Optimization of wear and hardness of Al–Zn–Mg–Cu alloy fabricated from recycled beverage can using response surface methodology


A novel X7475 (Al–Zn–Mg–Cu) alloy was fabricated from recycled beverage cans (RBCs). Al was recovered from RBC. Zn and Mn were sourced from spent batteries, while Cu was sourced from copper wire. The weight percent (wt%) Zn was varied at 4, 4.5 and 5. Following the fabrication of rods, samples were taken through precipitation and artificial ageing at 475 °C and 145 °C respectively. The pin-on disc method within ASTM G99-17 was used for the wear test, while hardness post-mortem was done using ASTM E18 specifications. Wear mass loss (WML) and hardness were optimized using response surface methodology (RSM). The least WML of 0.017 g and maximum hardness of 142 HV were obtained from an alloy fabricated using 5 wt% Zn, when subjected to a load (L) of 30 N, speed (S) of 400 RPM and time (T) of 10 min. The MWL of 0.011 g and least hardness of 71 HV were observed in an alloy of 4 wt% Zn under a load of 20 N, with S, and T at 150 RPM and 6 min apiece. Formation of hardening precipitates like Al2CuMg, MgZn2 and CuAl2, were suggested to be responsible for the low WML and hardness observed in the alloys. The result confirmed the significant of the optimization model at a confident interval of 95% (R2 = 0.9531). Additional experiment was suggested for correlating hardness with tensile strength.


The attractive properties of aluminium and alloys have placed the alloy at strategic and advantageous position, making it suitable for both industrial and experimental applications as captured in Tuleun et al. [1]. The possibilities of recycling the beverage can as a secondary source of aluminium has thrown open opportunities of using RBCs in engineering applications. Mechanical properties are improved by the addition of alloying elements and heat treatments [2, 3]. For instance, the 7xxx series find applications in aerospace, automobile, military and nuclear applications, when given suitable heat treatments. Key among other properties, which guide the materials engineer on the area of applications of a particular material, is the high strength to weight ratio and mechanical performance [4, 5]. The 7xxx alloys are admirable on both properties [6].

Previous studies on 7xxx alloys concentrated more on sourcing alloy from commercially available means [6,7,8]. The study conducted by [9] was not conducted using RBCs and [10] only reinforced the 7xxx alloy with Al2O3. On the other hand, RBCs are returned as cans, making it one of the most recycled aluminium globally. Australia has a beverage can recycle rate of 80%, Japan has 78.5%, while USA recycles 63% of aluminium cans [11]. Attempts made at converting RBCs to 7xxx alloys are rare in the literature [2].

Wear occurs when loss of material is progressive from the surface of a solid. This is made possible through mechanical interface between a stationary body against a moving solid. Abrasive wear follows when a solid object is loaded against elements of a material with identical or greater hardness [12]. For clarifications on the pin-on-disc method used in investigating the wear mass loss (WML), the experimental alloy herein reported is the stationary body (pin), while the moving solid is the disc part of the test machine used in conducting the experiment.

The optimization of mechanical properties such as MWL and hardness of the X7475 are also scanty in the literature. This alloy finds application in the aerospace and automobile industry, such as fabrication of electric vehicle frames and bumper beam applications, hence information on mechanical properties are key in simulating the crash worthiness on ANSYS software. Interestingly, the Nigeria Science Technology and Innovation (STI) policy visibly promotes the adoption of new and innovative materials for her emerging automobile industry [13], hence the need for studies of this nature.

On the above premise, the aim of this paper was to optimize the mechanical properties (MWL and hardness) of the novel X7475 (Al–Zn–Mg–Cu) experimental alloy fabricated from RBCs. The forgoing served as an introduction to this paper. Subsequently, materials and design of experiment, results and analysis of optimized properties and conclusions drawn from the findings are presented in Sects. 2, 3 and 4 respectively.

Materials and method

A new X7475 (Al–4–5Zn–Mg–Cu) alloy samples were fabricated using the stir casting method. The raw materials were drawn from recycled sources. More than 3 kg of RBCs were collected from recycle centres in Parit Raja, Batu Pahat, Malaysia. Beverage cans were compacted and converted to ingots using the gas fired-high capacity furnace. Other constituents such as Zn and Mn were sourced from spent Hawk batteries of the GB/T 8897.2-2008 specifications. Recycled Cu-wire was obtained from standing fan coil, while Mg was as supplied.

Samples of experimental alloys were fabricated using graphite crucible in a portable JT0332 model induction furnace. In order to prepare the crucible for casting and eradicate moisture, the crucible was preheat at 200 °C. Casting commenced by introducing Al-chip, then Zn, an amalgam of 70% Cu–30% Al, Mn and Mg were introduced in that order. The melting was done at 1100 °C, while stirring was achieved utilizing TAC 1803-Pentec hand mixer to attain homogenization of the alloy. Pouring into improvised steel permanent mould was done at 720 ± 10 °C. Castings and experimental parameter variations followed the layout presented in Table 1.

Table 1 Layout of experimental parameters used in the DOE for wear mass loss showing the variation in the wt% Zn, loads (N), time (min) and speed (RPM)

After the casting, samples were left to age at room temperature for 24 h. Samples were then solution treated at 475 °C, quenched in clean water and artificially aged at 145 °C for 540 min using Carbolite HTF 1800 furnace. The heat treatment process was done in accordance with AMS 2771 specifications. Coupons for Vickers hardness were prepared using ASTM E92-17, while the test was conducted following ASTM E18 specifications respectively. Microhardness study was done using Shimadzu HMV-2, C227-E013 automatic tester. Load, indenting time and probed points were 490.3 mN (0.05 HV), 10 s and 9 points respectively. WML investigation followed ASTM G99-17, using the Kemet/Metkon FORCIPOL 2 V pin-on-disk apparatus. During the investigation, sliding distance was maintained at 50 mm throughout. The experimental mix between Load (L), speed (S) and time (T) were determined using the Design of Experiment (DOE). The WML (g) was obtained by taking the difference between the initial and final weights of each sample. Weight was measured using the enclosed Mettler Toledo balancing apparatus. Morphology investigations and elemental analysis (EDX) of worn surfaces were done on Hitachi VP-SEM, SU1510 machine. Table 1 shows the experimental parameters.

Design of experiment (DOE)

Design Expert v10 was embraced in obtaining the parameters used in optimizing the WML and hardness properties. The Response Surface Methodology (RSM) and Central Composite techniques were used as study and design types respectively. The quadratic design approach with a total of 16 runs and 0 Blocks was employed using randomized experimental subtype. The 16 runs shall be identified as samples 1–16, herein labelled as S1–S16. The parameters used as input for the DOE is presented in Table 2.

Table 2 DOE input parameters adopted and output on experimental scheme, the mean and standard deviation (SD)

Worthy of note is that Table 1 shows the input parameters used in generating the expected output presented in Table 2. During the design of experiment, the codes used in representing each factor, the maximum and minimum values were the inputs. On the other hand, the Design Expert software coded each factor and assigned values based on the input parameters. These parameters were used by the software in generating the mean and standard deviation (SD) for each factor presented in Table 2. The mean and standard deviation are useful in assessing the variation between the maximum and minimum values for each factor considered during the experiment. These data were further used by the DOE in developing the optimization model and the interactions between all the factors understudied herein.

Analysis of variance (ANOVA) was employed in assessing the interactions between the experimental factors as presented in Table 3. This was required to gain better understanding of the interactions between and within the experimental parameters for optimization.

Table 3 Analysis of variance for response surface 2FI model

Results and discussion

Wear mass loss and hardness

A WML of 0.019 g was recorded against S1, with hardness of 104 HV. This sample was fabricated using Al–4.5Zn–1.5Mg–1Mn–0.35Cu, then subjected to a direct load (L) of 40 N for 10 min. The speed of the pin against the disc was at 270 RPM. The result in Table 4 equally shows that an increase in the wt% of Zn from 4.5 to 5.0 wt%, resulted in decrease in the WML from 0.019 to 0.013 g in S2. Whereas there was an increase in the hardness from 104 to 139 HV. The result suggest that the increase in hardness was due to the change in grain size of the alloy due to the increase in Zn, while the heat treatment supported the precipitates in aluminium [2].

Table 4 DOE and experimental responses (WML and hardness) obtained following the implementation of the design

For clarifications, the effect of increase in the wt% Zn of the experimental Al–Zn–Mg alloy and heat treatment was reported in previous studies. It was clear that the amount of total solute elements in the Al–Zn–Mg–Cu alloys has a direct effect on the age hardening process of the alloy by improving the precipitation mechanism. The reason partly is that the formation of correct stoichiometric ratio of solute elements for MgZn2 and Mg3Zn3Al2 phases are composition dependent. This is important because improved hardness is a function of the correct Mg/Zn ratio of 1:5 (for the formation of the MgZn2-phase). Therefore, the 5 wt% in S2 in combination with the artificial aged at 145 °C for 540 min strongly effect on the supersaturation degree of solid solution formed within the Al-matrix to improve the hardness and reduce the mass wear loss of the alloy [14].

Accordingly, at a load of 20 N and 150 RPM were applied on S5, an alloy with 4 wt% Zn. The experiment lasted for 6 min and resulted in the least wear and hardness of 0.011 g and 71 HV respectively. The correlation between both properties suggest the role of the wt% Zn and artificial ageing in the mechanical properties of the novel Al–Zn–Mg–Cu alloy. The implication was that the alloy with least Zn content had less hardening precipitates while the formation of second phases like MgZn2 was suggested to be affected by the Zn wt% [15]. However, the MWL test only lasted for 6 min, hence the effect was minimal on the worn surface as against the case of S2 which lasted for 15 min and had a MWL of 0.017 g. It should therefore be noted that alloys with higher wt% Zn withstood more wear load for a longer time like was observed in S2, S3 and S7.

The obtainable maximum WML of 0.045 g was observed in S7, an alloy of 5 wt% Zn, when loaded with 20 N at a speed of 400 RPM for 15 min. The same alloy had a hardness of 100 HV. The observed WML was due to the high speed used in the test. However, the 20 N load produced a low frictional force due to the low pressure placed on the surface of the sample, but the rate of material removal was high. The uneven removal of soft asperities supported the separation of wear debris on the sliding track. The effect of high speed and increase in load on the sample forced the alloy to impact more on the disc. These factors reflected on the friction and increase in WML as shown in S11 [16]. This result is similar to the one observed in S9, with the same load of 40 N. The surface morphology is akin to the one presented in Fig. 3b, c and is consistent with previous studies [17].

ANOVA for mass wear loss

The ANOVA presented in Table 5 revealed that with an F-value of 5.29, the model generated was sufficient in predicting the wear of our novel Al–Zn–Mg–Cu alloys. The implication is that the parameters measured were responsible for the result obtained, and not due to noise. There was only a 3.99% chance that the model presented and responses were merely due to perturbations [18]. Consequently, the overall model is significant, whereas the lack of fit was highly insignificant. When the lack of fit is insignificant, it is an indication that the model fitted well with the experimental result earlier presented in Table 4.

Table 5 ANOVA for wear mass loss

The significance of the model was evidenced in the values of “Prob > F” that was less than 0.0500. Here, the speed of the pin (C), AB, AC, BD, CD were significant model terms. With the values of the aforementioned parameters above 0.1000, it means that the model terms fully reflected the mechanical properties of this experimental alloy.

The 0.05 Lack of Fit was insignificant relative to the model terms. This is an indication that the model was significant. Table 6 shows R2 = 0.9137 and adjusted R2 = 0.7411 which are very close to the fitted model.

Table 6 Standard deviation and R-square for wear mass loss

Further, Table 7 present the result of SD and 2FI model factors respectively. The 8.507 adequate precision strengthened the capability of the model, in terms of level of accuracy.

Table 7 2FI model factors for wear mass loss

This was supported by the leverage value of 1.0000 which measured the signal to noise (S/N) ratio. The result outdid the required S/N ratio of 4 as desirable. This means that the signal was higher and the model was sufficient in describing the relationship between MWL and parameters affecting this property in particular. The relationship between the parameters clearly shown on Table 7 were the actual factors measured as presented in Eq. (1). The equation may be used in predicting the MWL of this experimental alloy.

Final equation for WML, in terms of actual factors is as presented:

$$ \begin{aligned} \frac{1}{WML} & = 8.629 \times 10^{3} - 2.51659 \times 10^{3} *Zn \% - 164.8*L - 13.60*S + 268.35 * T \\ & \quad + \,47.909*Zn \% *L + 3.98 * Zn \% * S + 1.261 * Zn \% *8.25 \times 10^{ - 3} * L*S \\ & \quad - \,5.17*L*T - 0.445 * S*T \\ \end{aligned} $$

ANOVA for hardness

The ANOVA for hardness presented in Table 8 captured all the parameters effecting on the hardness of the experimental alloys.

Table 8 ANOVA for hardness

The model was significant at p value of 0.0098 that means it was sufficient in describing the effect of speed (S), Zn wt%, time (T) and the interaction between these parameters on the hardness of the Al–Zn–Mg–Cu alloys.

Additionally, F-value of 10.15 further established the significance of the model. With “Prob > F” ˂ 0.0500, the model terms were significant. In this case Zn wt% and the speed of wear test were substantial to the model obtained. Assuming the Prob values were ˃ 0.1000, then the model terms would not have been significant.

When Lack of Fit was not significant relative to the pure error, then it means the model captured the main parameters, but not noise. By extension, there are 28.40% chance that this “Lack of Fit F-value” could be due to irrelevant interferences. The meaning was that any parameter that was not captured by the model developed using the experiential result herein presented is not relevant to the hardness of the alloys. The justification for measuring the lack of fit was to ensure that the model fit and represent the property well. The SD for hardness and R2 were 9.32 × 10−4 and 0.9531 respectively as shown in Table 9. The meaning of the low SD was that the differences in the measures of central tendencies of the result (hardness) obtained are very low. On the other hand, the 0.9531 regression means that the relationship between the parameters measured and the hardness were well represented at 95.31%. This further strengthened the capability of the models developed in adequately predicting the property.

Table 9 Standard deviation and R-square for hardness

The “Adequacy Precision” measures the signal to noise ratio (S/N). From the result presented in Table 9, the desirable was to have a ratio greater than 4. The S/N ratio of 9.088 obtained indicated that the model developed was accurate, precise and sufficient in describing the effect of wt% Zn, load (L), time (T) and speed (S) on the hardness of this alloy. The complete model was generated from Table 10 using the 2FI model factors for hardness.

Table 10 2FI model factors for hardness

Final equation for hardness, in terms of actual factors:

$$ \begin{aligned} \frac{1}{\text{Hardness}} & = -\, 0.35251 + 0.10956 * {\text{Zn }}\% + 7.53 \times 10^{ - 3} * {\text{L }} + 4.90 \times 10^{ - 4} * - 8.82 \times 10^{ - 3} \\ & \quad *\,{\text{T}} - 2.188 \times 10^{ - 3} * {\text{Zn}} \% * {\text{L}} - 1.613 \times 10^{ - 4} * {\text{Zn}} \% * {\text{S}} - 6.011 \times 10^{ - 4} \\ & \quad * \,{\text{Zn }}\% * {\text{T}} + 1.50 \times 10^{ - 7} * {\text{L * S}} + 1.98 \times 10^{ - 4} * {\text{L * T}} + 1.50 \times 10^{ - 7} \\ & \quad * \,{\text{L * S}} + 1.98 \times 10^{ - 4} * {\text{L * T}} + 2.10 \times 10^{ - 5} * {\text{S * T }} \\ \end{aligned} $$

The graphs in Fig. 1a represent contour plot indicating the effect of wt% Zn, load and time take on the hardness of the X7475 experimental alloys. The interaction between all aforementioned parameters on the WML was captured in the response surface plot shown in Fig. 1b.

Fig. 1

Contour plot for hardness (a) response surface plot for wear mass loss (b) response surface plot for hardness (c) and (d) for WML

The contour plot inferred that an increase in wt% Zn was beneficial to hardness and WML. This was because increase in Zn resulted in increase in the formation of hardening precipitates (MgZn2) which were dissolved in the α-Al after heat treatment. The report of Kumar and Sreebalaji [19] confirmed that increase in precipitates in the form of reinforcement particles increased the amount of stick out particles that reduced MWL. The continuous removal of the particles accounted for decrease in the MWL. The relationship represented in Fig. 1c portrays an inverse relationship exist between the load applied during the wear test and the hardness of the alloy. On the other hand, Fig. 1d showed that an increase in load increased the MWL.

Optimization of MWL and hardness

The main aim of the optimization was to minimize MWL and maximize hardness using the experimental parameters. Figure 2a followed the-smaller-the-better principle of optimality [20]. The desirability was 1. The implication was that the least obtainable wear loss was considered as optimal, since the less the wear of the alloy, the better the load bearing capacity and the abrasive resistance. On hardness (Fig. 2b), the higher-the-better-optimization criteria was adopted. This is because the goal was to obtain the maximum load bearing capacity from the X7475 experimental alloy for engineering applications. From the parameter point of view (Fig. 2c), the Zn composition, load, speed and time must be set at 5 wt%, 33 N, 347 RPM, and 13 min respectively as optimality conditions, in order to obtain the optimum WML of 0.107 g and hardness of 421 HV. The justification for correlating MWL with hardness was to reduce the effect of perturbations on both properties. The ramps solution tool was used as the optimization approach to detect the most influential parameters on the alloys.

Fig. 2

Optimization solution ramps for wear mass loss (a), hardness (b) and parameters used in optimizing both properties (c)

Morphological investigation of worn surfaces

There are two most important stages in the adhesive wear mechanism. The first stage was described as the scuffing phase which was characterized by the breaking of tribo-film. The second is referred to galling; involving mechanical rubbing [21]. The description on Fig. 3b shows the direction of the sliding velocity which correspond to the first phase and demonstrates a wear site. The higher wear rate on the site was due to the initial and sudden impact of the load on the material surface [22]. The wear resistance was improved as a result of the heat treatment [22].

Fig. 3

Typical morphology of worn surface of the X 7475 alloys showing a metal pool from the wear site of S6 (Al–4Zn–1.5Mg–1Mn–0.35Cu) with load at 20 N, Speed at 150 RPM and test time at 6 min, b ploughing due to frictional force of the disc on pin involving S7 (Al–5Zn–1.5Mg–1Mn–0.35Cu) with load at 20 N, Speed at 400 RPM, and test time at 15 min, c wear debris observed in S5 and d wear track along sliding direction observed in S7. All micrographs were taken at 50× µm magnification

The continuous rotation of the sample on the disc with the load of 20 N enforced a metal pool out (Fig. 3a) in S6 with 4 wt% Zn. The pool out of the material was as a result of the ploughing initiated (Fig. 3b), corresponding to the galling phase of the wear mechanism earlier explained. Cracks owing to fatigue on the surface resulted in the removal of particles on the surface; wear debris (Fig. 3c) [23].

Although, the precipitated particles such as Al2CuMg4, and MgZn2 were suggested to be formed [24] due to heat treatments, based on the typical EDX analysis of the grain boundaries as shown in the microstructure (Fig. 4). From microstructural point of view, these hardening phases posed resistance to the cracks, but the opposing asperities and sustained sliding distance in the face of loads in form of pressure forced the wear shown in Fig. 3c to occur.

Fig. 4

Microstructure analysis of sample (S9) Al–5Zn–1.5Mg–1Mn–0.35Cu alloy showing grain boundaries and EDX of elements with possible hardening precipitate formations along grains after solution treated at 475 °C, and artificial aged at 145 °C for 540 min

This study supported the observations of Sudagar et al. [22] who reported that heat treatment and Zn content were the reasons for the high wear resistance posed by 7075-T6 aluminium alloys. The area of the contact surfaces increased after sliding a few distance within the test time of 1 min when the load was 20 N as shown in Fig. 3a. The abrupt increase in initial value was due to the sudden contact on the surface of the sample and the counter surface. This was in addition to load and adhesion force. This explained the reason for initial high wear loss as characterized in all the samples.

The EDX analysis suggest the formation of Al2CuMg, MgZn2 and CuAl2, which were responsible for the low WML observed in the alloys.


Design parameters to obtain optimum mechanical properties (mass wear loss and hardness) of a novel experimental X7475 alloy fabricated from RBCs were obtained using the RSM. The following conclusions were drawn based on the findings of this study;

  1. 1.

    The maximum hardness and minimum WML of 142 HV and 0.017 g were observed in an alloy fabricated using Al–5Zn–1.5Mg–1Mn–0.35Cu, when subjected to a load of 30 N, speed of 400 RPM and time of 10 min. On the other hand, the WML of 0.011 g and least hardness of 71 HV was observed in an alloy of 4 wt% Zn under a load of 20 N, with S, and T set at 150 RPM and 6 min apiece. This result suggest that the higher the wt% Zn in the experimental alloy, the lower the WML, while reverse was the case with hardness.

  2. 2.

    With the desirability set at 1, the parameter to obtain the optimum WML and hardness of 0.107 g and 421 HV were obtained as 5 wt%, 33 N, 347 RPM, and 13 min against Zn composition, load, speed and time respectively.

  3. 3.

    The microstructure analysis suggested the formation of the hardening precipitates, which was responsible for the improved mechanical properties observed in this alloy.

  4. 4.

    The result of ANOVA, through the optimization of the mechanical properties, confirmed the significance of the models developed for WML and hardness at a confident interval (CI) of 95% (R2 = 0.9531). However, additional experiment is required in correlating hardness with ultimate tensile strength as a means of validating the optimality test herein reported.


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KA: conceptualization, methodology, original draft preparation, NA: supervision, materials, WFF: supervision, reviewing and editing.

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Correspondence to Nur Azam Badarulzaman.

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Kazeem, A., Badarulzaman, N.A. & Ali, W.F.F.W. Optimization of wear and hardness of Al–Zn–Mg–Cu alloy fabricated from recycled beverage can using response surface methodology. SN Appl. Sci. 2, 1210 (2020). https://doi.org/10.1007/s42452-020-2836-7

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  • Response-surface-methodology (RSM)
  • STI policy
  • Recycled-beverage-can
  • X7475
  • Wear