Skip to main content
Log in

The Study of Ethnicity and Nationalism Needs Better Categories: Clearing up the Confusions that Result from Blurring Analytic and Lay Concepts

  • Published:
Journal of Bioeconomics Aims and scope

Synopsis

It has been difficult to make progress in the study of ethnicity and nationalism because of the multiple confusions of analytic and lay terms, and the sheer lack of terminological standardization (often even within the same article). This makes a conceptual cleaning-up unavoidable, and it is especially salutary to attempt it now that more economists are becoming interested in the effects of identity on behavior, so that they may begin with the best conceptual tools possible. My approach to these questions has been informed by anthropological and evolutionary-psychological questions. I will focus primarily on the terms ‘ethnic group’, ‘nation’, and ‘nationalism’, and I will make the following points: (1) so-called ‘ethnic groups’ are collections of people with a common cultural identity, plus an ideology of membership by descent and normative endogamy; (2) the ‘group’ in ‘ethnic group’ is a misleading misnomer—these are not ‘groups’ but categories, so I propose to call them ‘ethnies’; (3) ‘nationalism’ mostly refers to the recent ideology that ethnies—cultural communities with a self-conscious ideology of self-sufficient reproduction—be made politically sovereign; (4) it is very confusing to use ‘nationalism’ also to stand for ‘loyalty to a multi-ethnic state’ because this is the exact opposite; (5) a ‘nation’ truly exists only in a politician’s imagination, so analysts should not pretend that establishing whether something ‘really’ is or is not ‘a nation’ matters; (6) a big analytic cost is paid every time an ‘ethnie’ is called a ‘nation’ because this mobilizes the intuition that nationalism is indispensable to ethnic organization (not true), which thereby confuses the very historical process—namely, the recent historical emergence of nationalism—that must be explained; (7) another analytical cost is paid when scholars pretend that ethnicity is a form of kinship—it is not.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Elliott Abrams (1997) Faith or fear: how Jews can survive in a Christian America Free Press New York

    Google Scholar 

  • Rita Astuti (1995) ArticleTitleThe Vezo are not a kind of people: identity, difference, and “ethnicity” among a fishing people of western Madagascar American Ethnologist 22 464–482 Occurrence Handle10.1525/ae.1995.22.3.02a00010

    Article  Google Scholar 

  • Michael Banton (1994) ArticleTitleModelling ethnic and national relations Ethnic and Racial Studies 17 1–19

    Google Scholar 

  • Barbujani, Guido, Arianna Magagni, Eric Minch & Luigi L. Cavalli-Sforza. 1997. An apportionment of human DNA diversity. Proceedings of the National Academy of Sciences, USA 94:4516–4519.

  • Fredrik Barth (1956) ArticleTitleEcologic relationships of ethnic groups in Swat, North Pakistan American Anthropologist 58 1079–1089 Occurrence Handle10.1525/aa.1956.58.6.02a00080

    Article  Google Scholar 

  • Barth, Fredrik. 1964. Ethnic processes on the Pathan-Baluch boundary. Pp. 13–21 in G. Redard (ed.) Indo-Iranica, Harassowitz, Wiesbaden.

  • Fredrik Barth (1969) Ethnic groups and boundaries: the social organization of cultural differences Little Brown & Co. Boston

    Google Scholar 

  • Fredrik Barth (1994) Enduring and emerging issues in the analysis of ethnicity H. Vermeulen C. Govers (Eds) The Anthropology of Ethnicity: Beyond “Ethnic Groups and Boundaries” Het Spinhuis Amsterdam 11–32

    Google Scholar 

  • Edna Bonacich (1980) ArticleTitleClass approaches to race and ethnicity Insurgent Sociologist 10 9–24

    Google Scholar 

  • Robert Boyd Joan Silk (2003) How humans evolved EditionNumber3 WW Norton and Co. New York

    Google Scholar 

  • Ryan A. Brown George J. Armelagos (2001) ArticleTitleApportionment of racial diversity: a review Evolutionary Anthropology 10 34–40 Occurrence Handle10.1002/1520-6505(2001)10:1<34::AID-EVAN1011>3.0.CO;2-P

    Article  Google Scholar 

  • Rogers Brubaker (1996) Nationalism reframed: nationhood and the national question in the New Europe Cambridge University Press Cambridge

    Google Scholar 

  • Rogers Brubaker (2002) ArticleTitleEthnicity without groups Archives Européens de Sociologie 43 163–189

    Google Scholar 

  • Rogers Brubaker Mara Loveman Peter Stamatov (2004) ArticleTitleEthnicity as Cognition Theory and Society 33 31–64 Occurrence Handle10.1023/B:RYSO.0000021405.18890.63

    Article  Google Scholar 

  • Luigi L. Cavalli-Sforza Paolo Menozzi Alberto Piazza (1994) The history and geography of human genes Princeton University Press Princeton, NJ

    Google Scholar 

  • Valeriy Chervyakov Zvi Gitelman Vladimir Shapiro (1997) ArticleTitleReligion and ethnicity: Judaism in the ethnic consciousness of contemporary Russian Jews Ethnic and Racial Studies 20 280–305

    Google Scholar 

  • Walker Connor (1972) ArticleTitleNation-building or nation-destroying? World Politics 24 319–355

    Google Scholar 

  • Connor, Walker. 1978. A nation is a nation, is a state, is an ethnic group, is a... Ethnic and Racial Studies 1:377–400

  • Walker Connor (1987) Ethnonationalism M. Weiner S. Huntington (Eds) Understanding Political Development Little, Brown & Co. Boston 196–220

    Google Scholar 

  • Walker Connor (1991) ArticleTitleFrom tribe to nation History of European I Ideas 13 5–18

    Google Scholar 

  • Walker Connor (1993) ArticleTitleBeyond reason: the nature of the ethnonational bond Ethnic and Racial studies 16 373–389

    Google Scholar 

  • Walker Connor (1994) Ethnonationalism: the quest for understanding Princeton Universtity Press Princeton, NJ

    Google Scholar 

  • M. Dershowitz Alan (1997) The vanishing American Jew: in search of Jewish identity for the next century Little Brown Boston

    Google Scholar 

  • Deutsch, Karl. 1969. Nationalism and its alternatives. Knopf (Random House, distributor), New York.

  • Deutsch, Morton. 1968. Group behavior. Pp. 265–275 in D.L. Sills (ed.) International Encyclopedia of the Social Sciences, Vol. 6, The McMillan Co. & The Free Press.

  • De Vos, G. 1975. Ethnic pluralism: Conflict and accommodation. Pp. 5–41 in G. De Vos & R. Romanucci (ed.) Ethnic Identity: Cultural continuities and change, Mayfield, Palo Alto.

  • M. Diehl (1990) ArticleTitleThe minimal group paradigm: theoretical explanations and empirical findings European Review of Social Psychology 1 263–292

    Google Scholar 

  • Jack D. Eller Reed M. Coughlan (1993) ArticleTitlethe poverty of primordialism: the demystification of ethnic attachments Ethnic and Racial Studies 16 185–202

    Google Scholar 

  • James D. Fearon David Laitin (1996) ArticleTitleExplaining interethnic competition American Political Science Review 90 715–735

    Google Scholar 

  • Fershtman, Chaim & Uri Gneezy. 2001. Discrimination in a segmented society: an experimental approach. The Quarterly Journal of Economics (February):351–377.

  • Francisco J. Gil-White (1999) ArticleTitleHow thick is blood? The plot thickens...: If ethnic actors are primordialists, what remains of the circumstantialist/primordialist controversy? Ethnic and Racial Studies 22 789–820 Occurrence Handle10.1080/014198799329260

    Article  Google Scholar 

  • Francisco J. Gil-White (2001a) ArticleTitleAre ethnic groups biological ‘species’ to the human brain?: Essentialism in our cognition of some social categories Current Anthropology 42 515–554 Occurrence Handle10.1086/321802

    Article  Google Scholar 

  • Francisco J. Gil-White (2001b) ArticleTitleSorting is not categorization: a critique of the claim that Brazilians have fuzzy racial categories Journal of Cognition and Culture 1 219–249 Occurrence Handle10.1163/156853701753254387

    Article  Google Scholar 

  • Francisco J. Gil-White (2002) ArticleTitleThe cognition of ethnicity: native category systems under the field-experimental microscope Field Methods 14 170–198 Occurrence Handle10.1177/1525822X02014002003

    Article  Google Scholar 

  • Francisco J. Gil-White (2004a) Ultimatum game with an ethnicity manipulation: results from Khovdiin Bulgan Sum, Mongolia J. Henrich R. Boyd S. Bowles H. Gintis E. Fehr C. Camerer (Eds) Foundations of Human Sociality: Ethnography and Experiments in 15 Small-Scale Societies Oxford University Press Oxford 260–304

    Google Scholar 

  • Francisco J. Gil-White (2004b) ArticleTitleUltimatum Game with ethnicity manipulation: problems faced doing field economic experiments, and their solutions Field Methods 16 157–183 Occurrence Handle10.1177/1525822X03262357

    Article  Google Scholar 

  • Gil-White, Francisco J. 2004c. Resurrecting racism: The modern attack on black people using phony science: Historical and Investigative Research. http://www.hirhome.com/rr/rrcontents.htm

  • Gil-White, Francisco J. 2005. Is ethnocentrism adaptive?: An ethnographic analysis. Unpublished manuscript.

  • Francisco J. Gil-White Peter J. Richerson (2002) Large scale human cooperation and conflict MacMillan Publishers Hampshire, England 828–837

    Google Scholar 

  • Glazer Nathan, Daniel P. Moynihan. 1970 (1963). Beyond the melting pot: the Negroes, Puerto Ricans, Jews, Italians, and Irish of New York City. MIT Press, Cambridge, MA.

  • Joseph Henrich Francisco J. Gil-White (2001) ArticleTitleThe evolution of prestige: freely conferred status as a mechanism for enhancing the benefits of cultural transmission Evolution and Human Behavior 22 165–196 Occurrence Handle10.1016/S1090-5138(00)00071-4

    Article  Google Scholar 

  • Anders Hjort (1981) Ethnic transformation, dependency and change: the Ilgira Samburu of Northern Kenya J.G. Galaty P.C. Salzman (Eds) Change and Development in Nomadic and Pastoral Societies E.J. Brill Leiden 50–61

    Google Scholar 

  • Homans, George Caspar. 1968. The study of groups. Pp. 259–264 in D. L. Sills (ed.) International Encyclopedia of the Social Sciences, Vol. 6, The McMillan Co. & The Free Press.

  • Donald L. Horowitz (1975) Ethnic identity N. Glazer D.P. Moynihan (Eds) Ethnicity: Theory and Experience Harvard University Press Cambridge, MA 111–140

    Google Scholar 

  • Donald L. Horowitz (1985) Ethnic groups in conflict University of California Press Berkeley

    Google Scholar 

  • Horowitz, Donald L. 1999. Structure and strategy in ethnic conflict: a few steps toward synthesis. Annual World Bank Conference on Development Economics 1998. The World Bank.

  • Charles F. Keyes (1976) ArticleTitleTowards a new formulation of the concept of ethnic group Ethnicity 3 202–213

    Google Scholar 

  • Janet T. Landa (1981) ArticleTitleA theory of the ethnically homogeneous middleman group: an institutional alternative to contract law The Journal of Legal Studies 10 349–362 Occurrence Handle10.1086/467685

    Article  Google Scholar 

  • Charles Liebman Steven Cohen (1990) Two worlds of Judaism Yale University Press New Haven, CT

    Google Scholar 

  • Fran Markowitz (1988) Jewish in the USSR, Russian in the USA: social context and ethnic identity W. Zenner (Eds) Persistence and Flexibility: Anthropological Perspectives on the American Jewish Experience SUNY Press Albany, NY 79–95

    Google Scholar 

  • Amélie Mummendey B. Simon C. Dietze M. Grünert G. Haeger S. Kessler S. Lettgen S. Shäferhoff (1992) ArticleTitleCategorization is not enough: intergroup discrimination in negative outcome allocation Journal of Experimental Social Psychology 28 125–144 Occurrence Handle10.1016/0022-1031(92)90035-I

    Article  Google Scholar 

  • Judith Nagata (1981) In defense of ethnic boundaries: the changing myths and charters of Malay identity C.F. Keyes (Eds) Ethnic Change University of Washington Press Seattle & London 88–116

    Google Scholar 

  • Raoll Narrol (1964) ArticleTitleEthnic unit classification Current Anthropology 5 4

    Google Scholar 

  • Ari Nave (2000) ArticleTitleMarriage and the maintenance of ethnic group boundaries: the case of Mauritius Ethnic and Racial Studies 23 329–352 Occurrence Handle10.1080/014198700329079

    Article  Google Scholar 

  • Brendan O’Leary John McGary (1996) The politics of antagonism Athlone Press London

    Google Scholar 

  • Orlando Patterson (1975) Context and choice in ethnic allegiance: a theoretical framework and a Caribbean case study N. Glazer D.P. Moynihan (Eds) Ethnicity: Theory and Experience Harvard University Press Cambridge, MA 305–349

    Google Scholar 

  • Eugeen Roosens (1994) The primordial nature of origins in migrant ethnicity H. Vermeulen C. Govers (Eds) The Anthropology of Ethnicity: Beyond "Ethnic Groups and Boundaries" Het Spinhuis Amsterdam 81–104

    Google Scholar 

  • Howard Sachar (1982) A history of Israel: from the rise of Zionism to our time Knopf New York

    Google Scholar 

  • Theodore Schwartz (1995) Cultural totemism: ethnic identity primitive and modern. Ethnic identity Altamira Press (Sage) Walnut Creek, London and New Delhi

    Google Scholar 

  • M. Nazif Mohib Shahrani (1979) The Kirghiz and Wakhi of Afghanistan University of Washington Press Seattle & London

    Google Scholar 

  • Amri Baharuddin Shamsul (2001) ArticleTitleA history of an identity, an identity of a history: the idea and practice of ‘Malayness’ in Malaysia reconsidered Journal of Southeast Asian Studies 33 357–368

    Google Scholar 

  • Anita Shapira (1992) Land and power: the Zionist resort to force 1881–1948 Oxford University Press New York & Oxford

    Google Scholar 

  • Anthony D. Smith (1986) The ethnic origins of nations Blackwell Oxford

    Google Scholar 

  • M.R. Narayan Swamy (1996) Tigers of Lanka: from boys to guerrillas Rashtra Rachna Delhi

    Google Scholar 

  • Henri Tajfel John C. Turner (1979) An integrative theory of intergroup conflict S. Worchel W.G. Austin (Eds) The Social Psychology of Intergroup Relations Brooks/Cole Monterey, CA 33–47

    Google Scholar 

  • Henri Tajfel (1970) ArticleTitleExperiments in intergroup discrimination Scientific American 223 96–102

    Google Scholar 

  • John C. Turner Michael A. Hogg P.J. Oakes S.D. Reicher M.S. Wetherell (1987) Rediscovering the social group: a self-categorization theory Blackwell Oxford and New York

    Google Scholar 

  • van den Berghe, Pierre. 1987 (1981). The ethnic phenomenon. Praeger, New York.

  • Max Weber (Eds) (1968) Economy and society: an outline of an interpretive sociology NumberInSeriesVol. 1 University of California Press Berkeley

    Google Scholar 

  • Beth V. Yarbrough Robert M. Yarbrough (1999) ArticleTitleGovernance structures, insider status, and boundary maintenance Journal of Bioeconomics 1 289–310 Occurrence Handle10.1023/A:1010058113016

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Francisco J. Gil-White.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Gil-White, F.J. The Study of Ethnicity and Nationalism Needs Better Categories: Clearing up the Confusions that Result from Blurring Analytic and Lay Concepts. J Bioecon 7, 239–270 (2005). https://doi.org/10.1007/s10818-005-3007-z

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10818-005-3007-z

Keywords

Navigation