Abstract
I study the Lyapunov exponent and the integrated density of states for general Jacobi operators. The main result is that questions about these can be reduced to questions about ergodic Jacobi operators. I use this to show that for finite gap Jacobi operators, regularity implies that they are in the Cesàro–Nevai class, proving a conjecture of Barry Simon. Furthermore, I use this to study Jacobi operators with coefficients a(n) = 1 and b(n) = f(n ρ (mod 1)) for ρ > 0 not an integer.
Similar content being viewed by others
References
Bourgain, J.: Positive Lyapounov exponents for most energies. In: Geometric Aspects of Functional Analysis, Lecture Notes in Math. 1745, Berlin: Springer, 2000, pp. 37–66
Bourgain J., Jitomirskaya S.: Continuity of the Lyapunov exponent for quasiperiodic operators with analytic potential. J. Stat. Phys. 108(5-6), 1203–1218 (2002)
Chaika, J., Damanik, D., Krüger, H.: Schrödinger operators defined by interval exchange transformations. J. Mod. Dyn. 3,2 (2009)
Craig W., Simon B.: Subharmonicity of the Lyaponov index. Duke Math. J. 50(2), 551–560 (1983)
Damanik, D.: Lyapunov exponents and spectral analysis of ergodic Schrödinger operators: a survey of Kotani theory and its applications. In: Spectral Theory and Mathematical Physics: a Festschrift in Honor of Barry Simon’s 60th Birthday, Proc. Sympos. Pure Math., 76(2), Providence, RI: Amer. Math. Soc., 2007, pp. 539–563
Elstrodt, J.: Maß- und Integrationstheorie, (German) [Measure and integration theory] Fourth edition. Springer-Lehrbuch. [Springer Textbook] Grundwissen Mathematik. [Basic Knowledge in Mathematics] Berlin: Springer-Verlag, 2005
Glasner, E.: Ergodic Theory via Joinings, Mathematical Surveys and Monographs, 101. Providence, RI: Amer. Math. Soc., 2003
Griniasty M., Fishman S.: Localization by pseudorandom potentials in one dimension. Phys. Rev. Lett. 60, 1334–1337 (1988)
Helffer, B., Kerdelhué, P., Sjöstrand, J.: Le papillon de Hofstadter revisité. [Hofstadter’s butterfly revisited] Mém. Soc. Math. France, 43 (1990), 87 pp
Herman, M.: Une méthode pour minorer les exposants de Lyapounov et quelques exemples montrant le caractère local d’un théorème d’Arnold et de Moser sur le tore de dimension 2, Comment. Math. Helv. 58:3, 453–502 (1983)
Katok, A., Hasselblatt, B.: Introduction to the Modern Theory of Dynamical Systems, With a supplementary chapter by Katok and Leonardo Mendoza. Encyclopedia of Mathematics and its Applications, 54. Cambridge: Cambridge University Press, 1995
Krüger H.: A family of Schrödinger operators whose spectrum is an interval. Comm. Math. Phys. 290(3), 935–939 (2009)
Last Y., Simon B.: Eigenfunctions, transfer matrices, and absolutely continuous spectrum of one-dimensional Schrödinger operators. Invent. Math. 135, 329–367 (1999)
Last Y., Simon B.: The essential spectrum of Schrödinger, Jacobi, and CMV operators. J. d’Analyse Math. 98, 183–220 (2006)
Phelps, R.: Lectures on Choquet’s Theorem. Second edition, Lecture Notes in Mathematics, 1757. Berlin: Springer-Verlag, 2001
Poltoratski, A., Remling, C.: Reflectionless Herglotz functions and generalized Lyapunov exponents, preprint, available at http://arxiv.org/abs/0805.4439v1[math.SP], 2008
Remling, C.: The absolutely continuous spectrum of Jacobi matrices. Preprint, available at http://arxiv.org/abs/0710.4128v2[math.SP], 2008
Simon B.: Equlibrium measures and capacities in spectral theory. Inverse Problems and Imaging 1, 713–772 (2007)
Simon B.: Regularity and the Cesáro-Nevai class. J. Approx. Theory 156, 142–153 (2009)
Simon B., Zhu Y.F.: The Lyapunov exponents for Schrödinger operators with slowly oscillating potentials. J. Funct. Anal. 140, 541–556 (1996)
Sodin M., Yuditskii P.: Almost periodic Jacobi matrices with homogeneous spectrum, infinite-dimensional Jacobi inversion, and Hardy spaces of character-automorphic functions. J. Geom. Anal. 7(3), 387–435 (1997)
Stahl, H., Totik, V.: General orthogonal polynomials, In: Encyclopedia of Mathematics and its Applications, 43, Cambridge: Cambridge University Press, 1992
Stolz G.: Spectral theory for slowly oscillating potentials. I. Jacobi matrices. Manuscripta Math. 84(3-4), 245–260 (1994)
Teschl, G.: Jacobi operators and completely integrable nonlinear lattices. Mathematical Surveys and Monographs, 72. Providence, RI: American Mathematical Society, 2000
Walters, P.: An Introduction to Ergodic Theory. Graduate Texts in Mathematics, 79. New York-Berlin: Springer-Verlag, 1982
Author information
Authors and Affiliations
Corresponding author
Additional information
Communicated by B. Simon
H. K. was supported by NSF grant DMS–0800100 and a Nettie S. Autrey Fellowship.
Rights and permissions
About this article
Cite this article
Krüger, H. Probabilistic Averages of Jacobi Operators. Commun. Math. Phys. 295, 853–875 (2010). https://doi.org/10.1007/s00220-010-1014-y
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00220-010-1014-y