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K-stability of smooth del Pezzo surfaces

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Abstract

In a new algebro-geometric way we completely determine whether smooth del Pezzo surfaces are K-(semi)stable or not.

In the present article, all varieties are defined over an algebraically closed field k of characteristic 0.

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Notes

  1. After the present article was released on arXiv, Blum and Jonsson verified that the uniform K-stability (resp. K-semistability) is equivalent to the condition \(\delta >1\) (resp. \(\ge 1\)) in [1]. Due to this result, Proposition 1.14 immediately follows from Main Theorem.

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Correspondence to Joonyeong Won.

Additional information

Communicated by Ngaiming Mok.

This work has been supported by IBS-R003-D1, Institute for Basic Science in Korea. The authors are grateful to Kento Fujita and Yuji Odaka who brought the article [13] to their attention. They also thank Giulio Codogni who informed them of the article [16].

Appendix

Appendix

In Appendix Lemmas 4.14.2 and 4.3 are verified. All the notations are the same as those in the beginning of Sect. 4.

We consider the vector space

$$\begin{aligned} V_{\lambda }:=\bigoplus _{n=0}^{\lambda }k[x,y]_n \end{aligned}$$

with an ordered basis \(\{x^\alpha y^\beta \ | \ \alpha +\beta \le \lambda \}\), where \(k[x,y]_n\) is the \((n+1)\)-dimensional vector space of homogeneous polynomials of degree n in variables xy. The order of the basis is given in the following way:

  1. (1)

    the graded lexicographic order with \(x\prec y\) except for Case 2 in Theorem 4.4 and Case 2 in Theorem 4.8;

  2. (2)

    the graded lexicographic order with \(y\prec x\) for Case 2 in Theorem 4.8;

  3. (3)

    the order for Case 2 in Theorem 4.4 satisfies the properties:

    1. (a)

      \(x^{\alpha _1} y^{\beta _1}\prec x^{\alpha _2} y^{\beta _2}\) if \(\alpha _1+\beta _1<\alpha _2+\beta _2\);

    2. (b)

      \(x^{\alpha } y^{\alpha }\prec x^{\alpha _2} y^{\beta _2}\) if \(\alpha _2\ne \beta _2\) and \(\alpha _2+\beta _2=2\alpha \).

Note that these orders make the monomial \(\prod _{i=1}^{d+1} \mathbf {x}_{1,i}^{n_i}\) in \(\mathcal {C}_m\) smaller than any other monomials that appear in \(\prod _{i=1}^{d+1} t_i^{n_i}\).

Since \(f_{m, i}\) is a member of the vector space \(V_{3m}\), we may express the polynomial \(f_{m, i}\) as a \(1\times \sigma \) matrix with respect to the given ordered basis, where \(\sigma =\frac{(3m+1)(3m+2)}{2}\). By writing these \(1\times \sigma \) matrices as rows, we can express the \(\ell _m\) polynomials \(f_{m,1},\cdots , f_{m,\ell _m}\) altogether as a single \(\ell _m\times \sigma \) matrix \(M_F\). Since \(f_{m,1},\cdots , f_{m,\ell _m}\) are linearly independent, the rank of the matrix \(M_F\) is exactly \(\ell _m\).

Let E be a row echelon form of the matrix \(M_F\). Then there is an \(\ell _m\times \ell _m\) invertible matrix T such that \(M_F=TE\). Since the rank of \(M_F\) is \(\ell _m\), the matrix E does not have any zero row. The i-th row of E represents a polynomial \(h_{m,i}\) that belongs to \(\mathcal {L}_m\). Its Zariski tangent term \(t_{m,i}\) is represented by the pivot (the first non-zero entry from the left in a row) and the entries whose corresponding monomials have the same degree as the monomial corresponding to the pivot. In particular, the Zariski tangent term contains the monomial corresponding to the pivot. The polynomials \(h_{m,i}\) form a basis for the space \(\mathcal {L}_m\) and their Zariski tangent terms \(t_{m, i}\) form a basis for the space \(\mathcal {T}_m\).

Since the monomial \(\prod _{i=1}^{d+1} \mathbf {x}_{1,i}^{n_i}\) in \(\mathcal {C}_m\) is smaller than any other monomials that appear in \(\prod _{i=1}^{d+1} t_i^{n_i}\), the set of the monomials corresponding to the columns with the pivots of E must contain the set \(\mathcal {C}_m\).

By collecting the \(\ell _m\) pivot columns of E in order, we obtain an \(\ell _m\times \ell _m\) upper triangular matrix with the pivots on the diagonal. Denote this minor matrix of E by \(\widetilde{E}\). We also denote the \(\ell _m\times \ell _m\) matrix \(T\widetilde{E}\) by \(\widetilde{M}_F\). The entries of i-th row of \(\widetilde{M}_F\) are the coefficients of the monomials in \(f_{m, i}\) corresponding to the pivot columns of E. Since the matrix \(\widetilde{M}_F\) is nonsingular, we can choose a single non-zero entry from each column of \(\widetilde{M}_F\) in such a way that the non-zero entries are selected exactly one time from each row. This proves Lemmas 4.1 and 4.2.

For Lemma 4.3, we consider the vector space \(V_{\lambda }\) with a sufficiently large positive integer \(\lambda \) so that we could write polynomials of bigger degrees as matrices. Note that the change of coordinate \(x+A_1y^\beta \mapsto x\) in Step C is given with \(\beta >1\). Since

$$\begin{aligned} f_{m, i}(x,y)=\sum _{j=1}^{\ell _m}T_{ij}h_{m,j}(x,y) \end{aligned}$$

for each i, where \(T_{ij}\) is the entry of T in the i-th row and the j-th column, we have

$$\begin{aligned} f_{m, i}^{(1)}(x,y)=f_{m, i}(x-A_1y^\beta ,y)=\sum _{j=1}^{\ell _m}T_{ij}h_{m,j}(x-A_1y^\beta ,y). \end{aligned}$$

Since \(\beta >1\), we immediately see that the change of coordinate does not give any effect on the Zariski tangent term of \(h_{m,i}\) at all. It therefore leaves the positions of the pivot columns of E unchanged. Therefore, by the same argument as for Lemmas 4.1 and 4.2, we can obtain an injection in Lemma  4.3. Furthermore, the same argument works inductively for \(\{f^{(k)}_{m,i}\}\), \(k>1\). This completes the proof of Lemma  4.3.

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Park, J., Won, J. K-stability of smooth del Pezzo surfaces. Math. Ann. 372, 1239–1276 (2018). https://doi.org/10.1007/s00208-017-1602-7

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