Abstract
The purpose of this paper is to prove that for a 2-dimensional continuous Anderson model, at an open band edge, the density of states exhibits a Lifshitz behavior. The Lifshitz exponent need not bed/2 = 1 but is determined by the behaviour of the Floquet eigenvalues of a well chosen background periodic Schrödinger operator.
Similar content being viewed by others
References
J. M. Barbaroux, J. M. Combes and P. D. Hislop,Localization near band edges for random Schrödinger operators, Helv. Phys. Acta70 (1997), 16–43. Papers honouring the 60th birthday of Klaus Hepp and of Walter Hunziker, Part II (Zürich, 1993).
E. Bierstone and P. D. Milman,Semianalytic and subanalytic sets, Inst. Hautes études Sci. Publ. Math.67 (1988), 5–42.
R. Carmona and J. Lacroix,Spectral Theory of Random Schrödinger Operators, BirkhÄuser, Basel, 1990.
J. M. Combes and L. Thomas,Asymptotic behavior of eigenfunctions for multi-particle Schrödinger operators, Comm. Math. Phys.34 (1973), 251–270.
H. Grauert,Analytische Faserungen über holomorph-vollstÄndigen RÄumen, Math. Ann.135 (1958), 263–273.
B. Helffer and J. Sjöstrand,On diamagnetism and the de Haas-van Alphen effect, Ann. Inst. H. Poincaré, Phys. Théor.52 (1990), 303–375.
B. Helffer and A. Mohamed,Asymptotic of the density of states for the Schrödinger operator with periodic electric potential, Duke Math. J.92 (1998), 1–60.
D. Husemoller,Fibre Bundles, McGraw-Hill, New York, 1966.
D. Jerison and C. Kenig,Unique continuation and absence of positive eigenvalues for Schrödinger operators, Ann. of Math.121 (1984), 463–494.
Y. E. Karpeshina,Perturbation Theory for the Schrödinger Operator with a Periodic Potential, Springer-Verlag, Berlin, 1997.
G. M. Khenkin (ed.),Several Complex Variables, IV. Algebraic Aspects of Complex Analysis, Springer-Verlag, Berlin, 1990.
W. Kirsch,Random Schrödinger operators inSchrödinger Operators (A. Jensen and H. Holden, eds.), Lecture Notes in Physics345, Proceedings, Sonderborg, Denmark, 1988, Springer-Verlag, Berlin, 1989.
W. Kirsch and F. Martinelli,On the spectrum of Schrödinger operators with a random potential, Comm. Math. Phys.85 (1982), 329–350.
W. Kirsch and F. Martinelli,Large deviations and Lifshitz singularities of the integrated density of states of random hamiltonians, Comm. Math. Phys.89 (1983), 27–40.
W. Kirsch and B. Simon,Lifshitz tails for the Anderson model, J. Statist. Phys.38 (1985), 65–76.
W. Kirsch, P. Stollmann and G. Stolz,Anderson localization for random Schrödinger operators with long range interactions, Comm. Math. Phys.195 (1998), 495–507.
W. Kirsch, P. Stollmann and G. Stolz,Localization for random perturbations of periodic Schrödinger operators, Random Oper. Stochastic Equations6 (1998), 241–268.
F. Klopp,An asymptotic expansion for the density of states of a random Schrödinger operator with Bernoulli disorder, Random Oper. Stochastic Equations3 (1995), 315–332.
F. Klopp,Band edge behaviour for the integrated density of states of random Jacobi matrices in dimension 1, J. Statist. Phys.90 (1998), 927–947.
F. Klopp,Internal Lifshits tails for random perturbations of periodic Schrödinger operators, Duke Math. J.98 (1999), 335–396.
F. Klopp,Erratum to the paper “Internal Lifshits tails for random perturbations of periodic Schrödinger operators”, Duke Math. J.98 (1999), 335–396.
F. Klopp,Precise high energy asymptotics for the integrated density of states of an unbounded random Jacobi matrix, Rev. Math. Phys.12 (2000), 575–620.
F. Klopp and L. Pastur,Lifshitz tails for random Schrödinger operators with negative singular Poisson potential, Comm. Math. Phys.206 (1999), 57–103.
F. Klopp and J. Ralston,Endpoints of the spectrum of periodic operators are genetically simple, Methods Appl. Anal.7 (2000), 459–464.
P. Kuchment,Floquet Theory for Partial Differential Equations, Vol. 60 ofOperator Theory: Advances and Applications, BirkhÄuser, Basel, 1993.
I. M. Lifshitz,Structure of the energy spectrum of impurity bands in disordered solid solutions, Soviet Phys. JETP17 (1963), 1159–1170.
I. M. Lifshitz, S. A. Gredeskul and L. A. Pastur,Introduction to the Theory of Disordered Systems, Wiley, New York, 1988.
S. łojasiewicz,Sur le problème de la division, Studia Math.18 (1959), 87–136.
G. Mezincescu,Lifshitz singularities for periodic operators plus random potentials, J. Statist. Phys.49 (1987), 1081–1090.
G. Mezincescu,Internal Lifshits singularities for one dimensional Schrödinger operators, Comm. Math. Phys.158 (1993), 315–325.
S. Nakao,On the spectral distribution of the Schrödinger operator with random potential, Japan J. Math.3 (1977), 117–139.
L. Pastur,Behaviour of some Wiener integrals as t → +∞ and the density of states of the Schrödinger equation with a random potential, Teor.-Mat.-Fiz.32 (1977), 88–95 (in Russian).
L. Pastur and A. Figotin,Spectra of Random and Almost-Periodic Operators, Springer-Verlag, Berlin, 1992.
V. V. Petro,Limit Theorems of Probability Theory, Clarendon Press Oxford University Press, New York, 1995;Sequences of independent random variables, Oxford Science Publications.
D. H. Phong and E. M. Stein,The Newton polyhedron and oscillatory integral operators, Acta Math.179 (1997), 105–152.
G. Pisier,The Volume of Convex Bodies and Banach Space Geometry, Cambridge University Press, Cambridge, 1989.
M. Reed and B. Simon,Methods of Modem Mathematical Physics, Vol. IV:Analysis of Operators, Academic Press, New York, 1978.
M. A. Shubin,Spectral theory and index of elliptic operators with almost periodic coefficients, Russian Math. Surveys34 (1979), 109–157.
J. Sjöstrand,Microlocal analysis for periodic magnetic Schrödinger equation and related questions, inMicrolocal Analysis and Applications, Lecture Notes in Math.1495, Springer-Verlag, Berlin, 1991.
M. Skriganov,Geometric and arithmetic methods in the spectral theory of multidimensional periodic operators, Proc. Steklov Inst. Math.171 (1987), 1–121.
M. M. Skriganov,Proof of the Bethe-Sommerfeld conjecture in dimension 2, Dokl. Akad. Nauk SSSR248 (1979), 39–42.
P. Stollmann,Lifshitz asymptotics via linear coupling of disorder, Math. Phys. Anal. Geom.2 (1999), 279–289.
Alain-Sol Sznitman,Brownian Motion, Obstacles and Random Media, Springer-Verlag, Berlin, 1998.
P. A. Tomas,A restriction theorem for the Fourier transform, Bull. Amer. Math. Soc.81 (1975), 477–478.
V. Varchenko,Newton polyhedra and estimations of oscillatory integrals, Functional Anal. Appl.8 (1976), 175–196.
I. Veselić,Localization for random perturbations of periodic Schrödinger operators with regular Floquet eigenvalues, Ann. Henri Poincaré3 (2000), 389–409.
T. H. Wolff,Recent work on sharp estimates in second order elliptic unique continuation problems, inFourier Analysis and Partial Differential Equations (Miraflores de la Sierra, 1992), CRC Press, Boca Raton, 1995, pp. 99–128.
Author information
Authors and Affiliations
Additional information
F. K. acknowledges support form Caltech where this work was initiated, as well as from U.C.L.A and from U.C. Berkeley where it was partially done. F. K. also wants to thanks C. Sabbah for illuminating discussions on analytic vector bundles.
Thanks are due to the NSF for their support under grant DMS-0105158.
Rights and permissions
About this article
Cite this article
Klopp, F., Wolff, T. Lifshitz tails for 2-dimensional random Schrödinger operators. J. Anal. Math. 88, 63–147 (2002). https://doi.org/10.1007/BF02786575
Received:
Issue Date:
DOI: https://doi.org/10.1007/BF02786575