Skip to main content

Advertisement

Log in

Equality of the Spectral and Dynamical Definitions of Reflection

  • Published:
Communications in Mathematical Physics Aims and scope Submit manuscript

Abstract

For full-line Jacobi matrices, Schrödinger operators, and CMV matrices, we show that being reflectionless, in the sense of the well-known property of m-functions, is equivalent to a lack of reflection in the dynamics in the sense that any state that goes entirely to x = −∞ as t → −∞ goes entirely to x = ∞ as t → ∞. This allows us to settle a conjecture of Deift and Simon from 1983 regarding ergodic Jacobi matrices.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. Baik J., Deift P., McLaughlin K.T.-R., Miller P., Zhou X.: Optimal tail estimates for directed last passage site percolation with geometric random variables. Adv. Theor. Math. Phys. 5, 1207–1250 (2001)

    MathSciNet  MATH  Google Scholar 

  2. Bernstein S.: Sur une classe de polynomes orthogonaux. Commun. Kharkow 4, 79–93 (1930)

    Google Scholar 

  3. Bourget O., Howland J.S., Joye A.: Spectral analysis of unitary band matrices. Commun. Math. Phys. 234, 191–227 (2003)

    Article  MathSciNet  ADS  MATH  Google Scholar 

  4. Breuer J., Ryckman E., Zinchenko M.: Right limits and reflectionless measures for CMV matrices. Commun. Math. Phys. 292, 1–28 (2009)

    Article  MathSciNet  ADS  MATH  Google Scholar 

  5. Cantero M.J., Moral L., Velázquez L.: Five-diagonal matrices and zeros of orthogonal polynomials on the unit circle. Linear Algebra Appl. 362, 29–56 (2003)

    Article  MathSciNet  MATH  Google Scholar 

  6. Craig W.: The trace formula for Schrödinger operators on the line. Commun. Math. Phys. 126, 379–407 (1989)

    Article  MathSciNet  ADS  MATH  Google Scholar 

  7. Davies E.B., Simon B.: Scattering theory for systems with different spatial asymptotics on the left and right. Commun. Math. Phys. 63, 277–301 (1978)

    Article  MathSciNet  ADS  MATH  Google Scholar 

  8. De Concini C., Johnson R.A.: The algebraic-geometric AKNS potentials. Ergod. Th. Dynam. Sys. 7, 1–24 (1987)

    Article  MathSciNet  MATH  Google Scholar 

  9. Deift P., Simon B.: Almost periodic Schrödinger operators, III. The absolutely continuous spectrum in one dimension. Commun. Math. Phys. 90, 389–411 (1983)

    Article  MathSciNet  ADS  MATH  Google Scholar 

  10. Geronimo J.S., Teplyaev A.: A difference equation arising from the trigonometric moment problem having random reflection coefficients—an operator-theoretic approach. J. Funct. Anal. 123, 12–45 (1994)

    Article  MathSciNet  MATH  Google Scholar 

  11. Gesztesy F., Krishna M., Teschl G.: On isospectral sets of Jacobi operators. Commun. Math. Phys. 181, 631–645 (1996)

    Article  MathSciNet  ADS  MATH  Google Scholar 

  12. Gesztesy F., Makarov K.A., Zinchenko M.: Local ac spectrum for reflectionless Jacobi, CMV, and Schrödinger operators. Acta Appl. Math. 103, 315–339 (2008)

    Article  MathSciNet  MATH  Google Scholar 

  13. Gesztesy F., Nowell R., Pötz W.: One-dimensional scattering theory for quantum systems with nontrivial spatial asymptotics. Diff. Int. Eqs. 10, 521–546 (1997)

    MATH  Google Scholar 

  14. Gesztesy F., Simon B.: Uniqueness theorems in inverse spectral theory for one-dimensional Schrödinger operators. Trans. Amer. Math. Soc. 348, 349–373 (1996)

    Article  MathSciNet  MATH  Google Scholar 

  15. Gesztesy F., Simon B.: Inverse spectral analysis with partial information on the potential, I. The case of an a.c. component in the spectrum. Helv. Phys. Acta 70, 66–71 (1997)

    MathSciNet  MATH  Google Scholar 

  16. Gesztesy F., Yuditskii P.: Spectral properties of a class of reflectionless Schrödinger operators. J. Funct. Anal. 241, 486–527 (2006)

    Article  MathSciNet  MATH  Google Scholar 

  17. Gesztesy F., Zinchenko M.: A Borg-type theorem associated with orthogonal polynomials on the unit circle. J. Lond. Math. Soc. (2) 74, 757–777 (2006)

    Article  MathSciNet  MATH  Google Scholar 

  18. Gesztesy F., Zinchenko M.: On spectral theory for Schrödinger operators with strongly singular potentials. Math. Nachr. 279, 1041–1082 (2006)

    Article  MathSciNet  MATH  Google Scholar 

  19. Gesztesy F., Zinchenko M.: Weyl–Titchmarsh theory for CMV operators associated with orthogonal polynomials on the unit circle. J. Approx. Theory 139, 172–213 (2006)

    Article  MathSciNet  MATH  Google Scholar 

  20. Gesztesy F., Zinchenko M.: Local spectral properties of reflectionless Jacobi, CMV, and Schrödinger operators. J. Diff. Eqs. 246, 78–107 (2009)

    Article  MathSciNet  MATH  Google Scholar 

  21. Gilbert D.J.: On subordinacy and spectral multiplicity for a class of singular differential operators. Proc. Roy. Soc. Edinburgh Sect. A 128, 549–584 (1998)

    MathSciNet  MATH  Google Scholar 

  22. Johnson R.A.: The recurrent Hill’s equation. J. Diff. Eqs. 46, 165–193 (1982)

    Article  MATH  Google Scholar 

  23. Kac, I.S.: On the multiplicity of the spectrum of a second-order differential operator. Soviet Math. Dokl. 3, 1035–1039 (1962); Russian original in Dokl. Akad. Nauk SSSR 145, 510–513 (1962)

  24. Kac, I.S.: Spectral multiplicity of a second-order differential operator and expansion in eigenfunction. Izv. Akad. Nauk SSSR Ser. Mat. 27, 1081–1112 (1963) [Russian]. Erratum: Izv. Akad. Nauk SSSR 28, 951–952 (1964)

  25. Kotani, S.: Ljapunov indices determine absolutely continuous spectra of stationary random one-dimensional Schrödinger operators. In: Stochastic Analysis, K. Itǒ, ed., Amsterdam: North-Holland, 1984, pp. 225–247

  26. Kotani, S.: One-dimensional random Schrödinger operators and Herglotz functions. In: Probabilistic Methods in Mathematical Physics, K. Itǒ, N. Ikeda, eds., New York: Academic Press, 1987, pp. 219–250

  27. Kotani S., Krishna M.: Almost periodicity of some random potentials. J. Funct. Anal. 78, 390–405 (1988)

    Article  MathSciNet  MATH  Google Scholar 

  28. Melnikov M., Poltoratski A., Volberg A.: Uniqueness theorems for Cauchy integrals. Publ. Mat. 52, 289–314 (2008)

    MathSciNet  MATH  Google Scholar 

  29. Nazarov, F., Volberg, A., Yuditskii, P.: Reflectionless measures with a point mass and singular continuous component, preprint, http://arxiv.org/abs/0711.0948v1[math-ph], 2007

  30. Peherstorfer F., Yuditskii P.: Asymptotic behavior of polynomials orthonormal on a homogeneous set. J. Anal. Math. 89, 113–154 (2003)

    Article  MathSciNet  MATH  Google Scholar 

  31. Poltoratski A., Remling C.: Reflectionless Herglotz functions and Jacobi matrices. Commun. Math. Phys. 288, 1007–1021 (2009)

    Article  MathSciNet  ADS  MATH  Google Scholar 

  32. Poltoratski, A., Simon, B., Zinchenko, M.: The Hilbert transform of a measure. to appear in J. Anal. Math.

  33. Praehofer M., Spohn H.: Universal distributions for growth processes in 1 + 1 dimensions and random matrices. Phys. Rev. Lett. 84, 4882–4885 (2000)

    Article  ADS  Google Scholar 

  34. Reed M., Simon B.: Methods of Modern Mathematical Physics, I: Functional Analysis. Academic Press, New York (1972)

    Google Scholar 

  35. Reed M., Simon B.: Methods of Modern Mathematical Physics, III: Scattering Theory. Academic Press, New York (1979)

    MATH  Google Scholar 

  36. Remling C.: The absolutely continuous spectrum of one-dimensional Schrödinger operators. Math. Phys. Anal. Geom. 10, 359–373 (2007)

    Article  MathSciNet  MATH  Google Scholar 

  37. Remling, C.: The absolutely continuous spectrum of Jacobi matrices. http://arXiv.org/abs/0706.1101v1[math-sp], 2007

  38. Simon B.: Kotani theory for one dimensional stochastic Jacobi matrices. Commun. Math. Phys. 89, 227–234 (1983)

    Article  ADS  MATH  Google Scholar 

  39. Simon B.: On a theorem of Kac and Gilbert. J. Funct. Anal. 223, 109–115 (2005)

    Article  MathSciNet  MATH  Google Scholar 

  40. Simon, B.: Orthogonal Polynomials on the Unit Circle, Part 1: Classical Theory. AMS Colloquium Series, 54.1, Providence, RI: Amer. Math. Soc., 2005

  41. Sims R.: Reflectionless Sturm–Liouville equations. J. Comp. Appl. Math. 208, 207–225 (2007)

    Article  MathSciNet  ADS  MATH  Google Scholar 

  42. Sodin M., Yuditskii P.: Almost periodic Sturm–Liouville operators with Cantor homogeneous spectrum. Comment. Math. Helv. 70, 639–658 (1995)

    Article  MathSciNet  MATH  Google Scholar 

  43. Sodin, M., Yuditskii, P.: Almost periodic Sturm–Liouville operators with Cantor homogeneous spectrum and pseudo-continuable Weyl functions. Russian Acad. Sci. Dokl. Math. 50, 512–515 (1995); Russian original in Dokl. Akad. Nauk 339, 736–738 (1994)

  44. Sodin, M., Yuditskii, P.: Almost periodic Sturm–Liouville operators with homogeneous spectrum. In: Algebraic and Geometric Methods in Mathematical Physics, A. Boutel de Monvel, A. Marchenko, eds., Dordrecht: Kluwer, 1996, pp. 455–462

  45. Sodin M., Yuditskii P.: Almost periodic Jacobi matrices with homogeneous spectrum, infinite-dimensional Jacobi inversion, and Hardy spaces of character-automorphic functions. J. Geom. Anal. 7, 387–435 (1997)

    MathSciNet  MATH  Google Scholar 

  46. Teschl, G.: Jacobi Operators and Completely Integrable Nonlinear Lattices. Mathematical Surveys and Monographs, 72, Providence, RI: Amer. Math. Soc., 2000

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Barry Simon.

Additional information

Communicated by M. Aizenman

© 2009 by the authors. This paper may be reproduced, in its entirety, for non-commercial purposes.

Supported in part by NSF grant DMS-0652919.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Breuer, J., Ryckman, E. & Simon, B. Equality of the Spectral and Dynamical Definitions of Reflection. Commun. Math. Phys. 295, 531–550 (2010). https://doi.org/10.1007/s00220-009-0945-7

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00220-009-0945-7

Keywords

Navigation