Digestive Diseases and Sciences

, Volume 58, Issue 6, pp 1445–1448 | Cite as

The Pathogenesis of Eosinophilic Esophagitis: Beyond the Eosinophil

  • Evan S. Dellon


Over the past two decades, eosinophilic esophagitis (EoE) has undergone a remarkable transformation. What used to be a rare, case-reportable condition about which little was known, is now widely recognized as an important cause of upper GI morbidity and the subject of intense research activity. The clinical syndrome has been defined, treatment trials have been performed, and guidelines for diagnosis and management have been published [1]. In parallel with this has been a rapid increase in our understanding of the pathogenesis and genetic basis of EoE [2, 3, 4, 5]. While the consensus is that EoE is an allergic/immune-mediated condition in which the eosinophil plays a central role, recent data suggest that “non-eosinophil cell types” play important, and possibly crucial, roles as well. The allergic basis for the disease is based on several lines of evidence. Patients with EoE have a high burden of concomitant atopic conditions [6, 7, 8, 9, 10], allergen-free elemental diets cause nearly universal improvement in symptoms and resolution of eosinophilia [11, 12], and there is a seasonal variation in EoE, possibly due to aeroallergens [10, 13, 14, 15, 16]. Prompted by the review by Zhang and colleagues in this issue of Digestive Diseases and Sciences [17], this editorial summarizes the role of the eosinophil and several other cell types in the pathogenesis of EoE, including lymphocytes, mast cells, fibroblasts, and epithelial cells. Recognizing and characterizing the role of the non-eosinophil cell types is likely to be central to future advances in the diagnosis and treatment of EoE.


The importance of the eosinophil in EoE is almost a tautology—after all, it is classified as an allergic disease and called eosinophilic esophagitis. Since the normal human esophagus is normally devoid of eosinophils, their presence in the epithelium is abnormal [18]. While not pathognomonic for EoE, esophageal eosinophils are currently a requirement for the diagnosis of EoE [1, 19]. The understanding of why they are there and what they are doing, however, remains incomplete. Eosinophils are multifunctional cells which when activated secrete a wide variety of inflammatory mediators, cytokines, chemokines, neuromediators, and cytotoxic granule proteins [20]. Eosinophil activation and degranulation may mediate the pathogenesis of EoE [21, 22]. In particular, eosinophils induce esophageal remodeling via a TGF-β pathway resulting in subepithelial fibrosis, epithelial-mesenchymal transition, and smooth muscle dysfunction, and increase the rate of epithelial proliferation in the esophagus [23, 24, 25, 26, 27, 28]. This provides a possible explanation for clinical features of EoE such as dysphagia, esophageal rings, strictures, and dysmotility. In animal models of EoE, neither IL-5 deficient nor eosinophil deficient mice develop the experimental phenotype of EoE [29, 30]. Nevertheless, there is more to EoE than just eosinophils.


In this issue of Digestive Diseases and Sciences, Zhang and colleagues [17] describe EoE as a disease process driven by Th-2 lymphocytes. Expression of Th2-associated cytokines, such as IL-4, IL-5, and IL-13 are increased in EoE [31, 32, 33, 34]. Further, the abundance of CD3+ and CD8+ T cells, and to a lesser extent CD4+ cells, is increased in EoE, with pathobiological implications [35]. Adaptive T cell immunity is critical for developing EoE in mouse models, as illustrated in experiments where mice deficient in B cells develop EoE, whereas mice deficient in B and T cells do not [36]. B cells can generate local production of IgE in EoE via a class-switching mechanism, although this response is not required for initiating the inflammatory cascade that leads to the disease [36, 37].

The current model of EoE pathogenesis holds that antigens, either food allergens or aeroallergens, are presented to the esophagus and stimulate a Th2 response. IL-13 and IL-5, produced by lymphocytes, stimulate the esophageal epithelium to produce eotaxin-3, a potent chemokine, which then recruits and activates eosinophils [38]. Eotaxin-3 is associated strongly with the pathogenesis of EoE since it is the most upregulated gene and bears a disease-associated single nucleotide polymorphism (SNP) [3]. IL-13 is also essential. This cytokine induces EoE in a mouse model, and in human esophageal cell cultures IL-13 induces an RNA transcript expression profile similar to that of humans with EoE [3, 4, 39]. Another important factor is thymic stromal lymphopoietin (TSLP). A genome-wide association study identified a SNP in the TSLP associated with EoE, and TSLP expression was increased in EoE patients [5]. TSLP is an IL-7-like cytokine involved in the initiation of allergic responses in atopic diseases, likely through a dendritic cell-mediated Th2 response [40]. Although T cell co-stimulatory molecules are likely important in EoE pathogenesis, this hypothesis has yet to be fully tested [17].

Mast Cells

Mast cells have been implicated in the pathogenesis of EoE. The number of mast cells is increased in EoE compared to gastroesophageal reflux disease or healthy controls [31, 33, 41, 42, 43, 44, 45]. In some cases the number of mast cells is actually higher than the number of eosinophils; indeed, quantifying levels of tryptase positive mast cells has diagnostic utility in EoE [44]. Moreover, mast cell-associated genes such as carboxypeptidase A3, tryptase, and the histamine receptor are specifically upregulated in EoE, and normalize after treatment with a topical corticosteroid [3, 45].

Although the mechanisms underlying local esophageal mastocytosis have yet to be fully elucidated, they in part are prompted by the Th2 response in EoE, possibly via IL-9 [2]. The importance of mast cells is such that one author even proposed renaming the disease mastocytic esophagitis [46]. Furthermore, mast cells may represent a future therapeutic target. To date, only a small number of patients with EoE have been treated with the mast cell stabilizer cromolyn. Though they did not respond favorably, lack of success may have been due to suboptimal dosing and issues related to formulation and route of administration rather than true lack of efficacy [47]. A recent pilot study of a novel antagonist to the chemoattractant receptor-homologous molecule (prostaglandin D2 receptor) expressed on Th2 cells reported a modest but significant decrease in tissue eosinophilia compared to placebo in steroid-refractory EoE patients, further implicating mast cells, a major source of prostaglandin D2, in EoE pathogenesis [48].


Fibroblasts are also important in EoE, leading to the collagen deposition and esophageal scarring responsible for many of the clinical manifestations of EoE [27]. This process appears to be mediated by TGF-β, which is produced by eosinophils and mast cells [24, 28]. A recently recognized mechanism for fibroblast differentiation and activation is the epithelial-mesenchymal transition, whereby epithelial cells transform to and acquire mesenchymal-type features [25, 49]. TFG-β also induces periostin production by fibroblasts [50]. Periostin expression is highly upregulated in EoE, increasing eosinophil adherence to fibronectin in the extracellular matrix. Therefore, periostin can perpetuate the cycle of eosinophilic inflammation in the esophagus [3, 50].

Epithelial Cells

Esophageal epithelial cells are another non-eosinophil cell involved in the pathogenesis of EoE. Normally, the epithelial cells in the human esophagus are joined by a series of tight junctions, adherens junctions, and desmosomes, which contain key proteins including claudin-1 and -4, E-cadherin, and desmoglein [51]. Spongiosis or dilated intercellular spaces is present in EoE histologically, indicative of a leaky barrier due to breakdown of junctional proteins [18]. Defects in barrier function can facilitate penetration of luminal antigens into the tissue, serving as the initial trigger for EoE. In this respect, some barrier proteins are differentially expressed in EoE [3]. Additionally, expression of filaggrin, also known as the epidermal differentiation complex, is decreased in patients with EoE and in an IL-13 stimulated EoE simulating experimental system [52]. Once antigens penetrate the epithelial barrier, eosinophils and even esophageal epithelial cells can present antigen [53, 54]. Clearly, the esophageal epithelium is more than a passive barrier for protection against noxious acid/peptic stimuli. It is an immunologically active tissue involved in the multiple inflammatory pathways in EoE.


There have been rapid developments in our understanding of the pathogenesis of EoE over the past decade, with an increasing recognition that cell types beyond the eosinophil are likely critical to disease development. Several genetic predispositions to EoE, including SNPs in eotaxin-3 and TSLP, have been implicated. The current model holds that food or environmental allergens contact a possibly leaky esophageal epithelium, triggering a Th2-mediated cytokine response where IL-5 and IL-13 stimulate the esophageal epithelium to produce eotaxin-3. Eotaxin-3, in turn, recruits eosinophils to the esophageal epithelium where they are activated. IL-13 down-regulates epidermal differentiation complex genes, further impairing the esophageal epithelial barrier. Th2 lymphocytes additionally produce IL-9 which recruits mast cells into the esophagus. Eosinophils and mast cells produce TGF-β, which induces the epithelial-mesenchymal transition and esophageal remodeling. Since the eosinophil is still considered to be central to this process, the disease should not yet be termed “mastocytic esophagitis,” “Th2-ocytic esophagitis,” “fibroblastic esophagitis,” or “barrier-openic esophagitis.” Yet, the recognition of the importance of non-eosinophil cell types in EoE is an important step forward. The presence of these cells may help to define EoE clinical sub-phenotypes, explain persistent symptoms in some patients who have resolution of esophageal eosinophilia after treatment, and open areas where novel or combination therapies can be explored.



This manuscript is funded, in part, by NIH K23DK090073. Evan S. Dellon received research funding from AstraZeneca, Mertiage Pharma, NIH, AGA, ACG, UNC, and the CURED Foundation.

Conflict of interest



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© Springer Science+Business Media New York 2013

Authors and Affiliations

  1. 1.Center for Esophageal Diseases and Swallowing, Center for Gastrointestinal Biology and Disease, Division of Gastroenterology and Hepatology, Department of MedicineUniversity of North Carolina School of MedicineChapel HillUSA

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