Skip to main content
Log in

Between Minimal and Greater Than Minimal Risk: How Research Participants and Oncologists Assess Data-Sharing and the Risk of Re-identification in Genomic Research

  • Research Article
  • Published:
Philosophy & Technology Aims and scope Submit manuscript

Abstract

Data-sharing among genomic researchers is promoted for its potential to accelerate our understanding of the molecular basis of cancer. However, with genomic data sharing the risks of re-identifying study participants, revealing personal genomic information and data misuse might increase. This study aims at exploring perceptions of patients and physicians in Oncology regarding their assessment of the informational risks resulting from participating in whole genomic research studies in order to improve the informed consent process. For this purpose, we conducted a qualitative focus group study at the National Center for Tumor Diseases (NCT). Patients and oncologists assessed the informational risks either as minimal or as greater than minimal, depending on the context factors of occupational status, age, and patients’ prognosis. Interestingly, even patients who assumed a greater risk did not refrain from participating in genomic research, provided that certain informational and institutional safeguards are implemented. Moreover, they expected comprehensive disclosure of the risks resulting from genomic data sharing. These results suggest (1) comprehensive disclosure of the risks of genomic research to potential study participants in genomic research to facilitate risk assessment and sound decision making, (2) establishing independent governance entities in order to minimize the informational risks of genomic research, and (3) implementing data sharing policies which offer guidance for physicians and researchers involved in genomic research.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Bernabe, R. D., van Thiel, G. J., Raaijmakers, J. A., van Delden, J. J. (2012). The risk-benefit task of research ethics committees: An evaluation of current approaches and the need to incorporate decision studies methods. BMC Med Ethics, 13(6) doi: 10.1186/1472-6939-13-6.

  • Cambon-Thomsen, A. (2004). Science and society. The social and ethical issues of post-genomic human biobanks. Nature Reviews. Genetics, 5, 866–873.

    Article  Google Scholar 

  • Caulfield, T., McGuire, A. L., Cho, M., Buchanan, J. A., Burgess, M. M., Danilczyk, U., et al. (2008). Research ethics recommendations for whole-genome research: consensus statement. PLoS Biology, 6, e73 Available: http://journals.plos.org/plosbiology/article?id=10.1371/journal.pbio.0060073.

  • Chin, L., & Gray, J. W. (2008). Translating insights from the cancer genome into clinical practice. Nature, 452, 553–563.

    Article  Google Scholar 

  • Erlich, Y., & Narayanan, A. (2014). Routes for breaching and protecting genetic privacy. Nature Reviews. Genetics, 15, 409–421.

    Article  Google Scholar 

  • EURAT (2013). Cornerstones for an ethically and legally informed practice of whole genome sequencing: Code of Conduct and Patient Consent Models. Available: https://www.uni-heidelberg.de/md/totalsequenzierung/informationen/mk_eurat_position_paper.pdf

  • Fullerton, S. M., Anderson, N. R., Guzauskas, G., Freeman, D., & Fryer-Edwards, K. (2010). Meeting the governance challenges of next-generation biorepository research. Science Translational Medicine, 2, 15cm3 Available: http://stm.sciencemag.org/content/2/15/15cm3.full.

  • Garraway, L. A., & Lander, E. S. (2013). Lessons from the cancer genome. Cell, 153, 17–37.

    Article  Google Scholar 

  • Given, L. M. (2008). The sage encyclopedia of qualitative research methods (Vol. 2). Thousand Oaks: Sage.

    Book  Google Scholar 

  • Greely, H. T. (2007). The uneasy ethical and legal underpinnings of large-scale genomic biobanks. Ann rev Genom hum G., 8, 343–364.

    Article  Google Scholar 

  • Greenbaum D, Sboner A, Mu, XJ, Gerstein M. Genomics and privacy: implications of the new reality of closed data for the field. PLoS Computational Biology 2011;7: e1002278. Available: http://journals.plos.org/ploscompbiol/article?id=10.1371/journal.pcbi.1002278.

  • Gymrek, M., McGuire, A. L., Golan, D., Halperin, E., & Erlich, Y. (2013). Identifying personal genomes by surname inference. Science, 339, 321–324.

    Article  Google Scholar 

  • Haga, S. B., & O'Daniel, J. (2011). Public perspectives regarding data-sharing practices in genomics research. Public Health Genomi., 14, 319–324.

    Article  Google Scholar 

  • Heeney, C., Hawkins, N., de Vries, J., Boddington, P., & Kaye, J. (2011). Assessing the privacy risks of data sharing in genomics. Public Health Genomi., 14, 17–25.

    Article  Google Scholar 

  • Henderson, G. E. (2011). Is informed consent broken? The American Journal of the Medical Sciences, 342, 267–272.

    Article  Google Scholar 

  • Hey, S. P., & Kimmelman, J. (2016). Do we know whether researchers and reviewers are estimating risk and benefit accurately? Bioethics, 30, 609–617.

    Article  Google Scholar 

  • Hull, S. C., Sharp, R. R., Botkin, J. R., Brown, M., Hughes, M., Sugarman, J., & Wilfond, B. S. (2008). Patients’ views on identifiability of samples and informed consent for genetic research. American Journal of Bioethics, 8, 62–70.

    Article  Google Scholar 

  • Kaphingst, K. A., Janoff, J. M., Harris, L. N., & Emmons, K. M. (2006). Views of female breast cancer patients who donated biologic samples regarding storage and use of samples for genetic research. Clinical Genetics, 69, 393–398.

    Article  Google Scholar 

  • Kaufman, D. J., Murphy-Bollinger, J., Scott, J., & Hudson, K. L. (2009). Public opinion about the importance of privacy in biobank research. American Journal of Human Genetics, 85, 643–654.

    Article  Google Scholar 

  • Kaye, J. (2012). The tension between data sharing and the protection of privacy in genomics research. Annu rev Genom hum G., 13, 415–431.

    Article  Google Scholar 

  • Kettis-Lindblad, A., Ring, L., Viberth, E., & Hansson, M. G. (2006). Genetic research and donation of tissue samples to biobanks. What do potential sample donors in the Swedish general public think? European Journal of Public Health, 16, 433–440.

    Article  Google Scholar 

  • Knoppers, B. M., Harris, J. R., Burton, P. R., Murtagh, M., Cox, D., Deschenes, M., et al. (2011a). From genomic databases to translation: A call to action. Journal of Medical Ethics, 37, 515–516.

    Article  Google Scholar 

  • Knoppers, B. M., Harris, J. R., Tasse, A. M., Budin-Ljosne, I., Kaye, J., Deschenes, M., et al. (2011b). Towards a data sharing code of conduct for international genomic research. Genome Medicine, 3, 46 Available: https://genomemedicine.biomedcentral.com/articles/10.1186/gm262.

  • Knoppers, B. M., Harris, J. R., Budin-Ljosne, I., & Dove, E. S. (2014). A human rights approach to an international code of conduct for genomic and clinical data sharing. Human Genetics, 133, 895–903.

    Article  Google Scholar 

  • Lee, C. I., Bassett, L. W., Leng, M., Maliski, S. L., Pezeshki, B. B., Wells, C. J., et al. (2012). Patients’ willingness to participate in a breast cancer biobank at screening mammogram. Breast Cancer res Tr., 136, 899–906.

    Article  Google Scholar 

  • Lemke, A. A., Wolf, W. A., Hebert-Beirne, J., & Smith, M. E. (2010). Public and biobank participant attitudes toward genetic research participation and data sharing. Public Health Genomi., 13, 368–377.

    Article  Google Scholar 

  • Lemke, A. A., Halverson, C., & Ross, L. F. (2012). Biobank participation and returning research results: perspectives from a deliberative engagement in south side Chicago. American Journal of Medical Genetics, 158A, 1029–1037.

    Article  Google Scholar 

  • Lindlof, T. R., & Taylor, B. C. (2002). Qualitative communication research methods. Thousand Oaks: Sage.

    Google Scholar 

  • Mayring, P. (2003). Qualitative inhaltsanalyse. Beltz: Weinheim.

    Google Scholar 

  • McGuire, A. L., Caulfield, T., & Cho, M. K. (2008a). Research ethics and the challenge of whole-genome sequencing. Nature Reviews. Genetics, 9, 152–156.

    Article  Google Scholar 

  • McGuire, A. L., Hamilton, J. A., Lunstroth, R., McCullough, L. B., & Goldman, A. (2008b). DNA data sharing: research participants’ perspectives. Genetics in Medicine, 10, 46–53.

    Article  Google Scholar 

  • McGuire, A. L., Oliver, J. M., Slashinski, M. J., Graves, J. L., Wang, T., Kelly, P. A., et al. (2011). To share or not to share: a randomized trial of consent for data sharing in genome research. Genetics in Medicine, 13, 948–955.

    Article  Google Scholar 

  • Milius, D., Dove, E. S., Chalmers, D., Dyke, S. O., Kato, K., Nicolás, P., et al. (2014). The international cancer genome consortium’s evolving data-protection policies. Nature Biotechnology, 32, 519–523.

    Article  Google Scholar 

  • Mühlbacher, A. C., & Juhnke, C. (2013). Patient preferences versus physicians’ judgement: does it make a difference in healthcare decision making? Applied Health Economics and Health Policy, 11, 163–180.

    Article  Google Scholar 

  • Murphy, J., Scott, J., Kaufman, D., Geller, G., LeRoy, L., & Hudson, K. (2009). Public perspectives on informed consent for biobanking. American Journal of Public Health, 99, 2128–2134.

    Article  Google Scholar 

  • Nobile, H., Vermeulen, E., Thys, K., Bergmann, M. M., & Borry, P. (2013). Why do participants enroll in population biobank studies? A systematic literature review. Expert Review of Molecular Diagnostics, 13, 35–47.

    Article  Google Scholar 

  • Pentz, R. D., Billot, L., & Wendler, D. (2006). Research on stored biological samples: views of African American and White American cancer patients. American Journal of Medical Genetics, 140A, 733–739.

    Article  Google Scholar 

  • Pullman, D., Etchegary, H., Gallagher, K., Hodgkinson, K., Keough, M., Morgan, D., et al. (2012). Personal privacy, public benefits, and biobanks: a conjoint analysis of policy priorities and public perceptions. Genetics in Medicine, 14, 229–235.

    Article  Google Scholar 

  • Rid, A., & Wendler, D. (2011). A framework for risk-benefit evaluations in biomedical research. Kennedy Inst Ethic J., 21, 141–179.

    Article  Google Scholar 

  • Robinson, J. O., Slashinski, M. J., Wang, T., Hilsenbeck, S. G., & McGuire, A. L. (2013). Participants’ recall and understanding of genomic research and large-scale data sharing. Journal of Empirical Research on Human Research Ethics, 8, 42–52.

    Article  Google Scholar 

  • Rothstein, M. A. (2005). Expanding the ethical analysis of biobanks. The Journal of law, Medicine & Ethics, 33, 89–101.

    Article  Google Scholar 

  • Sandelowski, M. (2000). Whatever happened to qualititative description? Research in Nursing & Health, 23, 334–340.

    Article  Google Scholar 

  • Shabani, M., Dyke, S. O. M., Joly, Y., & Borry, P. (2015). Controlled access under review: improving the governance of genomic data access. PLoS Biology, 13, e1002339 Available: http://journals.plos.org/plosbiology/article?id=10.1371/journal.pbio.1002339.

  • Stratton, M. R., Campbell, P. J., & Futreal, P. A. (2009). The cancer genome. Nature, 458, 719–724.

    Article  Google Scholar 

  • Tabor, H. K., Berkman, B. E., Hull, S. C., & Bamshad, M. J. (2011). Genomics really gets personal: how exome and whole genome sequencing challenge the ethical framework of human genetics research. American Journal of Medical Genetics, 155, 2916–2924.

    Article  Google Scholar 

  • Tabor, H. K., Stock, J., Brazg, T., McMillin, M. J., Dent, K. M., Yu, J. H., et al. (2012). Informed consent for whole genome sequencing: a qualitative analysis of participant expectations and perceptions of risks, benefits, and harms. American Journal of Medical Genetics, 158A, 1310–1319.

    Article  Google Scholar 

  • Trinidad, S. B., Fullerton, S. M., Bares, J. M., Jarvik, G. P., Larson, E. B., & Burke, W. (2010). Genomic research and wide data sharing: views of prospective participants. Genetics in Medicine, 12, 486–495.

    Article  Google Scholar 

  • US Department of Health and Services. Code of Federal Regulations [CFR] (2009). Available: http://www.hhs.gov/ohrp/humansubjects/guidance/45cfr46.html.

Download references

Acknowledgments

We thank the DKFZ-Heidelberg Center for Personalized Oncology (DKFZ-HIPO) for the technical support and funding through HIPO_008, Simone Dippel for translating the interview passages quoted above, and three anonymous reviewers for their valuable comments on an earlier version of this paper.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Eva C. Winkler.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Schleidgen, S., Husedzinovic, A., Ose, D. et al. Between Minimal and Greater Than Minimal Risk: How Research Participants and Oncologists Assess Data-Sharing and the Risk of Re-identification in Genomic Research. Philos. Technol. 32, 39–55 (2019). https://doi.org/10.1007/s13347-017-0268-0

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s13347-017-0268-0

Keywords

Navigation