Dispatching and Rescheduling Tasks and Their Interactions with Travel Demand and the Energy Domain: Models and Algorithms
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Abstract
The paper aims to provide an overview of the key factors to consider when performing reliable modelling of rail services. Given our underlying belief that to build a robust simulation environment a rail service cannot be considered an isolated system, also the connected systems, which influence and, in turn, are influenced by such services, must be properly modelled. For this purpose, an extensive overview of the rail simulation and optimisation models proposed in the literature is first provided. Rail simulation models are classified according to the level of detail implemented (microscopic, mesoscopic and macroscopic), the variables involved (deterministic and stochastic) and the processing techniques adopted (synchronous and asynchronous). By contrast, within rail optimisation models, both planning (timetabling) and management (rescheduling) phases are discussed. The main issues concerning the interaction of rail services with travel demand flows and the energy domain are also described. Finally, in an attempt to provide a comprehensive framework an overview of the main metaheuristic resolution techniques used in the planning and management phases is shown.
Keywords
Rail systems Simulation Optimisation Travel demand Energy saving Metaheuristic techniques1 Introduction
Rail transport benefits from several specific features which make it a key element in public transport management, above all in highdensity contexts. Indeed, rail transport is environmentally friendly (low pollutant emissions), highperforming (high travel speeds and low headways) and competitive (low unit costs per seatkm or passengerkm), while presenting a high degree of adaptability to intermodality. However, it is highly vulnerable in the event of breakdowns: a faulty convoy cannot be easily overtaken and sometimes cannot be easily removed from the line, especially in the case of isolated systems (i.e. systems which are not integrated into an effective network) or when a breakdown occurs on open tracks. Thus, reestablishing ordinary operational conditions may require excessive amounts of time and, as a consequence, an inevitable increase in discomfort (user generalised cost) for passengers, who might decide to abandon the system or, if already on board, exclude the railway system from their future choice set. Hence developing appropriate techniques and decision support tools for optimising rail system management, both under ordinary and under disrupted conditions, would clearly affect the modal split in favour of public transport and therefore bring about a considerable reduction in the externalities caused by the use of private transport, such as air and noise pollution, traffic congestion and accidents, conferring clear qualityoflife benefits for both transport users and nonusers (i.e. individuals who are not system users).
However, a rail service is generally considered as a standalone system, and other systems, which are strictly connected with it by means of reciprocal interactions, are regarded just as constant input variables or, at worst, totally neglected. Therefore, after an overview of the main rail simulation and optimisation models proposed in the literature, the paper focuses on the main issue concerning interactions of rail service with travel demand flows and the energy domain.
First, as rail transport, just like any other transport system, has the task of moving people or goods around, a realistic and accurate cost–benefit analysis cannot ignore the flow features involved. In particular, considering travel demand within the analytical framework presents a twosided effect. First and foremost, it leads to introducing elements such as convoy capacity constraints and the assessment of dwell times as flowdependent factors which make the simulation as close as possible to reality. Specifically, the former takes account of the possibility that not all passengers can board the first arriving train, but only part of them, due to overcrowding, with a consequent increase in waiting times. Due consideration of this factor is fundamental because, if it were to be repeated, it would make a further contribution to passenger discontent. By contrast, estimation of dwell times on the basis of flows becomes fundamental in the planning phase. Indeed, estimating dwell times as fixed values, ideally the same for all runs and all stations, can result in deviations between actual and planned operations, with a subsequent deterioration in system performance. Thus, neglecting the above aspects, above all in crowded contexts, would render the simulation distorted, in terms of both costs and benefits. The second aspect, on the other hand, concerns correct assessment of effects of the strategies put in place, both in planning phases (strategic decisions such as the building of a new infrastructure, improvement in the current signalling system or the purchase of new rolling stock) and in operational phases (operational decisions such as the definition of intervention strategies for addressing disruption conditions). Indeed, nowadays in the management of failures, there are operational procedures which are based on hypothetical times for reestablishing ordinary conditions, estimated by the train driver or by the staff at the operation centre who generally tend to minimise the impact exclusively from the company’s point of view (minimisation of operational costs), rather than from the standpoint of passengers. Additionally, in defining intervention strategies, passenger flow and its variation in time (different time intervals) and space (different points in the railway network) are rarely considered. Relying on suitable estimation and forecasting techniques for travel demand, which have to allow for the peculiarities of the railway system as well as be able to properly model the behaviour of passengers in the various phases of the trip (turnstile access, transfer from the turnstiles to the platform, waiting on the platform, boarding and alighting process, etc.) would thus appear clearly important.
As regards the energy domain, the paper focuses on the analysis of energysaving policies which are put in place for reducing energy consumption in railway systems. It is worth noting that this is closely linked to what has so far been described. Indeed, in order to implement proper energysaving strategies, it is, above all, necessary to obtain a reliable estimate of the operational times involved (e.g. recovery times, inversion times, buffer times). Moreover, as the adoption of ecodriving strategies generates an increase in train running times and hence in passenger travel times, it is important to investigate the tradeoff between energy efficiency and increases in user generalised costs.
The remainder of this paper is organised as follows: Sect. 2 provides a description of rail simulation models proposed in the literature; Sect. 3 deals with an extensive overview of rail optimisation models, both for planning and for management phases; Sect. 4 addresses estimation and forecasting techniques for travel demand and the related peculiarities in the case of rail systems; Sect. 5 illustrates contributions to the implementation of energysaving strategies; Sect. 6 presents an overview of the most widely used metaheuristic algorithms for solving dispatching and rescheduling problems; this is followed by some concluding remarks in Sect. 7.
2 Rail Simulation Models
As shown by [1], in the both design and management phases, it is necessary to rely on suitable simulation techniques, which allow the effects of any intervention to be identified, before being put into practice, so as to give adequate support to the decisionmaking process. The railway simulation models proposed in the literature can be classified according to different criteria. A first criterion concerns the level of detail adopted for the representation of the network and enables the distinction among macroscopic, microscopic and mesoscopic models.
Macroscopic rail models describe the network by means of a graph whose nodes indicate the various stations and whose links usually define the frequency and travel times of the various trains. The main advantages of macroapproaches lie in the fact that they require a limited set of input data and a low computational effort. As this makes them able to deal with largesize networks in a reasonable computation time, they are usually implemented in planning phases to carry out strategic evaluations related to different infrastructure scenarios or solve routing problems which consist in defining train paths without time restrictions. However, the low degree of detail adopted in the network representation affects the accuracy of results: they usually contain far fewer nodes and links compared to the microscopic model and consider infrastructure in a more abstract manner. This means that such models are unable to reproduce some aspects such as signalling equipment installed and layout of station tracks and thus are unable to detect train conflicts or provide a reliable estimation of running times.
Microscopic rail models, by contrast, portray the networks in great detail. They take into account information concerning tracks (e.g. the number, length and alignment of the block sections, speed, gradient), features of the signalling system (e.g. signal position, release points, permissive occupancy), layout of stations (e.g. number of tracks, length of platforms, shunting yards, points, vehicle depots), characteristics of the rolling stock (e.g. acceleration/deceleration features, tractive/effort diagram, total and adherence load), operational information (e.g. departure/arrival times, routes, alternative platforms, timing points, dwell times, connections between runs) as well as safety conditions. The variation of each attribute leads to the creation of a new node and hence necessarily of a new link. Such modelling of the infrastructure can be used for operational needs such as calculating travel times, drawing up timetables, detecting probable train conflicts, addressing disruption conditions and testing rescheduling strategies. Hence, they provide very accurate results, albeit requiring the collection of a large amount of data and considerable computational effort.
Mesoscopic rail models represent an intermediate approach between macroscopic and microscopic models. They simulate the performance of the network at an aggregate level, by using aggregate variables such as capacity, flow and density. Traffic, therefore, is represented by convoy packets with identical characteristics (destination, routing behaviour, etc.) which propagate on the network. The main advantage of such models concerns the minimisation of the effort required to represent complex problems. Indeed, they allow only the effectively relevant elements to be analysed and neglect factors which, on the contrary, are not pertinent to the true aim of the study. This permits a simplified simulation of articulated contexts in order to respond to both strategic and tactical needs.
In order to represent the motion of rail convoys in the most realistic way, OpenTrack adopts the socalled column graph or doublevertex graph. In such a graph, each node can be crossed if and only if both vertexes of the node are crossed and this allows a valid representation of the network to be obtained, especially in the case of points. Moreover, OpenTrack follows a hierarchical structure which requires that specific elements be carried out in a given order, that is block sections, routes connecting, contaguous sections, itineraries connecting contiguous routes, runs combining an itinerary with a specific kind of train and a specific departure/arrival time and, finally, the planned timetable made up of all runs on duty. Regarding the simulation core, this software performs a mixed discrete/continuous simulation process which calculates both the continuous numerical solution of the differential motion equations for the trains, by means of Euler’s method [10], and the discrete processes of signal box states and delay distributions. Furthermore, it presents a very userfriendly GUI (graphical user interface) which displays the infrastructure as a doublevertex graph, together with the animation of trains along their route, and offers the possibility of visualising interactive messages and measurement tools during the simulation. EGTRAIN, by contrast, does not provide any GUI (the interface with the user consists of a simple Win32 Console window) and performs a timediscrete simulation (i.e. the clock goes ahead with discrete time where each time instant t is obtained as the sum of the previous time instant t − 1 and the defined time step Δt: t = t − 1+ Δt).
Finally, both simulation tools provide similar outputs: train motion diagrams (speed–distance, speed–time, distance–time trajectories); occupation times of rail sections (in both numerical and graphical format); track conflicts; statistics, such as the percentage of delayed trains at a certain station and overall train punctuality (fixing a certain delay threshold); energy consumption diagrams (electrical or mechanical power–time diagrams, electrical or mechanical energy–space diagrams). However, these software packages are aimed only at simulating train services, without considering its interactions with travel demand, whose influence has an impact on estimating dwell times to be implemented in the simulated timetable. Moreover, it is worth noting that, while OpenTrack is a commercial software whose code is clearly unknown, since it works as a black box, EGTRAIN is software developed for research purposes in C++ language, hence offering the possibility of developing new functions and performing interactions with other models in a very simple way.
Moving onto the class of mesoscopic models, it is worth citing the contribution of [16], concerning the development of an eventdriven multitrain simulation model which was implemented by means of Stochastic Activity Networks (SANs) formalism [17, 18]. Specifically, as shown by [19], SANs can be considered a stochastic variant of Petri nets developed for dealing with nonfunctional properties of a system such as its performability. Indeed, this mesoscopic model aims to perform a RAMS analysis [20], so as to assess global effects of breakdowns on rail services and simulate strategic operations for reestablishing ordinary service conditions (e.g. moving a broken train to the depot and substituting it with a spare). The computational efficiency of this model is due to the fact that only main events, such as modifications in signal aspects or train arrivals/departures from sections, joints and stations, are taken into account, while events relative to train acceleration/deceleration phases are neglected.
Moreover, [21] developed a mesoscopic model for simulating freight train operations in a rail network by means of the eventbased simulation computer package Simul8 which adopts a decomposition approach. It consists in separating the whole system into its components (i.e. rail lines, rail yards, rail stations, rail terminals and junctions) and capturing the interactions existing among them by modelling the network as an interconnected queuing system, so as to preserve the global perspective in operating performance estimation.
Approaches aimed at transforming a micromodel into a macro one and vice versa are possible. In particular, as shown by [23], the derivation of a macroscopic model from a microscopic framework is known as a bottomup approach, while the topdown approach can be used for generating artificial microscopic infrastructure whose level of detail depends on the problem addressed and the perspective analysed.
Clearly, the bottomup approach is the most widely used, since it is straightforward to implement inasmuch as the final model requires less information than the starting one. In this context, [24] developed a particular interface enabling data migration between Railsys and NEMO models with the aim of supporting the generation of a conflictfree timetable. Moreover, [25] derived a macroscopic framework starting from a microscopic model, implemented in OpenTrack, for determining conflictfree track allocations. In particular, the transformation occurs by means of the aggregation of block sections and station areas, together with the introduction of ‘pseudonodes’ which replicate the interactions among different convoys. In addition, after deriving the macroscopic from the microscopic model, the proposed procedure combines them with each other in order to validate the solutions provided.
Indeed, several contributions in the literature arranged frameworks based on the combination of two different approaches, so as to be able to exploit the advantages of both of them and overcome their drawbacks. Macro and microapproaches are generally merged or combined in an iterative manner. In this context, [26] developed a micro–macro framework for timetabling design which consists in performing an iterative adjustment of trains running and minimum headway times, so as to determine a feasible timetable and, in addition, analyse its stability and robustness features. Moreover, [27] illustrated the tool ROBERTO based on a microscopic representation of the network, whose outputs (i.e. running and headway times) are used as inputs for the macroscopic timetabling model DONS [28].
In the meanwhile, a first attempt in combining mesoscopic and microscopic models was made by [16] with the aim of carrying out stochastic analysis in a rescheduling framework. The idea consists in exploiting the major computational efficiency of a mesoscopic model for performing millions of ordinary service simulations and, only when a failure occurs, bringing into play the microscopic simulator (i.e. EGTRAIN) so as to derive a more accurate and focused analysis.
Another classification criterion is dictated by the processing technique implemented, according to which it is possible to distinguish between synchronous and asynchronous simulation models. Synchronous approaches simulate events as they occur in reality. Therefore, a chronological progression is followed, with no chance of returning to previous states. Hence, this kind of simulation follows an eventdriven approach and is generally applied to evaluate network performance, taking into account interactions among trains. By contrast, in asynchronous models, the convoys are simulated according to their class of priority, which means that the simulation is divided into several steps on the basis of a particular principle which is related to the category the trains belong to: the trains belonging to the higher categories are first simulated and are therefore unaffected by interactions with other convoys. Progressively, trains belonging to other categories are then processed until the service is completely simulated. A typical application of such a hierarchical procedure is the construction of a timetable in the planning phase. Examples of synchronous commercial simulation tools are: VISION [29] developed in the UK, FALKO [30] distributed by Siemens and RAILSIM X [31] commercialised by the Systra Group. On the other hand, examples of asynchronous models are BABSI [32] and STRESI [33], both developed at the RWTH Aachen University in Germany.
Finally, according to the assumptions on the distribution of the parameters involved, a distinction may be drawn between deterministic and stochastic simulation models. The deterministic case deals with parameters characterised by a steady value equal to their average, which means that factors such as departure/arrival times, dwell times and travel times are processed as constant quantities. On the other hand, in the case of stochastic simulations, parameters involved are considered as random variables and are therefore modelled by means of their probability density function (pdf), as well as the mean and the standard deviation of the pdf itself. Deterministic models are generally implemented in design phases, while stochastic models are more suitable for evaluating network performance (e.g. robustness of timetables, stability against disturbance, impacts of operational strategies), since they better reflect the actual conditions. Many types of software, such as the abovementioned OpenTrack and EGTRAIN, can be used to perform both deterministic and stochastic simulations. Specifically, EGTRAIN allows stochastic delays and failures to be simulated, while OpenTrack is able to take into account stochasticity of train performance, dwell time and delays, performing a set of simulations by randomly changing input parameters.
Classification of rail simulation software tools: an overview
Software tool  Level of detail  Simulation workflow  Assumption on variables involved  

Macro  Meso  Micro  Synchronous  Asynchronous  Deterministic  Stochastic  
NEMO [2]  ✓  ✓  ✓  
SIMONE [3]  ✓  ✓  ✓  ✓  
TransCAD [4]  ✓  ✓  ✓  ✓  
RailSys [5]  ✓  ✓  ✓  ✓  
✓  ✓  ✓  ✓  ✓  
EGTRAIN [8]  ✓  ✓  ✓  ✓  
Arena [11]  ✓  ✓  ✓  ✓  ✓  
AnyLogic [12]  ✓  ✓  ✓  ✓  ✓  
Multitrain simulator [16]  ✓  ✓  ✓  
Decomposition approach [21]  ✓  ✓  ✓  
TTPSW [22]  ✓  ✓  ✓  ✓  
VISION [29]  ✓  ✓  ✓  ✓  
FALKO [30]  ✓  ✓  ✓  
RAILSIM X [31]  ✓  ✓  ✓  ✓  
BABSI [32]  ✓  ✓  ✓  
STRESI [33]  ✓  ✓  ✓  ✓ 
3 Rail Optimisation Models
The issue of managing and optimising railway operations is addressed in the literature as dispatching and rescheduling problems, which consist in monitoring and controlling to ensure smooth running of rail services, as well as reestablishing ordinary conditions, in response to any kind of system failure, by adjusting the planned service to the actual situations.
Differences between offline timetabling and realtime traffic management [34]
Factors of comparison  Offline timetabling  Realtime traffic management 

Main objective  Design optimal schedule  Implement optimal control 
Schedule validity  Several years  Up to few perturbed hours 
Degree of flexibility  Any change applicable  Minor timetable modifications 
Traffic conditions  Usually ideal conditions  Perturbations or disruptions 
Time span of prediction  Longtime horizon  Up to several hours 
Space span of prediction  Large traffic network  Rail junction or small network 
Computation time  Up to several months  Up to a few minutes 
Online versus offline and static versus dynamic approaches [35]
Static  Dynamic  

Online  Online static traffic rescheduling Open Loop Control  Reactive dynamic Closed Loop Control  Proactive dynamic Closed Loop Control 
Offline  Train timetabling  – 
The close relationship between the two abovementioned management dimensions is evident: a welldesigned timetable, with a high degree of stability and robustness, makes the rescheduling process easier and smoother.
3.1 The Timetabling Phase
The timetabling process for a railway line consists in establishing the departure and arrival times of each convoy at each station being served, respecting the limits imposed by safety, law, the infrastructure, signalling system and the need to guarantee a certain number of transfers. The process is crucial for the entire railway operation as it influences, directly or indirectly, system performance, the degree of use of the infrastructure capacity, service quality, the management of rolling stock and crew scheduling.
This section is structured as follows. First, a literary review focusing on the main issues related to the timetabling process is provided. Specifically, the adopted criteria are: (1) features of cyclic timetable structures; (2) timetable performance measures; (3) implemented methodological approach; and (4) adopted objective function. Then, the interactions between the timetable and energy domain on the one hand, and the timetable and passenger flows on the other, are briefly recalled in the light of the treatment provided in Sects. 4 and 5.
Generally, timetables are characterised by the adoption of cyclic structures, which can include particular properties, namely periodicity, synchronisation and symmetry. Periodicity consists in setting regular intervals between trains during the whole service; synchronisation regards the coordination of departure and arrival times of the planned runs in order to provide feasible transfers for passengers; symmetry concerns the adoption of the same timetable features in both directions and, as shown by [36], it makes sense only if travel times and dwell times are the same in both ways and travel demand is symmetrical as well.
Periodic timetables are usually modelled by means of a Periodic Event Scheduling Problem (PESP), introduced by [37]. This approach is widely adopted [38, 39, 40, 41]. Moreover, [42] described a stochastic variant of the PESP which takes into account random disturbances to rail services; [43, 44] proposed a synchronisation model which minimises waiting times for passengers. Similarly, [45] developed a timetable optimisation framework implementing particle swarm optimisation and simulated annealing for enhancing the performance of transfer synchronisation between different rail lines. Finally, an example of an optimisation framework for symmetrical timetables can be found in [46], whose approach duly takes account of modal split and travel demand.
Timetable performance measures are reliability, punctuality and robustness. Reliability is the ability of a system or a component to perform its required functions under stated conditions for a specified period of time [47]; punctuality is usually defined as the probability of a train arriving less than x minutes late [48]; and robustness refers to the capability of avoiding delay propagation as much as possible [49]. A robust timetable is generally designed by suitably introducing buffer times for absorbing potential delays. However, it is necessary to strike the right balance between the use of railway capacity and the robustness of the timetable [50, 51, 52, 53]: with an increase in buffer times, the timetable presents greater flexibility and thus an increased chance of absorbing delays, avoiding their spread. However, this could lead to an underusage of system capacity.
Moreover, [57] provided a twostage model for carrying out robust timetables in which, after obtaining a stable timetable structure (i.e. a structure which minimises the tradeoff between capacity utilisation and travel times), the optimal allocation of time supplements and buffer times is derived. In addition, a delay propagation model is implemented for validating the obtained timetable. Similarly, [58] developed a threestage framework aimed at identifying robust timetable structures by means of a combination of linear programming with stochastic programming and robust optimisation techniques. In particular, first the train timetabling problem (TTP) is modelled neglecting robustness; in the second step, different training methods, which essentially test the impact on the system of the occurrence of delays, are implemented and, finally, a validation phase is performed. Furthermore, [59] proposed an optimisation methodology for maximising timetable robustness in which the variability of dwell and travel times, as well as the possibility of overtaking, are considered. In addition, [60] improved the approach developed by [61], proposing a method for generating periodic timetables aimed at maximising timetable stability indirectly, i.e. by optimising the cycle time. Indeed, as shown by [62], a timetable can be stable only if the nominal timetable period is higher than the minimum cycle time. Moreover, the degree of stability grows with the increase in the gap between these two quantities. Furthermore, [63] developed a stochastic delay propagation model which evaluates timetable robustness by means of individual and collective measures, related, respectively, to primary and knock delays, and tested it on a portion of the Indian railway network. As to timetable performance addressed in the literature, it is worth citing the following contributions: [64] which proposed an integrated timetabling/delay management framework by introducing a new concept of robustness, known as recoverable robustness, and [65] which derived a method for comparing different timetable structures in terms of attractiveness for passengers, computing the socalled time displacement between what travellers desire and the scheduled service, whose formulation takes into account frequency and travellers’ time adaptability.
Simulationbased approaches for performing the timetabling phase can be found in [66, 67]. In particular, the former proposed an integrated framework which combines a micro and a macronetwork representation. The timetable structure is carried out at the microscopic level, thanks to a very precise adjustment of running times and minimum headways, while, at the macroscopic level, the tradeoff between travel times and degree of robustness is performed. By contrast, [67] proposed a design approach aimed at generating a robust and energyefficient timetable by means of a threestage process which combines different levels of analysis: microscopic, macroscopic and a corridor finetuning level. The basic idea is to optimise each performance indicator at an appropriate level so as to obtain a more reliable evaluation.
Clearly, bearing in mind the importance of the abovementioned issues related to the stability and robustness of a timetable, different objective functions can be considered, according to the examined contexts: [68] proposed a methodology to optimise the timetabling process so as to find the right balance between the quality of service and operational costs; [69] introduced an optimisation problem in which the objective function to be maximised is the degree of use of the railway infrastructure; [70, 71, 72, 73] proposed demandoriented timetabling methodologies. Moreover, [74, 75] modelled the timetabling phase as a constrained jobscheduling problem, in which the objective function to be minimised is the total delay. In particular, the introduced restrictions are relative to travel demand and to the connections between runs, in order to guarantee a minimum number of transfers. Furthermore, the optimisation of the timetabling phase in an energyefficient perspective can be found in [76, 77]. The close relationship between timetable, ecodriving profiles and energysaving strategies will be explored in Sect. 5.
Moreover, it is worth noting that a crucial factor of the timetabling process is the estimation of dwell times, above all in the case of congested lines, given their nature of flowdependent factors. Indeed, during the boarding/alighting process rail operations are directly affected by passenger flows and this implies a twofold impact. On the one hand, there arises the need to perform a reliable estimation of the flows involved (i.e. boarding, alighting and onboard flows); on the other, the implementation of proper estimation techniques for computing dwell times proves imperative in order to ensure a high degree of timetable robustness, thus making the service more reliable and attractive. Specifically, estimation techniques of travel demand flows are addressed in Sect. 4, while an extensive overview of the dwell time estimation methods can be found in [78].
3.2 The Rescheduling Problem
The rescheduling problem covers much of rail operations research, since the advantages offered by rail transport, in terms of high travel speed and low headway values (due to exclusive lanes, constrained driving and signalling systems), are counterbalanced by intrinsic vulnerability to failure. This means that, during the management of disruption conditions, dispatchers cannot be forced to count only on their experience (e.g. by presuming the amount of recovery times or the most successful intervention strategy), but they must be able to rely on suitable decision support systems which enable them to act suitably and effectively.
Generally, recovery strategies are implemented according to three consecutive phases: timetable rescheduling, rolling stock rescheduling and crew rescheduling. However, what follows is essentially focused on timetable rescheduling.
As shown by [23], the rescheduling process consists in two successive steps. The initial phase concerns identification of potential conflicts on the basis of the current state of the infrastructure, the characteristics of operational times, the availability of rolling stock and the position and travel speed of each convoy. This is followed by a problemsolving phase which, according to the results of the previous step and the delays actually occurring, identifies the most appropriate strategies for reestablishing normal operating conditions.
The rescheduling methodologies proposed in the literature, according to different factors, are classified below. Specifically, the criteria considered are the following: (1) methodological approach performed; (2) level of detail adopted; (3) established workflow; (4) embedded level of randomness; (5) implemented degree of interaction with travel demand; (6) types of networks analysed; (7) severity of failures modelled; and (8) perspective adopted.
Rescheduling problems are frequently addressed by means of simulationbased methods and therefore railway optimisation models, like their simulation counterparts, can be classified into macroscopic and microscopic, according to the degree of detail implemented. Moreover, two main modelling approaches are generally adopted which are based on the implementation, respectively, of the socalled Alternative Graph (AG) and MixedInteger Linear Programming (MILP) formulations.

data loading and exchange of information with the field;

assigning a passable route to each train in order to avoid blocked tracks;

defining optimal train routes, ordering and specifying exact arrival and departure times at stations and at a set of key points in the network;

ensuring a minimum distance headway between trains while maintaining acceptable speed profiles.
In [82], ROMA was integrated with the microscopic traffic simulator EGTRAIN so as to incorporate the dynamic evolution of traffic conditions into the dispatching procedure.
Other rescheduling approaches based on the adoption of the alternative graph concern: delay management problems [83], rerouting recovery actions [84, 85, 86] and conflict resolution tasks [87]. Also, large network contexts and very severe disruption conditions can be addressed by means of such an approach [88]. Moreover, formulations of alternative graph targeting for dealing with disruption conditions in rail lines with movingblock signalling systems (i.e. headway is computed as a minimum time lag on each section for two consecutive trains) were developed by [89, 90, 91].
While rescheduling methods based on the alternative graph generally adopt a microscopic approach, works implementing mixedinteger linear programming (MILP) formulations proposed in the literature deal with both microscopic [92, 93, 94] and macroscopic [95, 96, 97, 98, 99, 100, 101] frameworks.
Further, [102] proposed a realtime recovery management model, for dealing with multiple disruptions, which adopts heuristic dispatching rules and integrates different intervention strategies such as reordering, retiming, speed control and dwell time adjustment; [103] developed an integer programming model with an innovative formulation with networkbased cumulative flow variables for addressing a simultaneous train rerouting and rescheduling problem; [104] formulated a mixedinteger programming model, for handling a complete blockage disruption on highspeed lines, whose aim is to minimise the total weighted train delay and the number of cancelled trains, in accordance with headway and station capacity constraints; [105] addressed the timetable rescheduling problem by developing a binary mixedinteger programming model aimed at minimising the time difference between the planned timetable and the rescheduling one which is expressed in terms of trainorderentropy.
The main advantage offered by macroapproaches lies in their lower computational effort which, for example, allows the operator to deal with complex objective functions, as in [106], where a macroscopic multiobjective framework, taking into account passenger satisfaction, operational costs and deviations from the undisrupted timetable, is proposed. On the other hand, by using microsimulation approaches, as already pointed out, the interactions among system components (i.e. infrastructure, signalling system, rolling stock, timetable and travel demand) can be explicitly modelled and the quantities involved accurately computed (e.g. running times, dwell times, headways). Therefore, in order to benefit from the advantages of both approaches, also integrated frameworks which combine these two modelling techniques have been proposed in the literature. In this context, [107] proposed a rescheduling method including both a macroscopic and microscopic model of the network. In particular, the macroscopic representation is implemented in an optimisation framework, based on the model developed by [108], whose aim is to derive timetables and rolling stock schedules in the case of failure. On the other hand, microscopic representation is used for the simulation model, which is based on the proposal of [109], whose structure includes the service simulation model (SSM) and the onplatform model (OPM) for assigning travel demand to the rail network. Moreover, [110] developed an iterative optimisation framework in which a delay management problem is solved macroscopically and then validated microscopically by means of a train scheduling model taking into account the limited capacity of stations. Specifically, the original timetable and travel demand flows are given as initial input data, together with a set of delays computed on arrival. With this information, the algorithm solves the delay management problem by identifying the connections to be maintained and carrying out an expected macroscopic timetable. Thus, the output of the delay management problem becomes the input of the train scheduling problem, whose resolution consists in analysing potential conflicts around stations and estimating delay propagation. The fact that these delays are computed by means of a microscopic approach ensures an accurate degree of estimation. Hence, they are, in turn, implemented in the delay management problem which is run again and, at the end of the iterative process, a timetable minimising passenger delays is designed. Finally, [111] proposed a combined macro–micro approach for solving the delay management problem from an energysaving perspective.
The abovementioned works adopt a synchronous approach since the aim of the analysis is to address events like deviations from the planned service, propagation of delays and system failures. By contrast, the asynchronous approach is generally implemented for solving conflicts between trains belonging to different categories, by always giving priority to trains in a higher category [112]. However, clearly, asynchronous solving conflict algorithms cannot guarantee a global optimum as a solution.
Finally, although the literature contains some deterministic rescheduling methodologies [100, 113, 114], given the random nature of the factors involved the stochastic approach is the most accurate. The importance of taking into account the stochasticity of events lies in the fact that the stability of rail services is very sensitive to the presence of even small variations in the performance of convoys or dwell times, above all due to the risk of a knockon effect of propagation of delays which would negatively affect the entire system. In this context, [115] described the influence on system performance of the stochasticity of design variables within the railway timetable; [116] proposed a probabilistic analytical model which makes a realistic estimate of delay propagation and provides an assessment of delay impact on the service punctuality; [117] developed a stochastic simplified graphical modelling approach, for identifying dependencies among delays, which is based on the socalled trigraph (proposed by [118, 119]), allowing a compact representation of different kinds of delay: primary delays, secondary delays (due to the propagation of primary delays) and delays due to the restricted capacity of the railway infrastructure. The relevance of considering delays as timedependent random variables is stated also by [120, 121] which modelled the uncertainty of train delays, respectively, by means of a Markov stochastic process and Bayesian networks. In addition to delays, also other randomnesses have been modelled. Within this framework, [122] introduced a stochastic disturbance on train performance, while stochasticity of arrival and recovery times is taken into account in the rescheduling models proposed by [123, 124]. Furthermore, [125] analysed the impact of considering uncertainty in the rescheduling framework by comparing the results of different algorithms, both in deterministic and in stochastic scenarios. In particular, train delays are modelled by means of a statistical distribution, while running and dwell times are perturbed with stochastic variations. Similarly, stochasticity of train performance and dwell times is modelled in [126]. In addition, the uncertainty of disruption information is addressed by [127] which developed a stochastic and dynamic rescheduling model aimed at minimising total train delay in the case of a singletrack rail line. Further, the proposed approach is implemented in a rolling horizon framework: the robustness of rescheduling strategies is evaluated considering random segment running times and a segment capacity breakdown with an uncertain duration. Finally, [128] developed a metro rescheduling model which takes into account the stochasticity of travel demand: the arriving ratio of passengers at each station is modelled as a nonhomogeneous Poisson distribution in which the intensity function is treated by means of timevarying origin–destination matrices.
In rescheduling problems, two fundamental, strictly related issues have to be taken into account: on the one hand, the interaction between rail operations and travel demand and, on the other, capacity constraints of the rail service. In particular, the interface between rail operation and passenger flows is represented by the boarding and alighting process which is obviously affected by the available capacity. For the sake of clarity, it is worth noting that taking into account the influence of travel demand on the service is aimed at making the simulation as realistic as possible, irrespective of the final purpose of the analysis (i.e. whether or not the final aim is to satisfy passenger needs). However, issues related to the impact of travel demand on rail service and the minimisation of passenger discomfort are generally addressed together due to their strict relationship. Indeed, boarding, alighting and onboard flows affect the performance of the rail service and, therefore, its attractiveness which, in turn, affects passenger satisfaction. Hence, realistic modelling of boarding and alighting allows more accurate estimation of passenger inconvenience, for example, in terms of waiting times for users on the platform or in terms of total travel times for onboard users. Rescheduling methodologies which fulfil these requirements can be found in [129], which dealt with postdisruption operations at the station platform level and [130] which introduced capacity constraints for taking into account the fact that, especially in crowded contexts, not all passengers waiting on the platform are actually able to board the first arriving train. Furthermore, [131] developed a rescheduling framework for minimising the delay time of alighting passengers, as well as the penalty time of stranded passengers, and [132] proposed a dynamic passenger assignment model which implements an eventbased simulation technique for modelling alighting and boarding. In particular, in the latter, passengers’ en route travel decisions are considered and all phases occurring during a disruption event (i.e. the first transition phase from the planned timetable to the disruption timetable, the second phase where the disruption timetable is performed and the third recovery phase from the disruption timetable to the planned timetable) are modelled. This is a very important point, since passengers who start their trip in different phases are generally affected differently by disruption. Moreover, time variability of travel demand, disruptioninduced service changes and capacity constraints of convoys are explicitly taken into account. In general, the dynamic interaction between rail service and travel demand is considered in the following contributions: [133] proposed a disruption management approach, in the case of a metro system, based on a skipstop pattern, which involves the analysis of timedependent passenger flows under conditions of limited train capacity; [134] developed a model for analysing shortturning and deadheading rescheduling solutions which takes into account the dynamic behaviour of travel demand along the considered planning horizon and aims to minimise passenger overload and improve service quality; [135] proposed a macroscopic rescheduling approach which combines rolling stock and timetable recovery strategies by considering adjustments of stopping patterns in a passengeroriented perspective. In particular, in the latter, the adopted resolution method is a greedy technique based on the passenger flow simulation algorithm proposed by [136].
Moreover, disruption management problems may concern metro [137, 138], regional [139, 140] or highspeed services [141, 142]. Furthermore, different degrees of network complexity can be addressed. In particular, the level of complexity increases from a singletrack case [127] to an Ntrack context [103] and from a single line [143] to a large network [144, 145, 146]. Also, networks with mixed traffic can be analysed, with a further increase in the degree of complexity tackled. For example, [147] developed an online rescheduling model for dealing with different types of train categories (both for passengers and for freight) and different priority rules.
Another classification criterion for rescheduling approaches is the severity of the failure analysed. Indeed, as shown by [148], it is possible to distinguish between disturbance and disruption: disturbances are generally considered as small perturbations influencing the system, while disruptions indicate large external incidents which can lead to the cancellation of runs within the timetable or even to the interruption of the whole service. Clearly, the greater the severity of the failure, the greater the impact of the corrective measures to be adopted. For instance, [149] dealt with the problem of connection and rerouting in the case of a delay occurrence; similarly, [150] developed a learning strategy for the online delay management problem. On the other hand, more severe perturbations are addressed by [151, 152]. In particular, [151] analysed a serious disruption where some block sections have a reduced maximum speed, together with others which are totally unavailable for traffic, by implementing the alternative graph, while [152] developed a macroscopic rescheduling approach for handling cyclic timetables, in the presence of largescale disruptions, which is based on an integer linear programming (ILP) formulation taking into account infrastructure and rolling stock capacity constraints. Moreover, [153] presented a macroscopic rescheduling model to compute the disruption timetable for a complete blockage with a focus on shortturning trains. Partial and complete blockages are also addressed in [97], which developed integer programming formulations for maximising service quality and tested them on case studies from the Netherlands Railways.
Finally, different perspectives can be introduced in rescheduling models. First, as stated above, several works propose passengeroriented methodologies. In addition to the already cited contributions, other passengercentric approaches can be found in [154, 155, 156, 157, 158, 159, 160]. Typical measures of service quality used for determining passenger satisfaction resulting from rescheduling strategies are: cumulative delays, waiting times, user generalised costs, removed connections, a penalty time of stranded passengers. Obviously, passengers are not the only players in the rescheduling process. Indeed, the other parties involved are infrastructure managers and train operating companies. On the one hand, train operating companies are interested in minimising both passenger discomfort and operational costs associated with the rescheduling strategies implemented. On the other hand, infrastructure managers aim to reduce train delays, even if this means cancelling runs or suppressing connection services. Works which, in addition to passenger needs, considered the operational costs of train companies are those proposed by [106, 161]. In this context, it is also worth citing [162] which computed different measures of costs resulting from the disruption management process, such as total operational cost for passenger services, total operational cost for empty movements and total number of schedule changes (i.e. services, composition and inventory train changes), as indicators of the effort made by rail companies to put recovery strategies in place. The tradeoff between the targets pursued by the two abovementioned stakeholders (i.e. infrastructure managers and train operating companies) is addressed in [87, 163, 164]. In addition, since the reduction in energy consumption is one of the main goals of railway companies, as already touched upon, rescheduling methods which adopt an energysaving perspective have also been proposed, confirming the close relationship among the analysed domains. Energy consumption and saving will be discussed in Sect. 5.
In the light of the above, it is understandable that rescheduling problems are strongly NPhard and, therefore, for their resolution, it is necessary to rely on proper heuristic and metaheuristic methods which are able to find suboptimal solutions within suitable computation times. Such techniques are adopted for solving transport problems of widely different kinds, as will be shown in Sect. 6.
4 Estimation Techniques for Travel Demand Flows
In order to obtain accurate results by means of simulation and optimisation frameworks, explicit modelling of travel demand has a fundamental role. Indeed, reconstruction, estimation and prediction of travel demand [166] represent key aspects to be addressed in any kind of assessment regarding transportation systems, so as to optimise both planning and management phases. Strictly speaking, the interaction between the rail service and passenger flows occurs at the train–platform interface. Indeed, during the boarding/alighting process, different kinds of passenger flows (i.e. waiting flows, onboard flows, boarding flows and alighting flows) interact with each other, influencing the dwell time at the station and hence the timetable as a whole. This happens from a strict operational point of view, regardless of whether the adopted approach is demand oriented. A further step in the decisionmaking process is then related to the importance of generating passengeroriented dispatching strategies, such as demandoriented timetables; passengercentric rescheduling solutions; energysaving scenarios which achieve a fair tradeoff between the reduction in energy consumption and the increase in user travel time.
In the light of the above, what appears evident is the importance of relying on suitable estimation and forecasting techniques for travel demand, which have to correctly take into account the peculiarities of the railway system as well as be able to properly model the behaviour of passengers in the various phases of the trip (turnstile access, transfer from the turnstiles to the platform, waiting on the platform, boarding and alighting process, etc.). This is the motivation for which travel demand estimation techniques have been carefully investigated in the overview provided.
Three different methods can generally be adopted: direct estimation [167, 168, 169], disaggregated estimation [170, 171, 172, 173, 174] and aggregate estimation [175, 176, 177, 178].
Direct estimation enables the reconstruction exclusively of the present demand, without any capacity for future prediction. Strictly speaking, the O–D matrix is not directly observable in its entirety. Indeed, given the huge quantity of data to be collected, carrying out a census would not be economically doable even if, in certain instances, technically feasible. Thus, direct estimation actually consists in making use of sampling techniques together with inferential statistics methods for extending the information content of a sample to the whole analysed system. Different kinds of surveys may be carried out such as onboard surveys (also called cordon surveys if aimed at estimating the crossing demand), household surveys, destination surveys and (e)mail surveys. Additionally, in recent years, given the exponential growth in the field of Information and Communications Technology (ICT), further survey methods have been developed, namely CAPI (computerassisted personal interviewing), CATI (computerassisted telephone interviewing) and CAWI (computerassisted web interviewing). However, whatever the approach adopted, as shown by [179], a preparatory design phase of the survey is required. Such a phase consists in first defining the sampling unit and the sampling strategy, which could generally be simple random sampling, stratified random sampling or cluster sampling. Then, according to the sampling method adopted, it is necessary to set up the sample size and the estimator to be applied.
However, should a certain predictive capacity be required, it is necessary to make use of a disaggregate estimation of the O–D matrix which consists in specifying (i.e. providing the functional form and related variables), calibrating (i.e. determining numerical values of model parameters) and validating (i.e. verifying the ability of the model to reproduce original data), by means of proper information, a model which manages to reproduce the variations in travel demand as a result of modifications in transport system performance or socioeconomic conditions. In this case, two different survey approaches can be implemented: the revealed preference (RP) approach [179], which is based on the use of data related to real traveller behaviour, and the stated preference (SP) approach [180, 181], based on the statements of travellers related to their potential choices in the case of a hypothetical scenario, which has to be appropriately described and illustrated in order to make user declarations as reliable as possible. With the use of the second approach, the predictive capabilities of calibrated demand models can be improved. Hence, once the functional formulation of the model, together with the types of attributes to be considered, has been specified, it is necessary to carry out the calibration phase by means of which a numerical value is associated with each parameter involved. Generally, in order to calibrate a disaggregate demand model, the Maximum Likelihood (ML) method is performed [179].
Finally, the aggregate estimation of travel demand indicates a correction procedure of the O–D matrix which consists in updating a previously known matrix, through aggregate type data, such as traffic counts, in order to improve its reliability and guarantee accurate assessment of the system status in the forecasting phase. In this context, it is worth noting that, in contrast to the sample surveys which are complex and expensive, counts incur lower costs and can be obtained automatically.
In the case of congested networks, the estimation problem of the O–D matrix can be formulated as a fixedpoint problem [182, 183] or, alternatively, by means of a bilevel optimisation framework. In the latter, the upper level represents the estimation problem, while the lower level addresses the network assignment problem. Contributions related to the above approach are [184, 185], and, more recently, [186, 187] addressing a deterministic user equilibrium (DUE) assignment and [188, 189, 190] dealing with a stochastic user equilibrium (SUE) approach.
At this point, it is worth addressing the definition of functions \( z_{1} \left( \cdot \right) \) and \( z_{2} \left( \cdot \right) \) in Eq. (1), which represent the goodness of fit measures and can be expressed by means of different estimators. In particular, for the static approach, we can have the maximum likelihood [177, 191, 192], the generalised least squares [193] and/or the Bayesian [192]. A complete overview of the features and statistical principles of such estimators can be found in [179].
Moving onto withinday dynamic contexts, where travel demand varies within the time period analysed, the matrix representation consists in a certain number of matrices: they are as many as the temporal intervals into which the reference period has been subdivided. The introduction of a time dimension leads to two different estimation approaches, namely sequential and simultaneous, as shown by [194]. In order to describe such approaches, let the total study period \( H \) be divided into \( n_{h} \) intervals \( h \) (with \( h = 1 \, \cdots \, n_{h} \)) of equal length \( T \), such that \( H = n_{h} \cdot T \).
The aim is to identify matrices \( {\mathbf{d}}_{1}^{*} \cdots \, {\mathbf{d}}_{{n_{h} }}^{*} \), for each interval \( h \) into which the reference time period \( H \) is split, which minimise the ‘distance’, on the one hand, between the unknown demand vectors \( {\mathbf{x}}_{1} \cdots \, {\mathbf{x}}_{{n_{h} }} \) and the previously estimated demand vectors \( {\hat{\mathbf{d}}}_{1}^{{}} \cdots \, {\hat{\mathbf{d}}}_{{n_{h} }}^{{}} \); and, on the other, between the flow vectors \( {\mathbf{v}}_{1} \cdots \, {\mathbf{v}}_{{n_{h} }} \) (obtained by assigning demand vectors \( {\mathbf{x}}_{1} \cdots \, {\mathbf{x}}_{{n_{h} }} \) to the network) and the traffic count vectors \( \hat{\varvec{f}}_{\varvec{1}} \cdots \, \hat{\varvec{f}}_{{n_{h} }} \).
In this context, one matrix at a time is identified, starting from the first temporal interval and proceeding until the last, maintaining the previously calculated matrices fixed time after time.
Generally, conversely to a simultaneous approach which is usually adopted for offline estimates, the sequential approach can be used for online applications. Indeed, it provides lower computational complexity, splitting the problem in question into different subproblems which are easier to analyse. Thus, the matrix estimated for each time slice can be used as estimation input for the following time period. However, it presents the drawback of considering, for each demand vector \( {\mathbf{d}}_{h}^{*} \), limited information, i.e. traffic counts \( \hat{\varvec{f}}_{h} \), associated exclusively with the time interval to which demand vector refers. Therefore, in order to rectify this aspect, different contributions based on the adoption of Kalman filtering methodologies have been proposed [195, 196].
However, with the adoption of an assignment matrix, as shown by [197, 198, 199], the simultaneous approach assumes a prohibitive computational complexity, even in the case of mediumsize networks. Therefore, in order to deal with more feasible computational times and, at the same time, adopt a simultaneous approach which is the most suitable from a conceptual point of view, several nonassignment based methods for dynamic O–D matrix estimation have been developed. Within this framework, after pioneering works by [200, 201, 202, 203, 204], more recent contributions proposed the adoption of evolutionary methods [205, 206, 207, 208, 209, 210], simulating annealing techniques [211], bee colony optimisation [212], probe vehicle data [213] and artificial intelligence approaches [214, 215, 216]. Other major contributions are provided by [217, 218] which addressed the simultaneous adjustment of a dynamic traffic demand matrix by means of a gradient approximation approach representing a variant of the simultaneous perturbation stochastic approximation (SPSA) path search optimisation method proposed by [219, 220]. Further variants of the SPSA approach are WSPSA proposed by [221, 222] and cSPSA presented by [223]. Similarly, [224] proposed a method based on the use of linear approximations of the assignment matrix in optimisation iterations and tested several specific solution algorithms which differ in the search direction.
On completion of the abovementioned contributions, regarding both static and dynamic frameworks, it is worth citing the work by [225] proposing a GLSbased withinday dynamic estimator which provides room for significant improvements in the unknowns/equations ratio, thanks to a quasidynamic approach based on the intuitive assumption of considering distribution rates as constant within a wider time interval compared to the withinday variation of the generation rates.
Another point strictly related to the abovementioned aggregated estimation techniques is the Network Sensor Location Problem (NSLP) which addresses the relationship between survey costs and estimation accuracy [226, 227, 228, 229, 230, 231, 232]. Basically, it consists in identifying the optimal location (i.e. the location which maximises the information content) under a budget constraint (i.e. a given number of count sections). With the advances in the field of ICT, in addition to traffic counts, also other kinds of data sources have been implemented to carry out reliable estimation of O–D matrices, such as GPS data [233], video recordings [234], mobile phone data [235], eticketing and automatic fare collection systems [236, 237, 238, 239, 240, 241, 242, 243, 244].
5 Energy Issues Related to Rail Systems
In recent years, beyond improving the performance of rail systems so as to drive the modal split towards such a sustainable transport mode, thus reducing pollution and congestion effects due to private vehicle use, considerable attention has been focused on energy issues for reducing the energy consumption of systems based on rail technology. Therefore, dispatching and rescheduling decision support systems, based on an energysaving perspective, are being increasingly used in rail transport research. On the one hand, the energy domain is linked to operational aspects of rail services (e.g. the need to synchronise train movements and proper planning of extra time resources for implementing ecodriving profiles), as will be extensively illustrated below. On the other, the goal is to reduce energy consumption without penalising passenger needs. In the light of the above, the strict correlation among rail services, travel demand and energy domain appears obvious. Hence, to complete the picture, this section provides an overview of the energysaving approaches proposed in the literature.
The following strategies may be considered elements of energysaving approaches: adoption of ecodriving profiles, regenerative braking, the introduction of timetable adjustments, exploitation of onboard and wayside storage systems, and the use of reversible substations. Clearly, they are strictly interrelated: the design of energyefficient speed profiles consists in identifying the pattern which minimises tractive energy consumption, given a running time to be respected [245, 246], while strategies based on exploiting of regenerative braking aim to reuse the amount of kinetic energy produced during the braking phase by converting it back to electrical energy. In this case, the traction motor also acts as a generator and the recovered energy can be used at the same time or stored for later use by means of energy storage devices. For instance, an onboard storage device allows temporary accumulation of the excess energy regenerated and its release for the next acceleration phase of the same train [247, 248], while the aim of a wayside storage device is to release it when required for the acceleration of other convoys [249, 250]. In this context, timetable optimisation, aimed at synchronising acceleration and deceleration phases of convoys operating in the network, represents a key task for maximising the receptivity of the line [251, 252, 253, 254]. Additionally, the role of an energyefficient timetabling phase lies in the suitable design of all operational times involved, such as running times, buffer times, dwell times and reserve times [165, 255, 256]. Moreover, by means of reversible or active substations, the energy regenerated can also be fed back into the medium voltage distribution network [257, 258, 259]. An extensive overview of regenerative braking issues and energy storage systems, together with the abovementioned related concerns, can be found, respectively, in [260, 261]. This work, instead, focuses on strategies involving the design of suitable speed profiles and optimisation of operational times within timetables from an energysaving perspective.
The first strategy requires transmitting to the train information related to the switching points for the coasting phase, while the second is more straightforward to implement since it requires simply communicating a different speed limit. Therefore, the technological level of the rail system may affect the choice between these two approaches.
However, as shown by [255], the total travel time between two successive stops, in both cases, increases. Indeed, ecodriving policies are based on the adoption of speed profiles which are far from those at maximum performance and thus provide a longer travel time. This means that they are feasible only if there is an extra time availability on a given line service. This time is generally known as reserve time. In order to clarify this concept, it is worth analysing the different time rates concerning the timetable design phase. As stated above, this task involves the computation of running times between two stops, dwell times at stations for the boarding/alighting process, buffer times and layover times. Buffer times are generally set up during the design phase in order to address possible delays or, simply, eventual fluctuations which can occur during the service, given the stochasticity of the phenomenon being examined. Suffice it to think, for instance, that inevitably every train driver drives in his/her own way, but even the same train driver might drive in two different ways on two different days. Obviously, the lower the level of automation, the higher the relevance of the stochastic nature of the factors involved. The layover time is the time spent by the convoy at the terminus. The minimum layover time is represented by the inversion time and possibly by the time required for possible shunting. Moreover, there could be an additional time interval between when the convoy is physically ready to undertake the run in the opposite direction and when it can actually depart according to the timetable indications. However, in certain cases, the term layover time indicates only this further time rate, while the inversion time is computed in the cycle time. For the sake of completeness, also synchronisation times, for making transfer options available for passengers, can be taken into account. Hence, the abovementioned extra time availability could involve running time reserve, dwell time reserve, buffer time, and time exceeding the layover time at the terminus, if any. These times are properly scheduled during the timetable design phase by increasing the minimum times required for the service. For example, as for travel time, the International Union of Railways (UIC) suggested increasing the minimum travel time by 3–8%. Obviously, the possibility of exploiting these extra times, for implementing such energysaving strategies, is subject to the preservation of timetable stability and service quality. Therefore, the identification of an analytical framework for reliably quantifying the timetable rates involved in implementing energysaving strategies, as well as defining optimisation models taking into account the tradeoff between ecodriving profiles and passenger needs, proves fundamental [262]. Moreover, in a rail context, ES strategies are commonly implemented between two successive stops, while in a metro context the most suitable approach consists in examining the whole outward and return trip, given the fact that the service is frequency based, which means that the parameter to be respected is the headway between two successive convoys, rather than a timetable, generally unknown to users. Therefore, in the case of metro systems, the energysaving strategies are generally implemented by considering arrival and departure times at the terminus, rather than at each station [255].
However, according to the literature, the abovementioned techniques can be applied separately by addressing individually the design of energyefficient driving profiles [263, 264] and the optimisation of operational times within the timetable [265, 266] or, more frequently, in an integrated framework. In this context, [267] proposed a train control approach, based on an optimisation model, which combines energyefficient timetables and speed profiles. In particular, the procedure is characterised by a dynamic layout, since it provides a dynamic adjustment of the cycle time on the basis of travel demand changes, in order to minimise energy consumption. Moreover, a linear approximation method is implemented with the aim of dealing with a convex optimisation problem, whose resolution is performed by means of Kuhn–Tucker conditions. Moreover, [268] developed a nested optimisation framework in which, starting from the planned total running time, energyefficient speed profiles are derived: the optimal cruising speed is defined by means of the outer loop of the Fibonacci algorithm [269, 270], while, in the inner loop, the bisection method computes, for the given cruising speed, the optimal switching points of the coasting phase. In addition, different distributions of running time supplements are tested and compared in terms of service punctuality and energy consumption. Furthermore, [271] devised a simulationbased optimisation procedure in which the simulation model provides the most energyefficient driving profile, computing energy consumption Pareto curves for each stretch, and the optimisation tool allocates the total running reserve time available in the most efficient way among the different stretches. The proposed simulation technique deals with a manual driving mode and specifically allows a large variety of manual driving strategies to be performed by combining different sections of holding speed with different coasting windows. Finally, [272] enriched the common optimisation framework, which combined energy control strategies with a suitable design of operational times, by performing the estimation of dwell times at stations as a function of the number of passengers involved in the boarding/alighting process. By considering dwell time as a flowdependent factor, rather than a fixed value, a more realistic computation of dwell time itself can clearly be carried out. Yet most importantly, dwell time margin, which plays a key role within the implementation of energysaving strategies, can be derived with a high degree of accuracy. It is worth noting that both manual [273, 274, 275] and automatic [276, 277, 278] driving systems have been investigated in the literature.
As already touched upon, the most common methodologies for analysing such strategies are based on integrated simulation–optimisation techniques. In this context, [279] developed a multitrain simulator and incorporated it into an optimisation framework aimed at minimising the tradeoff between energy consumption and the delay penalty. Additionally, both exhaustive and metaheuristic approaches are compared to optimise train operations such as enhanced brute force, ant colony optimisation and genetic algorithm. Moreover, [280] developed an offline ecodriving design model based on simulation tasks, whose aim is to define manual energyefficient profiles, in terms of easily interpretable and executable commands for the driver, and implemented a genetic algorithm as an optimisation search technique. In particular, the proposed approach takes into account also passenger satisfaction and considers very detailed parameters such as the maximum number of commands, the minimum separation between commands and minimum speed of arrival at stations. Finally, [281, 282] merged a speed profile optimisation tool, based on a genetic algorithm as a subroutine, with a microsimulation model which reproduces the interactions among infrastructure, signalling system, rolling stock and timetable. Further, the proposed methodology can be implemented for realtime rescheduling tasks by updating the timetable database information time after time. Other realtime approaches can be found in [283, 284, 285, 286, 287, 288]. Nevertheless, also analytical approaches for modelling the implementation of ES strategies have been proposed [245, 289, 290, 291].
From the abovementioned contributions, it appears that the majority of approaches proposed in the literature implement metaheuristic techniques, as will be shown more extensively in the following section.
As already mentioned, several works incorporate the energysaving perspective in a multiobjective framework. Indeed, ecodriving speed profiles generally imply an increase in train running times and, therefore, in passenger travel times. For this reason, several authors focused on the tradeoff between energy saving and passenger satisfaction [292, 293, 294, 295, 296, 297, 298]. In general, [299, 300, 301] analysed the relation between energyefficient strategies and stability of the planned timetable, while [302] analysed also the utilisation rate of train capacity resulting from the implementation of energysaving strategies. Finally, [76] compared the minimumenergy timetable with those obtained by taking into account also rolling stock and other operational costs.
6 Metaheuristic Optimisation Algorithms
The simplest technique conceptually for identifying the optimal solution in a combinatorial optimisation problem is based on enumeration methods which evaluate all candidate solutions (exhaustive approach or brute force search), or select a set of efficient solutions (implicit enumeration approach), and choose the one which optimises specific criteria expressed by an objective function, to be minimised or maximised according to the specific target pursued. Their computational cost depends on the number of candidate solutions, and they are therefore typically used in smallsize problems. On the other hand, in the case of realscale networks where, generally speaking, the number of feasible solutions to be analysed is very high and the objective functions are not convex, it is necessary to rely on suitable metaheuristic techniques which afford the possibility of finding neartooptimal solutions within reasonable computation times. What follows, far from any claim to be exhaustive, provides some basic principles of the most frequently used metaheuristic algorithms in the field of rail transport, ranging from design problems to those of scheduling and routing.

Neighbourhood search

Heuristic local search

Tabu search

Simulating annealing
The Neighbourhood Search Algorithm (NSA) is a heuristic algorithm for solving discrete optimisation problems. Each vector \( {\mathbf{y}} \) has an associated set of vectors \( N\left( {\mathbf{y}} \right) \subseteq S_{y} \), called neighbourhood of \( {\mathbf{y}} \), where the generic element \( {\mathbf{y}}' \in N\left( {\mathbf{y}} \right) \) is obtained from solution \( {\mathbf{y}} \) by an operation consisting in modifying only one component of vector \( {\mathbf{y}} \). This algorithm can be implemented according to two different approaches: the Steepest Descent Method (SDM), consisting in examining all elements of the neighbourhood and identifying the best solution (i.e. the solution with the best objective function value), and the Random Descent Method (RDM) consisting in randomly extracting a solution from the neighbourhood and comparing it with the current one. In particular, if the new solution is better than the current one, it then becomes the current solution; otherwise, another solution is randomly extracted until the neighbourhood runs out, since all solutions inside have been explored. This algorithm is relatively simple, but its importance lies in the fact that, in many cases, it is implemented as a subroutine in more complex techniques, such as the Heuristic Local Search (HLS) approach, set out below.
 1.
Unconstrained monodimensional optimisation (UMDO);
 2.
Unconstrained starting solution definition (USS);
 3.
Unconstrained neighbourhood search optimisation (UNSO);
 4.
Constrained starting solution definition (CSS);
 5.
Constrained neighbourhood search optimisation (CNSO).
In the first phase, each component of vector \( {\mathbf{y}} \) is optimised, assuming the values of other components as constant. This phase may be addressed according to an exhaustive or a monodimensional NSA approach which is carried out by neglecting the constraints involved. The second phase entails determining the first starting solution by setting each component of vector \( {\mathbf{y}} \) at the optimal value obtained by the previous phase. In the third phase, the constraints involved are neglected as well and an NSA approach is performed. In this phase, it is possible to rely on both SDM and RDM techniques. The fourth phase analyses all the solutions generated in the previous phases, selecting the one which optimises the objective function and jointly satisfies constraints. Finally, the last phase performs the NSA by considering the constraints involved. In this case, the NSA technique is implemented by means of an SDM approach.
Similarly to the NSA, this algorithm, in many cases, is performed as a subroutine of more articulate metaheuristic procedures, as we will shortly see. Within this framework, [304, 305] developed metaheuristic procedures for solving the network design problem, respectively, in urban and regional contexts. Moreover, [306] proposed a multimodal approach for bus frequency design and then improved in the case of rail frequencies in [303]. In addition, [307] proposed a Variable Neighbourhood Search (VNS) algorithm for minimising the average passenger waiting time in the case of a partial line blockage and [86] implemented the same optimisation technique for addressing the problem of train scheduling and routing under disruption conditions. Moreover, [308] developed an Adaptive Large Neighbourhood Search (ALNS) algorithm as a resolution method for a complex problem which involves both network design and line planning issues. Finally, [309] addressed a frequency optimisation problem, in a costoriented perspective, by comparing a heuristic local search algorithm with three different optimisation techniques: a mixedinteger linear programming (MILP) model, a MIPbased iterative algorithm and a shortestpathbased algorithm. In particular, travel demand and competition among modes are taken into account and numerical results, both on test networks and over a real context, show that heuristic local search provides the best compromise between computational effort and solution quality.
Tabu Search (TS) algorithm is a deterministic method proposed by [310] and formalised in [311, 312]. Basically, it is a search approach whose peculiar feature, as the name itself implies, consists in making prohibited, namely tabu, the opposite of the ultimate move carried out in order to avoid going back to previously visited solutions. In particular, this method is based on the use of a memory structure, known as tabu list, which can adopt a short, intermediate or longterm memory criterion. However, in order to prevent the search getting trapped at a local minimum, an aspiration criterion, generally based on the objective function values, is set up. It states that the solution accessible by means of a forbidden move can be accepted if no improving moves are available outside the tabu list. Clearly, at each iteration, it is necessary to update the tabu list, generally by means of a FIFO approach: the entering move is the opposite of the last action carried out and the exiting move is the one which has remained on the list for longest. Obviously, there are many variations which enrich this basic version, for instance, considering the frequency with which certain types of solution have been analysed or introducing random elements. In this context, [114] addressed the problem of train conflict detection and resolution in real time by performing a TS optimisation and comparing its performance with those of other heuristic methods with different neighbourhood definitions. Further, [151] dealt with the same problem by implementing a TS technique in the realtime traffic management system ROMA which is based on the alternative graph model [79]. Moreover, in [151], similarly to the previously cited contribution, different neighbourhood structures are assessed and the results are compared with those obtained by [81, 313] which implemented, respectively, a branchandbound algorithm and a local search method. Additionally, [314] proposed a methodology for solving a particular vehicle routing problem which deals with vehicles with multiple compartments. The suggested procedure can be considered as an iterative local search method where the implemented local search technique is a TS algorithm. The starting point is a local minimum obtained by applying any local search. Then, at each iteration, the current local minimum is randomly perturbed and the TS is implemented in order to move on to another local minimum. The stopping criterion is based on the number of consecutive iterations which provide an improvement on the incumbent solution. Finally, [315] described an optimisation procedure for increasing the robustness around large railway stations, which may represent a bottleneck for the whole system, based on investigation of the interaction between the routing and scheduling of trains in the vicinity of the area in question. Therefore, a route choice module and a timetabling module are implemented and the timetabling problem is addressed by means of a TS algorithm, whose aim is to increase the smallest minimum time span between two trains so as to improve the reliability of railway operations. Moreover, a simulation module is introduced to evaluate the achieved performance in the examined region.
Conversely, Simulating Annealing (SA) is a stochastic metaheuristic method proposed as an optimisation technique for the first time by [316]. It is inspired by the process of annealing in metallurgy, i.e. a process by which a solid is first brought to the fluid state by means of heating to high temperatures and then brought back to a solid or crystalline form by gradually reducing the temperature. At a high temperature, as the atoms are in a highly disordered state there is a high level of energy in the system. In order to bring such atoms to a highly ordered (statistically) crystalline state, the temperature must be lowered. However, a swift reduction can cause flaws in the crystalline grid with consequent fissuring and fracturing of the grid itself (thermal stress). Annealing proceeds to a gradual cooling of the system, precisely in order to avoid such a phenomenon. Although, in general, the solid is inclined to turn into states with a lower level of energy, there is a slight chance that it increases its energy. This probability depends on the temperature and the variations of energy level associated with the transformation between the two states. In particular, it is regulated by the Metropolis criterion [317] according to which the probability of transformation increases with the increase in the temperature and the decrease in the energy gap. It is this very criterion which determines whether or not the solution being studied can become the new current solution. To be more precise, the analogy between the physical system and the optimisation method is based on the following correspondences: the states of the physical system correspond to the solutions of the problem; the position of the particles corresponds to the value of decisional variables; the energy level related to a certain state corresponds to the value of the objective function which is associated with a certain solution. While the temperature has no direct analogy, it represents a control parameter which implicitly defines the region of the state space being explored by the algorithm in a particular phase. At high temperatures, since bad solutions are easily accepted, the SA algorithm can cross almost all the state space. Following on, by lowering the value of the control parameter, the algorithm is confined to increasingly restricted regions of the state space. Therefore, it can be stated that, at high temperatures, the algorithm behaves more or less as a random search, while at low temperatures, the SA is similar to the steepest descent methods. The algorithm stops when the temperature needed to terminate the annealing process is reached, and hence there are no further possibilities for improvement in terms of objective function. This method has been implemented for solving many different transportation problems such as minimising the timetable cycle time [318], finding the optimum stopskipping patterns in urban railway systems under uncertainty [319], solving conflicts in railway traffic under disruption conditions [101] and optimising energy consumption in train operations [320]. Moreover, the method was adopted in the case of a railcar fleet sizing problem [321], railway crew scheduling problem [322], track allocation problem at railway stations [323], train platform problem [324], train transfer problem [325], transit network optimisation problem [326] and location routing problem with simultaneous pickup and delivery [327].
Regarding the evolutionary techniques, Scatter Search (SS) methods [328, 329, 330] and the Genetic Algorithm (GA) [331, 332] are addressed below. Unlike the case of local search which is characterised by a neighbourhoodbased approach, evolutionary procedures are populationbased problem solvers and are inspired by principles of biological evolution.
 1.
Diversification Generation Method aimed at generating a collection of diverse trial solutions starting off from a seed solution. It is important that the generated trial set has a great variety of different solutions so as to cover different parts of the solution space.
 2.
An Improvement Method represented by an algorithmic subroutine (e.g. NSA or HLSA) aimed at transforming a trial solution into one or more enhanced trial solutions. However, there is no guarantee of improvements. Hence, if no enhancing is possible, the improved solutions are considered to be the same which have been generated in the previous phase.
 3.
A Reference Set Update Method aimed at carrying out a reference set by selecting all the enhanced solutions or only part of them, taking into account their quality, according to objective function values (good solutions), and their diversity in terms of distance from the best solution (scattered solutions). By including scattered solutions in the reference set, the algorithm is empowered to explore regions which would otherwise remain unexplored.
 4.
A Subset Generation Method aimed at manipulating the reference set, in order to produce a subset of its solutions as a basis for creating combined solutions.
 5.
A Solution Combination Method aimed at obtaining one or more combined solution vectors from the subset of solutions generated in the previous phase.
The output of the fifth phase is then improved, as described in the second step, so as to create a new reference set and so on. The procedure stops when the reference sets in two successive iterations are equal or when a prefixed number of iterations are reached.
Moving on to the GA, the evolutionary rationale is more evident, starting from the terminology adopted: each solution is indicated as a chromosome and each solution component as a gene. This method can be summarised in the following phases: initialisation, selection, reproduction and termination. The first phase is aimed at generating a set of initial solutions which represents the initial population. In the second phase, two fundamental tasks are carried out. First of all, for each chromosome, the objective function and the related fitness function are calculated and then, on the basis of these values, the parent selection is performed. It consists in extracting the best solutions from a population so as to enable them to successfully pass on their genes to the next generation. This step can make use of many different techniques such as roulette wheel selection, fitness proportionate selection, rank selection, random selection, tournament selection and stochastic universal sampling. Therefore, once two elements have been selected as parents, the reproduction phase is performed by means of two processes: crossover and mutation. The former produces offspring by combining two different solutions (i.e. parents), and the latter by producing random variations to a single parent. The best solution in the previous population is then enriched by the generated offspring, and the procedure carries on from the selection phase, until the maximum number of iterations is achieved or the optimal values of the objective function are the same in two successive iterations.
Contributions related to the implementation of such evolutionary techniques in transportation optimisation problems concern several issues: network design, routing and scheduling problems, timetabling and rescheduling tasks and energy consumption optimisation, as set out below. Specifically, [334] addressed different network design problems, related to urban and extraurban (i.e. rural) contexts as well as road and transit transport modes, by implementing SS and comparing the results with those obtained by means of other metaheuristic techniques such as GA and LS methods. Moreover, [335] proposed a mixed network design problem with the aim of maximising the reserve capacity of the whole system and solved it by means of a hybrid SS method which incorporates the golden section search, while [336] implemented both SS and GA to tackle a stochastic travel time vehicle routing problem with simultaneous pickups and deliveries. Similarly, [337] proposed a genetic technique for solving a train routing problem combined with train schedules, taking into account average travel time, energy consumption and passenger satisfaction. In addition, [338] proposed an automated timetable design method, with a demandoriented perspective, in which optimal departure times are computed by means of a GA. Likewise, [339] implemented a GA, based on a binary coding approach, for solving a timetable optimisation problem in an urban rail line, by considering the time variability of travel demand and a multiple origintodestination demand pattern. Furthermore, [96] addressed a train rescheduling problem by implementing a GA for minimising delays in conflict resolutions, together with an artificial neural network approach for simulating the decisionmaking process of dispatchers during the failure management phase. Finally, the GA is extensively used also for solving problems from an energysaving perspective [340, 341, 342]. In this context, evolutionary techniques have also been combined with fuzzy logic [343, 344] as well as with artificial neural network approaches [263, 273].
Many different variants of the above method are presented in the literature: ant system, elitist ant system, rankbased ant system, MAX–MIN ant system and ant colony system. An extended overview of antbased algorithms can be found in [348]. Several transportation issues are addressed by means of ACO techniques such as assignment problems, optimal control theory and energysaving tasks, vehicle routing problems and rescheduling approaches. In detail, [349] integrated ACO into an MSA framework in order to solve a stochastic user equilibrium assignment and demonstrated the convergence of the proposed approach from a theoretical point of view by means of Blum’s theorem [350]; [351, 352] applied the socalled MAX–MIN ant system (MMAS) in order to optimise speed profiles of convoys between two stations, thus providing a support tool for implementing strategies aimed at reducing energy consumption; [353] formulated a distancebased train trajectory searching model for optimising train speed trajectory and found that the ACO algorithm was the best resolution method. Moreover, thanks to its efficiency in terms of calculation time, the ACO is often implemented for realtime management approaches. In this context, [354] proposed an ACO technique for implementing realtime energysaving policies in the case of highspeed trains. In particular, the heuristic information parameter is designed according to the system status, in terms of delays, in order to adjust the trajectory planning procedure and allow the convoy to reduce its energy consumption by exploiting trip time redundancy. Likewise, [355] implemented ACO in order to deal with the realtime problem of routing trains in a railway, which consists in reoptimising the routing of convoys under disruption conditions by identifying the potential best routing alternatives for each train and deciding which to implement with the purpose of reestablishing ordinary conditions as soon as possible. In addition, [356] implemented ACO for the same problem (i.e. train routing selection problem) by comparing its application, and the relative issues, in the case of two different dimensions, namely the tactical level and the operational stage. Furthermore, ACO techniques were implemented to address a railway junction rescheduling problem when a delay occurs, both in dynamic and in static environments, respectively, by [357, 358]. The latter also provides an interesting comparison between ACO and other seven optimisation approaches, including GA, TS and SA. Obviously, the abovementioned contributions cannot in any way be considered exhaustive with regard to the copious number of applications of these techniques in the field of rail service management. However, they may make the reader aware of the extensive potential of such metaheuristic approaches in the field of rail transport.
7 Discussion
The presented discussion is intended to give a comprehensive picture of the key factors involved in reliable modelling of rail services and related issues. The underlying idea is that, ideally, a fully demandoriented transport system, optimised for a full match between demand and vehicle capacity, can provide the best service with the minimum energy expenditure [359]. For this reason, dispatching tasks were reviewed together with travel demand estimation and energy issues. Great attention was paid to rail simulation and optimisation models. Moreover, the importance of interactions between rail services and passenger flows was pointed out and the estimation and forecasting techniques for travel demand, proposed in the literature, were described. In particular, some crucial issues about the customisation of such techniques to the railway case were addressed. Furthermore, the environmental issues relative to rail systems and their impact on user satisfaction were discussed, with particular attention to energysaving strategies involving the design of ecodriving profiles and the adjustment of operational times within the planned timetable. Finally, the most commonly used metaheuristic algorithms for solving dispatching and rescheduling problems were illustrated. Clearly, given the variety of the addressed topics, the overview provided is far from exhaustive for each specific matter investigated. Instead, it is aimed at providing a basic reference framework for allowing a wellrounded approach concerning such systems which are environmentally friendly, smart, safe and represent a key factor for a sustainable development of urban and metropolitan areas. Therefore, by properly combining the abovementioned approaches, according to the specific context addressed and the target pursued, it is possible to obtain a robust modelling framework which is able to take into account constraints of realworld applications. However, many challenges still remain open. In the following, a discussion about such issues still under debate is provided, so as to give the reader an interpretation in a critical prospective of the resulting picture.
First, in the case of both simulation and optimisation approaches, multilevel methods for handling the different granularity of factors involved (such as speed control and the timetabling process) need to be further validated. Moreover, datadriven procedures for estimating passenger flows are increasingly taking hold, for instance, by means of eticketing and automatic collection fares. However, in the case of rail systems, it is fundamental to take into account some specific issues due to the intrinsic features of the context addressed. First of all, the flows of concern are related to the number of passengers, rather than the number of vehicles. This gives rise to the first issue to be faced, concerning the kind of passenger flows to be considered, such as flows at turnstiles, boarding or alighting flows, waiting flows and onboard flows. This results in a spatial problem related to ‘where’ to detect passengers. Should counting at turnstiles be selected, the measurement would be affected by an uncertainty concerning trip direction. Alternatively, data could be acquired from a single gate, but, in such circumstances, it might not be possible to know how many passengers are unable to board the train due to overcrowding. Conversely, such information could be obtained by carrying out counts on platforms. In addition to this, a temporal problem should be taken into account which lies in the difficulty of identifying a proper reference time interval, given the fact that rail services are scheduled services. It is this very discontinuity which makes counting at the turnstiles susceptible to a certain degree of uncertainty due to the gap between the time of registering the users’ passage and the moment they reach the platform. Therefore, it appears clear that it is necessary to design the data acquisition phase appropriately according to the target. As already stated, unlike the sample surveys which are complex and expensive, counts are cheaper to carry out and can be obtained automatically. The use of automatic devices makes the detection task easier and more efficient; however, it is not immune to incidents. First of all, it might happen that, because of a device failure, there could be effects on the entire measurement. A typical situation in which this could happen is if the target is to reconstruct the distribution of the passengers on the platform by carrying out counts at each gate. Indeed, in this case, if a detector at a single gate was damaged, this would also make the counts at the other gates useless, invalidating the measurement for the whole platform. Other issues to be taken into account are the presence of exchange points between two lines and, in some contexts, also the possibility of fare evasion. However, to the best of our knowledge, in the literature, there are no contributions which fully meet such requirements.
In addition, both infotainment tasks and calibration procedures for train motion models in an online framework represent an important challenge. This is related to the dynamic nature of the process involved. Indeed, when users receive some information, they may then change their behaviour, thus altering current conditions. This means that the utility and reliability of the same information change for the rest of passengers. Therefore, online passenger flow estimation methods need to be improved. As stated above, one of the main goals related to the inclusion of demand analysis in dispatching evaluations concerns demandoriented optimisation of rail services. This may include an optimisation of fleet management which leads to changes in loads and train configurations which, in turn, entail different resistance values to be addressed and therefore a different calibration speed profile process. An accurate estimation of energy consumption for different trains in different conditions may also lead to an important turning point in regulating train path allocation on the part of infrastructure managers. Indeed, currently, the only factor considered concerns the degree of track utilisation. However, in the future, also a consumption criterion could be introduced.
Finally, the most challenging issues still concern the need to bridge the gap between theory and practice. In view of this, dispatching and rescheduling decision support systems should be able to automatically generate intervention plans by taking account of all relevant factors involved. Currently, we are still far from this. However, some noteworthy initiatives within this framework are listed below. Among others, there are some enterprises (e.g. Transport for London) which release their data in an opensource mode, so as to encourage practitioners to develop suitable techniques, and others (e.g. Swiss Federal Railways and NS Railway Operator in the Netherlands) which make their ownbuilt APIs available. Another relevant initiative is the RAS problem solving competition established by the Netherlands Railways and ProRail so as to develop advanced techniques for obtaining accurate forecasts of train performance and delays [360]. Finally, it is worth mentioning two promising programmes. The first, namely ONTIME [361], is a European project established to provide a step change in railway capacity by reducing delays and improving traffic fluidity. Moreover, a joint initiative has been set by the Alstom Ferroviaria SpA company and Roma Tre University, with the aim of integrating the railway traffic controller ICONIS RM6 (Integrated CONtrol and Information System) with the optimisation system AGLIBRARY (Alternative Graph LIBRARY) [362]. However, a transition from test bed activities to pilot site stages is strongly desired.
Notes
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