerbations , and could predict longitudinal decline of lung function in response to cigarette smoke exposure . More studies are needed to prove how useful YKL-40 is in the assessment of future asthma outcomes and risk.
Recent data showed that CCL26 is the best discriminator for type 2 inflammation , serum urokinase plasminogen activated receptor is elevated in adult patients with severe, non-atopic asthma , and the expression of ten selected microRNA (HS_108.1, 112, 182.1, 240, 261.1, 3, 55.1, 91.1, has-miR-604, and has-miR-638) is higher in children with severe asthma . Serum high sensitive C-reactive protein (hs-CRP) is increased in asthmatic patients than in healthy control, in poorly controlled vs well controlled, and may be a useful biomarker of airway inflammation in non-smoking asthmatic patients without complications, such as heart disease, hypertension, hyperlipidaemia, chronic obstructive pulmonary disease, or infection [60, 61]. Evaluation of inflammatory markers interleukin-6 (IL-6) and matrix metalloproteinase-9 (MMP-9) in serum showed higher levels in asthmatic patients vs controls and were associated with a more severe asthma . A high serum level of IL-8 could discriminate COPD from asthma patients .
Although all advantages of serum biomarkers, it is important to remember that peripheral blood studies often do not reflect airway biology, and therefore peripheral blood biomarkers might not represent physiologic mechanisms in the airways .
Sputum cells and mediators
Induced sputum is a non-invasive method which allows to quantify the inflammatory cell pattern in airways of asthmatic patients [4, 46]. To obtain samples for sputum analysis, patients nebulize 3% saline for 20 min and the sputum expectorated over this period is centrifuged, stained, and analysed by quantifying the number of different cell types .
Sputum quantitative cell count is the reference standard to reflect the airway inflammation in asthma. The practical advantage of sputum differential cell counts is that this method is feasible even on frozen samples . Four inflammatory phenotypes have been identified in the Severe Asthma Research Program (SARP) cohort – eosinophilic (≥2% eosinophils in induced sputum), neutrophilic (≥40% neutrophils), mixed granulocytic and paucigranulocytic . Unfortunately, the cut-off used to define the sputum eosinophilia and neutrophilia is different in the other cohorts of asthmatic patients: Airways Disease Endotyping for Personalized Therapeutics (ADEPT) and Unbiased Biomarkers for the Prediction of Respiratory Disease Outcomes (UBIOPRED) (≥ 3% eosinophils, respectively 60% neutrophils) . Sputum analysis of the UBIOPRED cohort identified 3 transcriptome-associated clusters (gene clusters), corresponding to eosinophilic, neutrophilic, and paucigranulocytic phenotypes . A six-gene signature (CLC, CPA3, DNASE1L3, IL1B, ALPL, and CXCR2) can differentiate asthma patients from controls, discriminate inflammatory phenotypes of asthma and predict the ICS response , but this method is not currently available.
The presence of sputum neutrophilia is one candidate predictive biomarker for non-T2 asthma . Previous data evaluating sputum inflammatory patterns in patients with asthma showed that 20% had sputum neutrophil percentages of > 61% . Sputum neutrophilia is associated with asthma severity and poor response to corticosteroids [64, 69]. Macrolide treatment could be a possible therapeutic intervention for these patients. Clarithromycin administration (500 mg twice daily) in patients with refractory asthma reduced the airway neutrophil counts and improved the quality of life in patients undergoing active treatment. A subgroup analysis in patients with sputum neutrophilia of > 61% showed that they had greater improvements in quality of life scores compared with those without sputum neutrophilia . A more recent trial (AMAZES)  confirmed the benefice of the macrolide treatment with a reduction in exacerbation rate and an improvement of quality of life in patients with refractory asthma who took azithromycin 500 mg three times per week for 48 weeks. Prior data suggested that activation of CXCR2 resulted in increased airway neutrophilia, thus contributing to the pathogenesis of non-eosinophilic asthma, but a recent trial with a CXCR2 antagonist in severe neutrophilic asthma (sputum neutrophils > 40%) not showed a significant improvement in asthma outcomes despite the reduction of sputum neutrophilia .
Recent data found that changes in sputum eosinophil count over time reflect fluctuations in clinical asthma control . The high level of Group 2 ILC in the sputum is corelated with severe asthma whose airway eosinophilia is greater than 3%, despite normal blood eosinophil numbers (< 300/μL) suggesting these cells could be a potential novel biomarker .
Sputum eosinophilia ≥3% predicts response to corticosteroids . Targeting a sputum eosinophil level in adult asthmatics of 1–3% reduced exacerbation rates as compared to usual care [76, 77]. Current treatment guidelines for severe asthma recommend using sputum eosinophil counts to adjust corticosteroid treatment in centres that have experience with this laboratory technique . Subsequent work has also identified sputum eosinophilia not only as a validated biomarker for corticosteroid therapy, but also as a biomarker for biotherapies . Anti-IL 5 monoclonal antibodies (mepolizumab, reslizumab) improved quality of life and decreased exacerbation rate in patients with sputum eosinophilia of greater than 3% [79, 80]. Dupilumab, a targeted therapy against IL-4R-alpha that modulates the IL-4/IL-13 pathway, improved asthma control and lung function in asthmatic patients with sputum eosinophilia (≥3%) or blood eosinophilia (≥300/μL) . A trial for fevipiprant, an antagonist of the prostaglandin-D2 receptor, enrolled patients with a sputum eosinophil count ≥2% show a reduction in sputum eosinophilia in treated patients .
Unfortunately, despite its use as a biomarker in many clinical trials, the use of sputum cells count in daily practice has limitations. This method requires specialized training, equipment, and laboratory for processing, patient coaching and cooperation, emergency protocols and equipment, is difficult to collect (impossible in young children), not easily repeatable, and had several contraindications [4, 46].
Several sputum mediators could be the potential biomarkers. For the diagnostic of inflammatory pattern, sputum eosinophil peroxidase is correlated with sputum eosinophilia , specific microRNAs could discriminate neutrophilic from eosinophilic asthma , and neutrophil myeloperoxidase has the potential to differentiate ACOS from asthma . As prognostic biomarker, sputum expression of human tumor necrosis factor-like weak inducer of apoptosis (TWEAK) correlates with higher severity, poor asthma control and decreased lung function in children with non-eosinophilic asthma .
Exhaled breath analysis
Analysing of exhaled breath condensate (EBC) offers a noninvasive method of sampling the airway environment. It analyses both volatile and nonvolatile compounds by saturating exhaled breath with water vapor and collecting the condensed material . Examples of compounds collected in EBC include nitric oxide products, hydrogen peroxide, leukotrienes, and cytokines. Several components correlate with asthma diagnosis, others with asthma severity . Clinical practice guidelines exist which allow for standardized collection techniques . Concentrations of exhaled hydrogen ions, nitric oxide products, hydrogen peroxide and 8-isoprostanes were increased and related to lower lung function tests in adults with asthma compared to healthy subjects . A previous study showed that ICS decrease hydrogen peroxide level in expired air condensate in asthmatic patients . The disadvantages of this method are the absence of a well correlation with samples obtained by BAL, and the difficulty to determine the concentration of a given component due to variable dilution for non-volatile components .
Fractional nitric oxide in the exhaled breath (FeNO) provides information about the inflammatory state of the airways . Nitric oxide plays key roles in lung biology as bronchodilator and inflammatory mediator and is produced in the lung from nitric oxide synthases during the conversion of the amino acid L-arginine to L-citrulline . The biomarker FeNO is originated from nitric oxide production by the airway epithelium as a result of inducible nitric oxide synthase upregulation during the process of allergic inflammation . A level of less than 25 parts per billion (ppb) is normal in adults, and a level greater than 50 ppb is elevated; the American Thoracic Society guidelines did recommend that FeNO values from 25 to 50 ppb (20–35 ppb in children) be interpreted cautiously and with reference to the clinical context .
The FeNO displays an AUC of 0.8 for asthma diagnosis . Very high or low cut-off for FeNO can rule-in, respectively rule-out asthma . FeNO has the limited utility to predict sputum eosinophilia . In both children and adults, FeNO correlated with greater airway hyperresponsiveness as well as the risk of exacerbation [9, 89, 91]. Previous data showed that high FeNO levels (≥50 ppb) are associated with current asthma symptoms, asthma attacks and asthma-related emergency department visits . Elevated FeNO levels predict response to ICS .A systematic review found that using FeNO to guide ICS therapy in adults reduced the mild but not the severe exacerbations . However, a study including adults’ patients with well-controlled mild-to-moderate persistent asthma found that FeNO-guided management was not superior to physician assessment-based adjustment of ICS treatment in the time to asthma treatment failure . ICS typically suppresses FeNO levels, and thus measuring it serially can be useful as a marker of compliance among asthmatics .
FeNO has been used less often as a predictive biomarker in recent clinical trials with biotherapies. Patients with a FeNO ≥50 ppb had a positive response to mepolizumab  or benralizumab  therapy while a FeNO level ≥ 19.5 ppb is correlated with a response to omalizumab therapy . In patients treated by dupilumab, the degree of reduction in the FeNO level during the treatment corresponded with the improvement in lung function confirming the biologic activity of the drug .
However, despite its capabilities (noninvasive technic, easy to collect in the clinical setting, with a minimal patient effort), the use of FeNO has some limitations. Normal values vary by age, height, and according to the type of analyser used. Other confounding factors include smoking, atopy, and the use of corticosteroid treatment . FeNO as a single, stand-alone biomarker might not be particularly useful and should perhaps be used as part of a more comprehensive panel . The current guidelines for the treatment of severe asthma do not recommend the use of FeNO in the routine for the management of adults and children with asthma .
The evaluation of exhaled volatile organic compounds (VOC) might be useful in the assessment of asthma. The oxidative stress results in reactive oxygen species that degrade lipids and create these compounds . Two different techniques can measure exhaled VOC, including gas chromatography and the “eNose” technique (46). A recent meta-analysis suggests that evaluation of exhaled VOC could be helpfully in the diagnosis of asthma with a AUC value at 0.94 . Ibrahim showed that detection of characteristic breath VOC profiles could differentiate clinically relevant disease phenotypes based on sputum inflammatory profile and asthma control . In another small study in adult patients, the eNose technique could identify patients with asthma, predict which patients would lose asthma control upon withdrawal of steroid therapy, and predict which patients would respond to oral corticosteroid treatment . The measurement of VOC by gas chromatography coupled with mass spectrometry could predict the risk for exacerbation in asthmatic children . These promising methods need to be standardised before a plus large implementation.
Bromotyrosine is formed from post-translational modification of tyrosine protein residues by hypobromous acid produced by activated eosinophils during the process of a respiratory burst . It has many advantages as a potential biomarker given its stability and noninvasive detection in the urine . Previous data has suggested that bromotyrosine concentrations are higher in patients with allergic asthma  and elevated levels of bromotyrosine are associated with airflow limitation, inadequately controlled asthma, and could predict future exacerbations [104, 105].Urinary bromotyrosine concentrations are predictive of a greater response to corticosteroids . However, concordance among sputum eosinophils count, FeNO level, and urinary bromotyrosine concentration is not very high , so the utility of bromotyrosine in the clinical setting would probably be best when assessed as a part of a larger panel of inflammatory biomarkers .
Leukotriene E4 is a stable and product of cysteinyl leukotriene metabolism possible to measure noninvasively in urine samples . Several studies have suggested that urinary leukotriene E4 (uLTE4) concentrations are increased in children with allergic asthma and adults with aspirin-exacerbated respiratory disease [4, 106, 107, 108]. A recent meta-analysis  showed that uLTE4 is a high predictive biomarker for the aspirin exacerbated respiratory disease and could potentially be used as a clinical test to identify the risk of aspirin intolerance in subjects with asthma.]Urinary LTE4 levels are increased during asthma exacerbations and correlated to the degree of airflow limitation . Several data suggested that uLTE4 are increased in response to environmental tabacco smoke exposure in children and high uLTE4 levels are predictive of futures exacerbations in asthmatic children exposed to second hand smoke [110, 111]. One study showed that uLTE(4)/FeNO ratio predict a better response to montelukast than fluticasone propionate therapy in children with mild-to-moderate asthma regarding the lung function and the asthma control . Another study suggested that a high uLTE4 concentration is associated with a differential response favoring ICS step-up treatment with a leukotriene receptor antagonist over long-acting β-agonists . These data suggest that uLTE4 might be an important biomarker in the selection of asthma therapy .
Cellular bronchial samples and bronchial biopsy
The most invasive method to study airways changes in asthmatic patients is the fiberoptic bronchoscopy with endobronchial biopsy, brushing or bronchoalveolar lavage which requires specialized medical center, training, emergency protocols and equipment .
The study of cellular bronchial pattern is interesting in the research. Thanks to this kind of studies, we know now that bronchial neutrophilia in bronchoalveolar lavage fluid is associated with severe asthma independent of oral corticosteroid intake , as well the elevated CD4+ cells expressing both IL-4 and IL-17 predicted greater asthma severity [9, 115]. Several gene signatures analysed in endobronchial brushing in the UBIOPRED cohort predicted persistent airflow limitation .
Usually, the bronchial biopsy is indicated in severe asthma with fixed airway obstruction secondary to airway remodelling to quantify the thickness of smooth muscle and to establish the possibility to realise a thermoplasty. Airway remodeling in severe asthma with fixed airway obstruction mainly is the consequence of the smooth muscle hypertrophy and mucosal glands hypertrophy with the increased number of fibroblasts and collagen-3 deposition within bronchial wall . Thermoplasty is the first treatment which specifically targets the airway remodeling and the supposed mechanisms is the reduction of airway smooth muscle thereby reducing the airway twitchiness. Thermoplasty may be proposed as a non-pharmacological treatment in asthmatics who remained uncontrolled despite ICS. The benefice of this treatment is a reduction of exacerbation and sometimes hospitalization . Several studies identified few potential biomarkers in the sputum (MMP, Fibroblast Growth Factor-2 and Galectin-3) able to predict the airway remodelling with a non-invasive intervention [118, 119, 120].
Summary of major biomarkers’ characteristics
-Minimal patient effort
-Easy to measure and collect in the clinical setting
-Correlates with sputum eosinophilia
-Painful and difficult in some patients
-Varying cut-offs used to determine predictive characteristics
-Can be elevated due to other causes, such as parasitic infection
-Defines the inflammatory phenotype
-Predicts exacerbations, poor asthma control and greater airway obstruction
-Predicts therapeutic responses to corticosteroids and biotherapies
-Easy to measure
-Identifies patients who may be candidates for Anti-IgE therapy
-Not predictive of response to Anti-IgE
-Outperformed by other markers of T2 inflammation and allergen specific IgE
-Associated with asthma severity and airway remodelling
-Marker of Il-13 activity and T2 airway inflammation
-Not currently realised in the clinical setting
-Can be elevated in growing children
-Predicts a greater airway obstruction and decline of lung function
-Predicts therapeutic responses to biotherapies
-Reflects the upper airways
-Difficult to collect
-Not all patients can provide adequate samples
-Not universally available
-Requires specialized training, equipment, laboratory
-Defines the inflammatory phenotype
-Predicts responses to corticosteroids and biotherapies
-Minimal patient effort
-Easy to collect in the clinical setting
-Requires specialized equipment
-Identifies airways inflammation
-Predicts exacerbations and airways hyperreactivity
-Predicts responses to corticosteroids and several biotherapies
An ideal biomarker should be suitable to identify the disease as well the specific endotype/phenotype, useful in the monitoring of the disease and to determine the prognosis, easily to obtain with minimum discomfort or risk to the patient [3, 4, 121].
According to the presence of assessable biomarkers of T2 mediated airway inflammation, the cluster-analysis identified several asthma phenotypes. The T2-high phenotype includes the classical allergic one (mild blood eosinophilia, high levels of FeNO, high level of serum total IgE) and the late-onset, nonallergic but highly eosinophilic one, frequently associated to chronic rhinosinusitis with nasal polyps (high FeNO but serum total IgE normal or elevated but probably with a lower etiopathogenetical importance) [1, 121]. The eosinophilic phenotype is associated with an intense production of IL-5 and IL-13. The T2-low phenotypes are more diversified and less well defined, with predominant neutrophilic airway inflammation, higher frequency of recurrent airway infections, higher prevalence of obesity and cigarette smoking. The mechanisms implicated in these phenotypes are the TNFα and IL-17 inflammatory pathways .
Unfortunately, at the moment, an ideal biomarker doesn’t exist and the overlap between the biomarkers is a reality. Using panels of biomarkers could improve probably the identification of asthma endotypes in the era of the precision medicine.
Other desired characteristics of a biomarker are the easiness and non-invasiveness of assessment. The development of point-of-care testing and non-invasive devices (one validated recently for the blood eosinophil count, others in study for the assessment of serum IgE and periostin) could accelerate the path leading to a precision medicine approach and clinical management of severe asthma .
Biomarkers, in addition to their role in defining phenotypes and endotypes may also have a predictive value for the response to biologic treatments. Serum total IgE is used in practice to verify that a patient with severe allergic asthma could be a candidate for omalizumab therapy and blood eosinophils count (usually ≥300 cells/μL) to prescribe biological agents such as anti-IL5 antibody in the eosinophilic refractory severe asthma. If in the last 10 years, only omalizumab was available, followed by mepolizumab, we will move in the next few years to a situation in which we will have to choose one monoclonal antibody among many (benralizumab, an IL-5 receptor antagonist; dupilumab, an IL-4 receptor alpha antagonist; tezepelumab, an anti-thymic stromal lymphopoietin antibody). This implies the need of more selective biomarkers (or panels of them) in order to identify the right biologic therapy for each single patient, in a more personalized and precise medicine approach to the disease treatment [2, 121].
The implementation of the precision medicine in the management of asthma in clinical practice requires the detection of valid biomarkers. A variety of biomarkers have been used clinically to predict the response to steroid therapy, and in the clinical trial setting to identify patients that will respond to biologic therapies, but currently available biomarkers are limited in number and precision. At the moment, for a patient with a severe allergic asthma (high level of serum total IgE, high FeNO, normal or mild blood eosinophilia) uncontrolled despite a Step 4 or 5 treatment of GINA guideline, omalizumab seems to be the most adapted therapeutic option. If failure, another biologic therapy such as mepolizumab or reslizumab could be prescribe if blood eosinophilia (≥ 300 cells/μL, respectively ≥400 cells/μL). In the refractory eosinophilic asthma without atopic background (high blood eosinophilia, high FeNO, normal IgE), an anti-IL5 antibody seems to be the most appropriate. Macrolides could be an interesting therapeutic option for the patients with severe uncontrolled asthma with T2-low inflammatory pattern, as well the bronchial termoplasty in patients with airways remodeling.
Further research and validation of emerging biomarkers are needed to define the molecular phenotype of asthma, particularly in the non-T2 pathways, to predict outcomes and therapeutic response to more specific targeted therapies. The use of omics data from multiple platforms (transcriptomics, proteomics, or metabolomics) appears as a promising tool to obtain endotypes. Viewing the heterogeneity of asthma, to predict therapeutic response, the development of composite biomarkers from blood, urine and exhaled breath seams to be a more appropriate solution in practice.
Availability of data and materials
Conception and redaction of the entire manuscript. The author read and approved the final manuscript.
Ethics approval and consent to participate
Consent for publication
The author declares that she has no competing interests.
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
- 2.Chung KF. Personalised medicine in asthma: time for action. Eur Respir Rev. 2017. https://doi.org/10.1183/16000617.0064-2017.
- 3.Eguiluz-Gracia I, Tay TR, Hew M, Escribese MM, Barber D, O’Hehir RE, et al. Recent developments and highlights in biomarkers in allergic diseases and asthma. Allergy. 2018; doi: 10.1111.Google Scholar
- 8.Hancox RJ, Pavord ID, Sears MR. Associations between blood eosinophils and decline in lung function among adults with and without asthma. Eur Respir J. 2018. https://doi.org/10.1183/13993003.02536-2017.
- 14.Bleecker ER, FitzGerald JM, Chanez P, Papi A, Weinstein SF, Barker P, et al. Efficacy and safety of benralizumab for patients with severe asthma uncontrolled with high-dosage inhaled corticosteroids and long-acting β2-agonists (SIROCCO): a randomised, multicentre, placebo-controlled phase 3 trial. Lancet. 2016;388:2115–27.PubMedCrossRefGoogle Scholar
- 19.Humbert M, Taillé C, Mala L, Le Gros V, Just J, Molimard M, et al. Omalizumab effectiveness in patients with severe allergic asthma according to blood eosinophil count: the STELLAIR study. Eur Respir J. 2018. https://doi.org/10.1183/13993003.02523-2017.
- 23.Tommola M, Ilmarinen P, Tuomisto LE, Lehtimäki L, Haanpää J, Niemelä O, et al. Differences between asthma-COPD overlap syndrome and adult-onset asthma. Eur Respir J. 2017. https://doi.org/10.1183/13993003.02383-2016.
- 43.Barnig C, Cernadas M, Dutile S, Liu X, Perrella MA, Kazani S, et al. Lipoxin A4 regulates natural killer cell and type 2 innate lymphoid cell activation in asthma. Sci Transl Med. 2013;54:174ra26.Google Scholar
- 46.Medrek SK, Parulekar AD, Hanania NA. Predictive biomarkers for asthma therapy. Curr Allergy Asthma Rep. 2017. https://doi.org/10.1007/s11882-017-0739-5.
- 48.Fitzpatrick AM, Teague WG, Meyers DA, Peters SP, Li X, Li H, et al. Heterogeneity of severe asthma in childhood: confirmation by cluster analysis of children in the National Institutes of Health/National Heart, Lung, and Blood Institute severe asthma research program. J Allergy Clin Immunol. 2011;127:382–9.PubMedCrossRefGoogle Scholar
- 53.Wang J, Lv H, Luo Z, Mou S, Liu J, Liu C, et al. Plasma YKL-40 and NGAL are useful in distinguishing ACO from asthma and COPD. Respir Res. 2018. https://doi.org/10.1186/s12931-018-0755-6.
- 54.Gomez JL, Yan X, Holm CT, Grant N, Liu Q, Cohn L, et al. Characterisation of asthma subgroups associated with circulating YKL-40 levels. Eur Respir J. 2017. https://doi.org/10.1183/13993003.00800-2017.
- 60.Monadi M, Firouzjahi A, Hosseini A, Javadian Y, Sharbatdaran M, Heidari B. Serum C-reactive protein in asthma and its ability in predicting asthma control, a case-control study. Casp J Intern Med. 2016;7:37–42.Google Scholar
- 66.Kuo C-HS, Pavlidis S, Loza M, Baribaud F, Rowe A, Pandis I, et al. T-helper cell type 2 (Th2) and non-Th2 molecular phenotypes of asthma using sputum transcriptomics in U-BIOPRED. Eur Respir J. 2017. https://doi.org/10.1183/13993003.02135-2016.
- 82.Gonem S, Berair R, Singapuri A, Hartley R, Laurencin MFM, Bacher G, et al. Fevipiprant, a prostaglandin D2 receptor 2 antagonist, in patients with persistent eosinophilic asthma: a single-centre, randomised, double-blind, parallel-group, placebo-controlled trial. Lancet Respir Med. 2016;4:699–707.PubMedCrossRefGoogle Scholar
- 93.Price DB, Buhl R, Chan A, Freeman D, Gardener E, Godley C, et al. Fractional exhaled nitric oxide as a predictor of response to inhaled corticosteroids in patients with non-specific respiratory symptoms and insignificant bronchodilator reversibility: a randomised controlled trial. Lancet Respir Med. 2018;6:29–39.PubMedCrossRefGoogle Scholar
- 95.Calhoun WJ, Ameredes BT, King TS, Icitovic N, Bleecker ER, Castro M, et al. Comparison of physician-, biomarker-, and symptom-based strategies for adjustment of inhaled corticosteroid therapy in adults with asthma: the BASALT randomized controlled trial. JAMA. 2012;308:987–97.PubMedPubMedCentralCrossRefGoogle Scholar
- 116.Hekking P-P, Loza MJ, Pavlidis S, De Meulder B, Lefaudeux D, Baribaud F, et al. Transcriptomic gene signatures associated with persistent airflow limitation in patients with severe asthma. Eur Respir J. 2017. https://doi.org/10.1183/13993003.02298-2016.
Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver (http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.