# Varying constants driven baryogenesis

## Abstract

We study the spontaneous baryogenesis scenario in the early universe for three different frameworks of varying constants theories. We replace the constants by dynamical scalar fields playing the role of thermions. We first obtain the results for baryogenesis driven by the varying gravitational constant, *G*, as in the previous literature, then challenge the problem for varying fine structure constant \(\alpha \) models as well as for varying speed of light *c* models. We show that in each of these frameworks the current observational value of the baryon to entropy ratio, \(\eta _B \sim 8.6 \cdot 10^{-11}\), can be obtained for large set of parameters of dynamical constants models as well as the decoupling temperature, and the characteristic cut-off length scale.

## 1 Introduction

The problem of an excess of the matter over the antimatter in the universe we observe, is one of the biggest mysteries of contemporary cosmology. Why do we live in the particle-filled universe and not in the anti-particle-filled universe is not an obvious issue, especially taking into account that the anti-particles are observed in the particle-filled universe, too. There are series of explanations to the mystery appealing to the earliest stages of the universe evolution such as to the Planck scale quantum gravity era [1] or even before that, as suggested for example in the context of the multiverse concept [2, 3]. However, despite the fact, that it is generally agreed, that quantum gravity does not preserve any global quantum numbers (as is evident from the lost of baryon number in the process of a star collapse forming a black hole), inflationary expansion is considered to dilute any such matter–antimatter asymmetry. Then, one should look for the solution of the problem in the subsequent stages of the evolution of the universe. The first attempt to explain the problem was given in the renowned paper by Sakharov [4].

As it is often referred, he suggested three necessary conditions for the matter–antimatter asymmetry to occur in the universe: the baryon number *B* violation interactions have to appear; charge *C* and charge-parity *CP* violating particle processes have to be possible; departure from thermal equilibrium to shift the densities of particles with respect to antiparticles have to be present. This idea of Sakharov was developed in many ways [5].

An idea of the spontaneous baryogenesis was later introduced by Cohen and Kaplan [6, 7]. In fact, they challenged the third Sakharov’s condition, i.e. the departure from thermal equilibrium, postulating instead a spontaneous breaking of CPT symmetry already at the thermal equilibrium which generates the shift of the energy of the baryons with respect to the energy of anti-baryons in the universe which is responsible for the baryon asymmetry. An exit from thermal equilibrium takes place at some decoupling temperature, but once generated, baryon asymmetry is frozen-in in this scenario. Baryogenesis is driven by a scalar field – the thermion– which decays after the baryon asymmetry is established [8, 9]. The role of the thermion can also be played by some gravitationally motivated scalar such as Ricci or Gauss–Bonnet scalars and their combinations – such scenarios are called gravitational baryogeneses [10, 11, 12, 13, 14, 15, 16]. Baryogenesis in the context of other theories such as in Lorentz symmetry violating models has also been studied [17].

*s*(or the photon number density, \(n_{\gamma }\)). According to the latest measurement by the Planck satellite [18], the dimensionless baryon density \(\Omega _B h^2= 0.02225\pm 0.00016\) gives the baryon asymmetry equal to

In this paper we concentrate on the spontaneous baryogenesis approach with the baryon asymmetry generating fields being motivated by the dynamical physical constants. The paper is organised as follows. In Sect. 2 we briefly sketch the idea of spontaneous baryogenesis. In Sect. 3, which is the main body of this work, we discuss how to generate baryon asymmetry in spontaneous baryogenesis scenario where the role of a thermion is played by dynamical constants such as the varying gravitational constant *G*, varying fine structure constant \(\alpha \), and the varying speed of light *c*. In Sect. 4 we summarise our results and give conclusions.

## 2 Spontaneously generated baryon asymmetry in the universe

As it was mentioned in the Introduction, unlike the Sakharov baryogenesis, the spontaneous baryogenesis is based on two assumptions [6, 7]: (1) baryon number violating interactions appear in thermal equilibrium; (2) CPT is not an exact symmetry of the early universe since its expansion violates Lorentz symmetry and a time-reversal. There is a relation between the Hubble parameter evolution and the size of CPT violation which can be tighten to the “effective” baryon number violating interactions. These being initially large, after the universe cools down and can be approximated by zero temperature, become gradually negligible so that baryon number violating interactions become CPT invariant and then allow the Lorentz invariant vacuum as we observe now.

*i*” – the number density \(n_i\), the energy density, \(\varepsilon _i = -\rho _i c^2\), and the pressure density \(P_i\) – are specified by the integrals over their distribution functions:

*E*is the energy, \(\mathbf {p}\) is the momentum, \(g_i\) is a number of the internal degrees of freedom, i.e. \(g_i=2\) for a photon, and \(1/(2\pi \hbar )^3\) is a unit size of the phase space. The distribution function reads as [8, 19]:

*s*, for bosons (here: the radiation) is given by:

*s*, which remains more or less constant at all energies, seems to be a better quantifier of the baryon asymmetry.

## 3 Dynamical constants driven baryogenesis

An idea of varying physical constants is in a way analogous to the idea of running coupling constants in quantum field theory, i.e. that there is some interaction due to perhaps unknown physics, which causes these constants to vary in time and possibly in space. In practice, what one does is that one replaces the constants of nature by some physical fields, which have their own dynamics. The first fully quantitative framework for this was developed for varying gravitational constant (as a coupling constant of gravitational interaction) by Jordan [20] and Brans–Dicke [21]. They were motivated by the earlier Large Number Hypothesis of Dirac [22, 23] being the consequence of even earlier ideas of Weyl [24] and Eddington [25]. Among the rich set of fundamental constants (for a review see Refs. [26, 27, 28, 29]) the series of them are subject to dynamical studies. These are the gravitational constant *G* [21], the proton to electron mass ratio \(\mu = m_p/m_e\) [30], the fine structure constant \(\alpha = e^2/\hbar c\) [31, 32] (\(\hbar \) is the Planck constant and *c* is the speed of light) and related to this charge of an electron *e* [33] or permittivity of vacuum \(\epsilon _0\) [34], and the velocity of light *c* [35].

Though one usually considers the dynamics of the constants separately, the models in which two of the constants vary instantaneously have also been considered. Out of them the most natural are modified varying both *G* and *c* models [36, 37, 38] since these constants show up together in the Einstein–Hilbert action for gravity and in the Einstein field equations. In fact, they can be classified as an extension of Brans–Dicke models into a varying *c* case. Another extension of this type which is based on Brans–Dicke model are varying both *G* and \(\alpha \) models [39]. On the other hand, varying both \(\alpha \) and *c* models would not perhaps make so reasonable because \(\alpha \) and *c* are related via the definition of the fine structure constant and the effects of changes of these constants would have to be indicated separately in the construction.

Our main idea here is to have the scalar fields which are responsible for the dynamics of the constants such as *G*, \(\alpha \), and *c* to play the role of a thermion in the spontaneous baryogenesis scenario as described in Sect. 2. In the following we will discuss all these three varying constants scenarios in that context.

### 3.1 Dynamical gravitational constant *G* driven baryogenesis

*G*) Brans–Dicke theory reads as [21]:

*G*-varying baryogenesis models. It is worth to mention that we have used the notation for the action (3.2) with the speed of light being \(c^3\) rather than \(c^4\) in front of the integral. Here we follow the notation of Refs. [40, 41] compensating one

*c*to be kept in the definition of the null coordinate \(x^0 = ct\) rather than \(x^0 = t\) as in most of the textbooks (e.g. [42]). We will come back to this problem in Sect. 3.3 where the models with varying speed of light are considered (cf. also the detailed discussion of Ref. [43]).

*G*as

*H*denotes the Hubble parameter, \(H_\phi = {\dot{\phi }}/\phi \) is the rate of variation of

*G*(

*t*) and \(\rho _m\) is the matter energy density with corresponding pressure, \(p_m\). The acceleration equation is given by

*w*is an index of the barotropic equation of state \(p= w \rho _m c^2\), and

*p*is the pressure.

*a*(

*t*) and \(\phi (t)\) are non-trivial. In fact, one can postulate the power-law solutions which would include both an early universe “scalar field domination” and late universe radiation domination together. However, as it has been shown in Ref. [45] that the unique power-law solutions which allow current acceleration of the universe \(a \propto t^{4/3}\), \(\phi \propto t^{-2}\) are possible for the dust \((p=0)\) models if one also adds a specific scalar field potential. Because the matter applied is dust, then the relation (3.13) is modified accordingly.

In fact, if one neglected radiation also in the Friedmann equation (3.10), then one would get a unique solution which would pick up some specific powers in the scale factor and scalar field power-law time dependence. However, in our case we deal with the early universe and so radiation is the crucial component. Because of that we need to rely on the relation (3.13), though modified slightly by the baryogenesis term which is pretty small. The solutions which in fact keep relation (3.13) valid but also include radiation have been studied in Ref. [46]. In particular, it was found that there exist two regimes in which simple power-law solutions (with radiation and the scalar field present) exist. One of them applies close to a big-bang \(a \rightarrow 0\), where the scalar field is dominating (behaving as a stiff-fluid), and another to the late time evolution \(a \rightarrow \infty \), when the radiation comes to dominate. The first solution gives a simple power law for the scale factor \(a \propto t^{1/3}\), while the second gives standard radiation-dominated power law behaviour \(a \propto t^{1/2}\).

What is crucial here is that there exist solutions fulfilling set of Eqs. (3.10)–(3.12) which include radiation and asymptote from the power-law solution \(a \propto t^{1/3}\) to possibly another power law solution \(a \propto t^{1/2}\). They can be parametrised by the values of some extra parameter which takes some specific value for the asymptotic \(a \propto t^{1/3}\) solution. In other words, we can consider the solutions which are in stiff-fluid regime, but which are slightly modified by the presence of radiation. Such an approach have been applied to Brans–Dicke theory already in Refs. [47, 48, 49] though only some simple examples of baryogenesis out of the whole set of admissible values of the extra parameter (in Ref. [47] parameter *n*) have been studied.

In the following we will explain the above approach step by step.

*G*case, which is:

*G*:

*t*and \(t_0\). For \(q=0\),

*G*(

*t*) is equal to a currently measured value of the gravitational constant, \(G(t_0)= G_0\). The parameter

*q*(which is equivalent to a parameter \(n=1/(3-q)\) of Ref. [47]) also measures the deviation from \(a \propto t^{1/3}\) as mentioned earlier. Applying the ansatz (3.19) into (3.18) yields

*H*:

*in*” denote the initial values of the scale factor \(a_{in}\), the Hubble parameter \(H_{in}={\dot{a}}_{in}/a_{in}\) and the field \(\phi _{in} = 1/G_{in}\) at the beginning of baryogenesis, when \(t = t_{in}\). It is worth mentioning that in the limit \(q \rightarrow 0\) the above solutions give an asymptotic early time behaviour \(a \propto t^{1/3}\) as it should be following the work of Ref. [46].

*q*-parameter and \(\omega \): \(q=(\sqrt{3}/\omega )(-\sqrt{3} \pm \sqrt{2\omega + 3})\) which would restrict the freedom of choice of

*q*in a similar way as in the dust case considered in Ref. [45].

*q*and gives a bound on the allowed values of the field \(\phi \). For \(\omega > 0\) the bound is given by

*q*for some specific \(\omega \) has been listed in Table 1. In order to be consistent with the current measurements, we take \(\omega =40{,}000\) and the corresponding limit for

*q*[50, 51, 52]. Despite the fact that \(\omega \) could have been smaller in the early Universe, taking \(\omega =40{,}000\) seems to be justified by the fact that it has small impact on the decoupling temperature \(T_D\) in (3.29).

Limits for the parameter *q* for some specific values of \(\omega \) (\(\omega = -3/2\) for conformal relativity, \(\omega = -1\) for superstring theory, \(\omega = \infty \) for Einstein gravity limit)

\(\omega \) | |
---|---|

\(-\)1.5 | 2 |

\(-\)1 | \((-\infty ; \, 3 - \sqrt{3}) \, \cup \, (3 + \sqrt{3}; \, \infty )\) |

1000 | (\(-\) 0.0805; 0.0745) |

5000 | (\(-\) 0.0352; 0.0340) |

10,000 | (\(-\) 0.0248; 0.0242) |

40,000 | (\(-\) 0.0123; 0.0122) |

\(\infty \) | 0 |

*q*, only (

*G*decreases during the evolution of the universe). The positive values of

*q*would result in negative \(\eta _B\), hence a universe with an excess of antimatter on matter. The currently measured value of \(\omega \) imposes even stronger bound onto the value of

*q*and narrows the limit to the range (0; 0.0122) (see Table 1). Nevertheless, the parameter \(\omega \) does not have a strong influence onto \(T_D\) for the values of

*q*taken from this range. Its influence becomes more pronounced for smaller

*q*(see Fig. 1). An interesting observation from (3.31) is that for the well-known from the literature case – the conformally invariant gravity [53], \(\omega = -3/2\) – an allowed value of

*q*is positive, so this theory seems to contradict observed baryon asymmetry. On the other hand, the limit of

*q*for the low-energy superstring gravity [54], \(\omega =-1\), allows creation of the observed baryon asymmetry in a

*G*-varying universe. Note, that in the general relativistic limit, \(\omega \rightarrow \infty \), the parameter

*q*vanishes, and according to (3.19), the value of

*G*remains constant as it should be.

*q*and \(T_D\). In order to be consistent with the results of BBN \((-\,0.10< \Delta G/G<0.13)\) [27]), we have taken \(q \sim 10^{-3}\). This results in the decoupling temperature \(T_D\sim 10^{14} \hbox {GeV}\). The measurements of CMB indicate that

*q*should be rather of the order of \(10^{-2} \, (-\,0.083< \Delta G/G<0.095)\), which corresponds to a change of

*G*between the recombination (\(z\approx 10^3\)), and today (\(z=0\)) [27]. In fact the parameter

*q*characterising the dynamics of

*G*can be calculated from the formula:

*q*for three possible values of the temperature \(T_D\) (see the plot on the left), as well as a function of temperature \(T_D\) for three values of

*q*(see the plot on the right) has been presented in Fig. 3.

### 3.2 Dynamical fine structure \(\alpha \) driven baryogenesis

*e*and \(\hbar \) are kept constant, and

*c*varies. The electric charge variability was introduced by defining a dimensionless scalar field, \(\epsilon (x^\mu )\), and as a consequence, \(e_0\) was replaced by \(e=e_0\epsilon (x^\mu )\). The electromagnetic tensor was then redefined to the form

*G*baryogenesis was discussed, the interaction (3.37) violates the CPT symmetry. This results in a different thermal distributions for particles and antiparticles and contributes to the stress–energy tensor. this contribution may be understood as a chemical potential:

*a*(

*t*). We make the following ansatz for \(\alpha \):

*m*measures a change in \(\alpha \) and the index “0” denotes the current values of the fine structure constant, \(\alpha (t_0)=\alpha _0 \), and the scale factor, \(a(t_0)=a_0\). A scenario with no variation of \(\alpha \) can be restored for \(m=0\). By inserting (3.53) into (3.52) we find that:

*t*to \(t_{in}\), where time \(t_{in}\) stands for the onset of baryogenesis. This gives

*T*, we combine the Friedmann equation (3.44) and the energy density (2.13) to yield

*G*discussed in 3.1. A possible parameter space is presented in Fig. 4 for three different values of \(\lambda _\alpha \). We have compared the ansatz (3.53) with the measurements of time variation of \(\alpha \) to find the order of magnitude of the parameter

*m*. We have found

*m*to be in the range:

*m*to be of the order of \(10^{-6}\). This corresponds to the decoupling temperature \(T_D~\sim ~10^{16}\) GeV. In our model

*m*takes positive values only, which stands for the smaller \(\alpha \) in the past. However, positive

*m*can also be admitted according to the so-called \(\alpha \)–dipole measurement [31, 32]. Similarly to the model of

*G*-driven baryogenesis, any small change in the initial value of the scale factor

*a*(

*t*) at the moment of baryogenesis does not have any strong impact on \(\eta _B\). The sensitivity of \(\eta _B\) increases with the growth of

*m*. Again, the second most significant parameter is the length \(\lambda _\alpha \), which was chosen to be of the order of \(10^{-19} \, \hbox {GeV}\) (see Fig. 4). The baryon to entropy ratio \(\eta _B\) (3.61) as a function of the parameter

*m*for three values of the decoupling temperature \(T_D\) (see the plot on the left), as well as a function of the temperature \(T_D\) for three values of

*m*(see the plot on the right) has been shown in Fig. 5.

### 3.3 Dynamical speed of light *c* baryogenesis

Early ideas about varying speed of light *c* were even distributed by Einstein [59] and then many years later recalled by Petit [60, 61, 62] and Moffat [35, 63]. Moffat developed a fully consistent theory which was designed to alternatively solve all the problems of standard cosmology which were originally resolved by the inflationary scenario [64]. Different types of varying speed of light models were also suggested by Albrecht and Magueijo [65], Barrow and Magueijo [36, 66], and further developed by Magueijo [67, 68, 69, 70]. These models are also useful to solve the standard cosmological problems such as the horizon problem, the flatness problem, the \(\Lambda \)-problem, and has recently been proposed to solve the singularity problem [71]. Another different class of varying speed of light models was given by Avelino and Martins [72, 73]. All the above models have recently been subject to statistical evaluation against observational data [74] showing the preference of Moffat’s models, which we have selected to study in the context of baryogenesis.

In fact, the original Moffat’s theory consists of the action representing the dynamics of four scalar fields. In a later paper [75] a vector field was driving the spontaneous violation of *SO*(3, 1) Lorentz invariance, while a dimensionless scalar field, minimally coupled to gravity, was responsible for quantum primordial fluctuations. Nevertheless, unlike in [35], we are dealing with a small Lorentz violation, and consequently with a small change in the speed of light *c*. In this paper we do not intend to explain the fast exponential expansion of the early universe to make it alternative to inflation and for this reason we have dropped the part of the Moffat’s theory, which exhibits the strong Lorentz symmetry breaking and therefore, the large change in *c* (\(c\approx 10^{28}c_0\), where \(c_0\) is the current value of the speed of light). The Lagrangian for the quantum primordial fluctuations has not been included, either. At the moment of baryon asymmetry generation, this term is not relevant anymore, and can safely be neglected.

*G*and varying \(\alpha \), here not only the derivative of the field \(\Phi '\) enters the chemical potential \(\mu _B\), but also the field \(\Phi \) itself. The ratio of the baryon asymmetry to the entropy density is given by:

*T*:

*n*is a parameter, which indicates the variation in

*c*(presumably small since we deal with approximate Lorentz symmetry). In the limit \(n \rightarrow 0\), a currently measured value of the speed o light \(c_0\) is restored and the field is just equal to \(\Phi =c_0^3\). We will denote \(a(x^0)\equiv a\) and \(a(x^0_0)\equiv a_0\), later on. The solution of (3.81) is:

*T*and the \(x^0\)-coordinate. In order to express \(\eta _B\) as a function of temperature only, we use the temperature dependent expression for the energy density of relativistic particles (2.14), which depends on temperature, as well as on the speed of light

*c*at a given moment. For this reason, we find it reasonable to replace \(c^3\) in the denominator by the field \(\Phi \). By combining the modified Eq. (2.14) with the Friedmann equation for a flat universe:

*c*models for the radiation dominated epoch. In order to do so, we have neglected \(\varepsilon _B\) in (3.87) treating this term as a small perturbation on the background of the main fluid, which is radiation (similarly as we did in (3.81)). This leads to:

*c*, we have found the parameter space, for which the desirable asymmetry is possible for a given range of the parameter

*n*and the temperature \(T_D\) (see the Fig. 6). We have found a relation between

*n*and the constant \(\kappa \) from (3.91). The limits on the

*n*values has been shown in the Table 2. We have noticed, that the limits corresponding to the negative and positive \(\kappa \) partially overlap and have decided to proceed the calculation only for positive \(\kappa \), even though there are no observational or experimental bounds on its value. Nevertheless, for the chosen order of magnitude of the parameter

*n*, the influence of \(\kappa \) onto the final result is negligible. However, \(\kappa \) becomes more relevant, when bigger

*n*is taken into account. In order to estimate an order of magnitude of

*n*, we have assumed that any possible

*c*variation would find its manifestation in the variation of the fine structure constant and thus it would become visible in the measurement of the \(\alpha \)-time variation. By comparison of the value of \(\Delta \alpha /\alpha \) with the ansatz (3.53) we have achieved the following expression for

*n*:

Limits for the parameter *n* for some specific values of \(\kappa \)

\(\kappa \) | |
---|---|

\(-\)1 | \((-\infty , \, -1.5774) \, \cup \, (-\,0.4227, \, + \, \infty )\) |

\(-\frac{1}{2}\) | \((-\infty , \, -3.6330) \, \cup \, (-\,0.3670, \, + \, \infty )\) |

0 | (\(-\) 1/3, \(+\infty \)) |

1 | (\(-\) 0.2910, 2.2910) |

10 | (\(-\) 0.1769, 0.3769) |

100 | (\(-\) 0.0723, 0.0923) |

1000 | (\(-\) 0.0248, 0.0268) |

10,000 | (\(-\) 0.0081, 0.0083) |

\(10^{10}\) | (\(-\) 0.0248, 0.0242) |

\(\infty \) | 0 |

*n*have turned to be of the order of \(\sim 10^{-6}\). The corresponding temperature for baryogenesis is about \(10^{16}\) GeV. However, the value of

*n*does not need to be necessarily compared with the results for time variation of \(\alpha \), and one could consider even a bigger change of the speed of light. Our model favours the positive values of

*n*, and thus the increase of the speed of light. This is not in the spirit of the varying speed of light models, which solve the basic cosmological problems and stand as an alternative to the inflation theories. In Fig. 7 we have shown the baryon to entropy ratio \(\eta _B\) (3.94) as a function of the parameter

*n*for three possible values of the temperature \(T_D\) (see the plot on the left) and as a function of the temperature \(T_D\) for three possible values of

*n*(see the plot on the right).

## 4 Results and conclusions

In this paper we have investigated the scalar fields for the dynamical constants: the gravitational constant *G*, the fine structure constant \(\alpha \), and the speed of light *c*, which, as we have assumed, could drive the baryogenesis in the universe. The spontaneous baryogenesis model was investigated, in which the baryon number violating processes occur in thermal equilibrium, while the Universe allows a period of CPT symmetry breaking. We have formulated and solved the dynamical equations for the scalar fields corresponding to varying *G*, \(\alpha \), and *c*, acting as thermions. We have applied some special ansätze for the scale factor for each of the fields, as given in (3.19), (3.53), and (3.82), which related the scalar fields with the evolution of the scale factor, and the resulting parameters *q*, *m*, and *n* which measured the degree of variability of *G*, \(\alpha \), and *c*, accordingly. We have calculated the cosmological equations and used them to find the relation between the time *t* and the temperature *T* in the radiation dominated epoch. We have used the standard statistical mechanics tools in order to introduce the temperature dependence into the fields \(\phi (G(x^0))\), \(\psi (\alpha (x^0))\), \(\Phi (c(x^0))\) (where the coordinate \(x^0 = ct\)), and in order to calculate the baryon asymmetry ratio \(\eta _B\) of the net number density of baryons and antibaryons to the entropy density of photons.

As a result of our calculations, we have obtained similar conclusion as in the previous literature i.e. that varying *G* can drive baryogenesis in the universe. Our main new results (not yet considered in the literature) are obtained for varying fine structure constant \(\alpha \) models, as well as for varying speed of light *c* models. We have shown that in each of these frameworks the current observational value of the baryon to entropy ratio \(\eta _B \sim 8.6 \times 10^{-11}\) can be obtained for large set of parameters *q*, *m*, *n*, as well as the decoupling temperature \(T_D\), and the characteristic cut-off length scale \(\lambda \). This means that not only varying-*G*-driven baryogenesis is possible, but also varying-\(\alpha \)-driven and varying-*c*-driven baryogeneses are admissible.

It is advisable to note that there exist models in which two of the three considered in this paper constants vary simultaneously [36, 37, 38, 39]. However, in the most interesting case of varying *G* and \(\alpha \) it has been shown that an overall evolution of the universe is determined by *G* and follows Brans–Dicke model so and extra influence of \(\alpha \) on baryogenesis is not expected to be large. It is then expected that similar small effect of *c*-variability would remain in both varying *G* and *c* models. The detailed quantitative considerations of such models will be considered in some future work.

## Notes

### Acknowledgements

This project was financed by the Polish National Science Center Grant DEC-2012/06/A/ST2/00395. M.P.D. wishes to thank Alan Kostelecký, Ralf Lehnert, Joao Magueijo, John Moffat, Eray Sabancilar, and John Webb for discussions. K.L. wishes to thank to Vincenzo Salzano and Tomáš Husek for discussions and valuable suggestions.

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