Abstract
In the present effort, we revisit the Shannon entropy approach for the study of both the extent and the rate of diffusion in a given dynamical system. In particular, we provide a theoretical and numerical study of the dependence of the formulation on the parameters of the method. We succeed in deriving not only a diffusion coefficient, \(D_{S}\), but also an estimate of the macroscopical instability time for the system under study. Dealing with a toy model, namely a 4D symplectic application that represents the dynamics around a junction of resonances of different order, and an a particular case of the planar three-body problem, the HD20003 planetary system, we obtain numerical evidence that \(D_{S}\) is a robust measure of the diffusion rate, no significant dependence on the free parameter of the entropy formulation (the size of the elements of the partition) being observed. Moreover, successful results concerning the estimation of macroscopical instability times obtained from \(D_{S}\) are presented in both cases.
This is a preview of subscription content, access via your institution.












References
Andrade-Ines, E., Robutel, P.: Secular dynamics of multiplanetary circumbinary systems: stationary solutions and binary-planet secular resonance. CMDA 130, 1–29 (2018)
Arnold, V., Avez, A.: Ergodic Problems of Classical Mechanics, 2nd edn. Addison-Wesley, New York (1989)
Beaugé, C., Cincotta, P.M.: Shannon entropy applied to the planar restricted three-body problem. Celest Mech Dyn Astron 131, 52 (2019)
Brunetti, M., Chiappini, C., Pfenniger, D.: Stellar diffusion in barred spiral galaxies. A&A 534, 75 (2011)
Chirikov, B.V.: Institute of Nuclear Physics, Novosibirsk (in Russian). Preprint 267 (1969). Engl. Transl. CERN Trans. pp. 71–40, Geneva, October (1971). http://www.quantware.ups-tlse.fr/chirikov/publclass.html
Chirikov, B.V.: A universal instability of many-dimensional oscillator systems. Phys. Rep. 52, 263 (1979)
Cincotta, P.M., Giordano, C.M., Simó, C.: Phase space structure of multi-dimensional systems by means of the mean exponential growth factor of nearby orbits. Physica D 182, 11 (2003)
Cincotta, P.M., Giordano, C.M.: Theory and applications of the mean exponential growth factor of nearby orbits (MEGNO) method. Lect. Notes Phys. 915, 93 (2016)
Cincotta, P.M., Giordano, C.M.: Phase correlations in chaotic dynamics: a Shannon entropy measure. Celest. Mech. Dyn. Astron. 130, 74 (2018)
Cincotta, P.M., Giordano, C.M., Alves Silva, R., Beaugé, C.: The Shannon entropy: an efficient indicator of dynamical stability. Physica D 417, 132816 (2021)
Cincotta, P.M., Efthymiopoulos, C., Giordano, C.M., Mestre, M.F.: Chirikov and Nekhoroshev diffusion estimates: bridging the two sides of the river. Physica D 266, 49 (2014)
Cincotta, P.M., Giordano, C.M., Martí, J.G., Beaugé, C.: On the chaotic diffusion in multidimensional Hamiltonian systems. CMDA 130, 1–23 (2018)
Cincotta, P.M., Shevchenko, I.I.: Correlations in area preserving maps: a Shannon entropy approach. Physica D 402, 132235 (2019). https://doi.org/10.1016/j.physd.2019.132235
Cincotta, P.M., Simó, C.: Simple tools to study global dynamics in non-axisymmetric galactic potentials -I. Astron. Astrophys. Suppl. Ser. 147, 205 (2000)
Contopoulos, G., Harasoula, M.: 3D chaotic diffusion in barred spiral galaxies. MNRAS 436, 1201 (2013)
Efthymiopoulos, C., Harsoula, M.: The speed of Arnold diffusion. Physica D 251, 19 (2013)
Ferraz-Mello, S.: Canonical Perturbation Theory: Degenerate Systems and Resonance. Springer, Berlin (2007)
Ferraz-Mello, S., Michtchenko, T., Beaugé, C., Callegari, N.: Extrasolar planetary systems. In: Dvorak, R., Freistetter, F., Kurths, J. (eds.) Chaos and Stability in Planetary Systems. Lecture Notes in Physics, vol. 683. Springer, Berlin (2005)
Froeschlé, C., Guzzo, M., Lega, E.: Local and global diffusion along resonant lines in discrete quasi-integrable dynamical systems. CMDA 92, 243 (2005)
Froeschlé, C., Lega, E., Guzzo, M.: Analysis of the chaotic behaviour of orbits diffusing along the Arnold web. CMDA 95, 141 (2006)
Gelfreich, V., Simó, C., Vieiro, A.: Dynamics of 4D symplectic maps near a double resonance. Physica D 243, 92 (2013)
Gillon, M., Demory, B.-O., Lovis, C., et al.: The Spitzer search for the transits of HARPS low-mass planets. II. Null results for 19 planets. A&A 601, A117 (2017)
Giordano, C.M., Cincotta, P.M.: The Shannon entropy as a measure of diffusion in multidimensional dynamical systems. CMDA 130, 11–21 (2018)
Guzzo, M., Lega, E., Froechlé, C.: First numerical evidence of global Arnold Diffusion in quasi-integrable systems. Discrete Contin. Dyn. Syst. B 5, 687 (2005)
Kaneko, K., Bagley, R.: Arnold diffusion, ergodicity and intermittency in a coupled standard mapping. Phys. Lett. 110A, 435 (1985)
Katz, A.: Principles of Statistical Mechanics: the Information Theory Approach. W.H. Freeman & Co., San Francisco (1967)
Lega, E., Froeschlé, C., Guzzo, M.: Diffusion in Hamiltonian quasi-integrable systems. LNP 729, 29 (2008)
Lega, E., Guzzo, M., Froeschlé, C.: Detection of Arnold diffusion in Hamiltonian systems. Physica D 182, 179 (2003)
Lesne, A.: Shannon entropy: a rigorous notion at the crossroads between probability, information theory, dynamical systems and statistical physics. Math. Struct. Comput. Sci. 24, e240311 (2014). https://doi.org/10.1017/S0960129512000783
Mayor, M., Marmier, M., Lovis, C., Deming, D., Ehrenreich, D., Lo Curto, G., et al.: The HARPS search for southern extra-solar planets XXXIV. Occurrence, mass distribution and orbital properties of super-Earths and Neptune-mass planets. A&A 601, A117 (2011)
Maffione, N.P., Gómez, F.A., Cincotta, P.M., Giordano, C.M., Cooper, A.P., O’ Shea, B.W.: On the relevance of chaos for halo stars in the Solar Neighbourhood. MNRAS 453, 2830 (2015)
Maffione, N.P., Gómez F.A., Cincotta, P.M., Giordano, C.M., Grand, R., Marinacci, F., et al.: On the relevance of chaos for halo stars in the Solar Neighbourhood II. MNRAS (2018). https://doi.org/10.1093/mnras/sty1297
Marchal, C., Bozis, G.: Hill stability and distance curves for the general three-body problem. CMDA 26, 311 (1982)
Martí, J.G., Cincotta, P.M., Beaugé, C.: Chaotic diffusion in the Gliese-876 planetary system. MNRAS 460, 1094 (2016)
Marzari, F.: Dynamical behaviour of multiplanet systems close to their stability limit. MNRAS 442, 1110 (2014)
Shannon, C., Weaver, W.: The Mathematical Theory of Communication. Urbana, Illinois (1949)
Udry, S., Dumusque, X., Lovis, C., Segransan, D., et al.: The HARPS search for southern extra-solar planets XLIV Eight HARPS multi-planet systems hosting 20 super-Earth and Neptune-mass companions. A&A 622, A37 (2019)
Wehrl, A.: General properties of entropy. Rev. Mod. Phys. 50(2), 221 (1978)
Acknowledgements
This work was supported by grants from Consejo Nacional de Investigaciones Científicas y Técnicas de la República Argentina (CONICET), the Universidad Nacional de La Plata and the Universidad Nacional de Córdoba, IAG-USP and CAPES. We are very grateful to Carles Simó for his valuable comments that allow us to improve the manuscript. Two anonymous reviewers are also acknowledged for their criticism that helped us to improve this manuscript.
Author information
Affiliations
Corresponding author
Ethics declarations
Conflict of interest
The authors declare that they have no conflict of interest.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Cincotta, P.M., Giordano, C.M., Silva, R.A. et al. Shannon entropy diffusion estimates: sensitivity on the parameters of the method. Celest Mech Dyn Astr 133, 7 (2021). https://doi.org/10.1007/s10569-021-10006-y
Received:
Revised:
Accepted:
Published:
Keywords
- Chaotic diffusion
- Resonances
- Shannon entropy
- Three-body problem