Skip to main content

Advertisement

Log in

Stability of large underground caverns excavated in layered rock masses with steep dip angles: a case study

  • Original Paper
  • Published:
Bulletin of Engineering Geology and the Environment Aims and scope Submit manuscript

Abstract

The Wudongde Hydropower Station is constructed in layered strata that typically have steep dip angles. These features, together with the folds and faults that have developed in the strata, directly threaten the stability of the underground powerhouse. In this work, the behavior of the surrounding rocks under the original support measures is detailed in terms of rock mass deformation, anchor bolt stress, and extent of the excavation-disturbed zone, as obtained from safety monitoring and field testing. The characteristics of deformation and cracking of the surrounding rocks were also interpreted. To enhance rock mass stability, the support design and construction process were optimized and the positions liable to cracking treated. The efficiency of suggested scheme is verified by subsequent safety monitoring data and field testing. Then, a transversely-isotropic elastoplastic constitutive model for the layered rock masses was established. Numerical simulations are performed during the construction process to provide reference for decision making. The calculated deformations are in good agreement with the monitored values and they tended to be more stable. The plastic zones of the surrounding rocks fall within the range controllable using cables. Thus, the proposed measures are necessary and ensure sufficient stability. Finally, the mechanisms for the deformation and cracking of the surrounding rocks during the construction process are discussed. The work described aims to deepen our understanding of the mechanical properties of layered rock masses with steep dip angles and to improve the design philosophy.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11
Fig. 12
Fig. 13
Fig. 14
Fig. 15
Fig. 16
Fig. 17
Fig. 18
Fig. 19
Fig. 20
Fig. 21
Fig. 22
Fig. 23

Similar content being viewed by others

References

  • Adhikary DP, Dyskin AV (1997) Modelling the deformation of underground excavations in layered rock masses. Int J Rock Mech Min Sci 34(3):5

    Google Scholar 

  • Bakun-Mazor D, Hatzor YH, Dershowitz WS (2009) Modeling mechanical layering effects on stability of underground openings in jointed sedimentary rocks. Int J Rock Mech Min Sci 46:262–271

    Article  Google Scholar 

  • Cai M (2008) Influence of second principal stress on rock fracturing and strength near excavation boundaries-insight from numerical modeling. Int J Rock Mech Min Sci 45:763–772

    Article  Google Scholar 

  • Cai M, Kaiser PK, Martin CD (2001) Quantification of rock mass damage in underground excavations from microseismic event monitoring. Int J Rock Mech Min Sci 38:1135–1145

    Article  Google Scholar 

  • Cui Z, Liu D, Wu F (2014) Influence of dip directions on the main deformation region of layered rock around tunnels. Bull Eng Geol Environ 73(2):441–450

    Article  Google Scholar 

  • Ding XL, Sheng Q, Wu AQ, et al (2002) Numerical modeling on the excavation and reinforcement for the underground powerhouse in the Shuibuya project. Chin J Rock Mech Eng 21(Supp.): 2162–2167 (in Chinese)

  • Ding XL, Dong ZH, Lu B et al (2008) Deformation characteristics and feedback analysis of surrounding rock of large underground powerhouses excavated in steeply dipped sedimentary rock strata. Chin J Rock Mech Eng 27(10):2019–2026 (in Chinese)

    Google Scholar 

  • Dong XS, Tian Y, Wu AQ (2004) Rock mechanics in hydraulic engineering. China Water Power Press, Beijing (in Chinese)

    Google Scholar 

  • Goodman RE (1976) Methods of Geological Engineering in Discontinuous Rocks, St Paul New York: West Publishing Group

  • Han XY, Ai K, Zhou CH (2012) Geostress regression analysis on Wudongde hydropower station in Jinsha River [R]. Wuhan, Yangtze River Scientific Research Institute (in Chinese)

  • He MC (2011) Physical modeling of an underground roadway excavation in geologically 45° inclined rock using infrared thermography. Eng Geol 121:165–176

    Article  Google Scholar 

  • Huang SL, Xu JS, Ding XL et al (2010) Study on layered rockmass composite model based on characteristics of structural plane and its application. Chin J Rock Mech Eng 29(4):743–756 (in Chinese)

    Google Scholar 

  • Jia P, Tang CA (2008) Numerical study on failure mechanism of tunnel in jointed rock mass. Tunn Undergr Space Technol 23:500–507

    Article  Google Scholar 

  • Lee YK, Pietruszczak S (2008) Application of critical plane approach to the prediction of strength anisotropy in transversely isotropic rock masses. Int J Rock Mech Min Sci 45(4):513–523

    Article  Google Scholar 

  • Lekhnitskii SG (1981) Theory of elasticity of an anisotropic body. Mir Publishers, Moscow

    Google Scholar 

  • Li ZK, Zhou Z, Tang XF et al (2009) Stability analysis and considerations of underground powerhouse caverns group of Jinping I hydropower station. Chin J Rock Mech Eng 28(11):2167–2175 (in Chinese)

    Google Scholar 

  • Mojtaba A, Mohammad HB (2015) Modified criteria for sliding and non-sliding failure of anisotropic jointed rocks. Int J Rock Mech Min 73(1):95–101

    Google Scholar 

  • Mróz Z, Maciejewski J (2002) Failure criteria of anisotropically damaged materials based on the critical plane concept. Int J Numer Anal Met 26(4):407–431

    Article  Google Scholar 

  • Nasseri M, Rao KS, Ramamurthy T (2003) Anisotropic strength and deformational behavior of Himalayan schists. Int J Rock Mech Min Sci 40(1):3–23

    Article  Google Scholar 

  • Ni SH, Xiao M (2009) Failure characteristics and computational method of layered rock. J Hydraul Eng 40(7):798–804 (in Chinese)

    Google Scholar 

  • Niandou H, Shao JF, Henry JP et al (1997) Laboratory investigation of the mechanical behaviour of Tournemire shale. Int J Rock Mech Min Sci 34(1):3–16

    Article  Google Scholar 

  • Pei QT, Dong ZH, Zhang L (2017) Scientific report on the fast measurement and back analysis for the underground powerhouse group caverns construction of Wudongde hydropower project located on Jinsha River [R]. Wuhan: ChangJiang River Scientific Research Institute (in Chinese)

  • Ramamurthy T, Arora VK (1994) Strength predictions for jointed rocks in confined and unconfined states. Int J Rock Mech Min Sci Geomech Abs 31(1):9–22

    Article  Google Scholar 

  • Sitharam TG, Sridevi J, Shimizu N (2001) Practical equivalent continuum characterization of jointed rock masses. Int J Rock Mech Min Sci 38(3):437–448

    Article  Google Scholar 

  • Song S, Feng X, Liao C et al (2016) Measures for controlling large deformations of underground caverns under high in-situ stress condition–a case study of Jinping I hydropower station. J Rock Mech Geotech Eng 8(5):605–618

    Article  Google Scholar 

  • The National Standards Compilation Group of the People’s Republic of China (2015) Standard for engineering classification and rock masses (GB/T50218–2014). China Planning Press, Beijing (in Chinese)

    Google Scholar 

  • Tien YM, Kuo MC (2001) A failure criterion for transversely isotropic rocks. Int J Rock Mech Min Sci 38(3):399–412

    Article  Google Scholar 

  • Tien YM, Kuo MC, Juang CH (2006) An experimental investigation of the failure mechanism of simulated transversely isotropic rocks. Int J Rock Mech Min Sci 43(8):1163–1181

    Article  Google Scholar 

  • Triantafyllidis T, Gerolymatou E (2014) Estimation of the strength of stratified rock mass. Rock Mech Rock Eng 47(2):535–547

    Article  Google Scholar 

  • Wu JH, Ohnishi Y, Nishiyama S (2004) Simulation of the mechanical behavior of inclined jointed rock masses during tunnel construction using discontinuous deformation analysis (DDA). Int J Rock Mech Min Sci 41(5):731–743

    Article  Google Scholar 

  • Wu F, Hu X, Gong M et al (2010) Unloading deformation during layered excavation for the underground powerhouse of Jinping I Hydropower Station, Southwest China. Bull Eng Geol Environ 69(3):343–351

    Article  Google Scholar 

  • Xiao YX, Feng XT, Feng GL et al (2015) Mechanism of evolution of stress–structure controlled collapse of surrounding rock mass in caverns: a case study from the Baihetan hydropower station in China. Tunn Undergr Space Technol 51:56–67

    Article  Google Scholar 

  • Xu DP, Feng XT, Chen DF et al (2017) Constitutive representation and damage degree index for the layered rock mass excavation response in underground openings. Tunn Undergr Space Technol 64:133–145

    Article  Google Scholar 

  • Yeung MR, Leong LL (1997) Effects of joint attributes on tunnel stability. Int J Rock Mech Min Sci 34(3):348

    Google Scholar 

  • Zhang XM, Feng Y, Yang JS (2010) Experimental study on anisotropic strength properties of sandstone. Electron J Geotech Eng 15:1325–1335

    Google Scholar 

  • Zhang Y, Xiao PX, Ding XL et al (2012) Study of deformation and failure characteristics for surrounding rocks of underground powerhouse caverns under high geo-stress condition and countermeasures. Chin J Rock Mech Eng 31(02):228–244 (in Chinese)

    Google Scholar 

  • Zhou Z, Gong MF, Tang XF et al (2009) Report on mechanism of the surrounding rock mass deformation failure and support design for the underground powerhouse group caverns construction of Jinping I hydropower project located on Yalongjiang River [R]. Chengdu Hydroelectric Investigation and Design Institute of SPC, Chengdu (in Chinese)

    Google Scholar 

  • Zhou YY, Feng XT, Xu DP et al (2017) An enhanced equivalent continuum model for layered rock mass incorporating bedding structure and stress dependence. Int J Rock Mech Min Sci 97:75–98

    Article  Google Scholar 

Download references

Acknowledgements

The authors gratefully acknowledge the National key research and development project of China (No. 2016YFC0402008), the financial support of the National Science Foundation of China (Nos. 51539002, 51609018, 51779018, 51809014) and the Basic Research Fund for Central Research Institutes of Public Causes (No. CKSF2017030/YT, CKSF2017054/YT). The work in this paper was also supported by funding from the National key research and development project of China (Nos. 2016YFC0401802, 2016YFC0401804).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Qitao Pei.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Ding, X., Niu, X., Pei, Q. et al. Stability of large underground caverns excavated in layered rock masses with steep dip angles: a case study. Bull Eng Geol Environ 78, 5101–5133 (2019). https://doi.org/10.1007/s10064-018-01440-8

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10064-018-01440-8

Keywords

Navigation