Clinical Pharmacokinetics

, Volume 58, Issue 1, pp 115–130 | Cite as

Population Pharmacokinetic/Pharmacodynamic Analysis of Alirocumab in Healthy Volunteers or Hypercholesterolemic Subjects Using an Indirect Response Model to Predict Low-Density Lipoprotein Cholesterol Lowering: Support for a Biologics License Application Submission: Part II

  • Xavier Nicolas
  • Nassim Djebli
  • Clémence Rauch
  • Aurélie Brunet
  • Fabrice Hurbin
  • Jean-Marie Martinez
  • David Fabre
Open Access
Original Research Article



Alirocumab, a human monoclonal antibody against proprotein convertase subtilisin/kexin type 9 (PCSK9), significantly lowers low-density lipoprotein cholesterol levels.


This analysis aimed to develop and qualify a population pharmacokinetic/pharmacodynamic model for alirocumab based on pooled data obtained from 13 phase I/II/III clinical trials.


From a dataset of 2799 individuals (14,346 low-density lipoprotein-cholesterol values), individual pharmacokinetic parameters from the population pharmacokinetic model presented in Part I of this series were used to estimate alirocumab concentrations. As a second step, we then developed the current population pharmacokinetic/pharmacodynamic model using an indirect response model with a Hill coefficient, parameterized with increasing low-density lipoprotein cholesterol elimination, to relate alirocumab concentrations to low-density lipoprotein cholesterol values.


The population pharmacokinetic/pharmacodynamic model allowed the characterization of the pharmacokinetic/pharmacodynamic properties of alirocumab in the target population and estimation of individual low-density lipoprotein cholesterol levels and derived pharmacodynamic parameters (the maximum decrease in low-density lipoprotein cholesterol values from baseline and the difference between baseline low-density lipoprotein cholesterol and the pre-dose value before the next alirocumab dose). Significant parameter-covariate relationships were retained in the model, with a total of ten covariates (sex, age, weight, free baseline PCSK9, total time-varying PCSK9, concomitant statin administration, total baseline PCSK9, co-administration of high-dose statins, disease status) included in the final population pharmacokinetic/pharmacodynamic model to explain between-subject variability. Nevertheless, the high number of covariates included in the model did not have a clinically meaningful impact on model-derived pharmacodynamic parameters.


This model successfully allowed the characterization of the population pharmacokinetic/pharmacodynamic properties of alirocumab in its target population and the estimation of individual low-density lipoprotein cholesterol levels.

Key Points

The population pharmacokinetic/pharmacodynamic model of alirocumab successfully described the relationship between alirocumab concentrations and low-density lipoprotein cholesterol (LDL-C) levels in the target population of 2799 healthy volunteers or patients from 13 phase I/II/III clinical studies.

The population pharmacokinetic/pharmacodynamic model allowed the estimation of individual LDL-C levels and derived pharmacodynamic parameters (the maximum decrease in LDL-C values from baseline and the difference between baseline LDL-C and the pre-dose value before the next alirocumab dose).

Ten covariates were included in the final model, all exhibiting moderate to strong effects on the model parameters; however, although some covariates were associated with more frequent dose increases to accommodate for the difference in response, the resulting LDL-C reduction was similar regardless of the covariate.

1 Introduction

Atherosclerosis is a disease in which plaques develop on the inner arterial wall, leading to progressive hardening and narrowing of the arteries and resulting in a multitude of diseases, such as coronary heart disease, cerebrovascular disease, and peripheral vascular disease. Atherogenesis is initiated and promoted by low-density lipoprotein cholesterol (LDL-C); a high level of circulating LDL-C is strongly associated with the risk of developing atherosclerotic lesions and adverse cardiovascular outcomes [1]. Lowering LDL-C has been associated with a reduction in the risk of cardiovascular disease [2], resulting in statistically significant and clinically important reductions in the rates of cardiovascular events for patients [1, 3].

Currently, statins are the first-line therapy to reduce LDL-C for patients at high risk of cardiovascular disease [4, 5]. Although they have a generally good safety profile, statin use is associated with adverse symptoms in some individuals, the most common being muscle-related side effects, with myopathy reported in severe cases [6, 7, 8]. For patients with insufficient LDL-C reduction with statin therapy, recent updates to lipid management guidelines in Europe and the USA have proposed that additional non-statin therapies such as ezetimibe (a cholesterol absorption inhibitor) or an inhibitor to proprotein convertase subtilisin/kexin type 9 (PCSK9) may be justified, depending on the patient’s risk of cardiovascular disease [3, 4].

Proprotein convertase subtilisin/kexin type 9 is a member of the subtilisin family of serine proteases expressed primarily in the liver [9, 10]. Recent studies indicate that PCSK9 binds directly to the low-density lipoprotein receptor (LDL-R) and promotes LDL-R internalization and degradation [11]. This results in a lower number of LDL-Rs on the surface of hepatocytes and a decrease in the ability of the liver to remove low-density lipoprotein particles from the circulation, leading to greater serum LDL-C levels [12, 13, 14]. Alirocumab, a fully human monoclonal antibody to PCSK9, binds to and inhibits the PCSK9-mediated internalization of LDL-Rs [15].

Alirocumab has recently been approved by the US Food and Drug Administration as an adjunct to diet and maximally tolerated statin therapy in adults with clinical atherosclerotic cardiovascular disease or heterozygous familial hypercholesterolemia who require additional LDL-C lowering. The European Medicines Agency has approved alirocumab for those with non-familial and heterozygous familial primary hypercholesterolemia or mixed dyslipidemia, as an adjunct to diet in combination with statins ± other lipid-lowering therapies in patients unable to reach LDL-C goals with the maximally tolerated dose of a statin, who are statin intolerant, or for whom a statin is contraindicated [16, 17]. Significant reductions in LDL-C of up to 61% have been reported in patients with hypercholesterolemia when treated with alirocumab used in combination with statins [18, 19, 20, 21, 22, 23, 24]. As with other monoclonal antibodies, alirocumab has a non-linear pharmacokinetic profile; this is characterized by a target-mediated drug disposition (TMDD) process [25, 26] whereby the kinetics are a function of its mechanism of action.

This current analysis aimed to develop and validate a population pharmacokinetic/pharmacodynamic (PopPK/PD) model able to predict individual LDL-C levels as a function of the individual pharmacokinetic parameters of alirocumab. We evaluated the relationship between alirocumab concentrations, estimated from the PopPK model presented in Part I of this paper [27], and LDL-C levels in healthy individuals and patients with familial and non-familial hypercholesterolemia. Potential relationships between population pharmacodynamic parameters and demographic covariates, free and total PCSK9 levels, relevant co-administered therapies, disease status, and relevant biologic constants were also evaluated.

2 Methods

2.1 Clinical Study Design

The dataset comprised data from 13 clinical studies conducted in healthy volunteers with elevated LDL-C levels and patients with familial or non-familial hypercholesterolemia (n = 2799), including five phase I studies (NCT01026597, NCT01074372, NCT01161082 [28], NCT01448317 [29], and NCT01723735 [30]), four phase II studies (NCT01288469 [31], NCT01288443 [32], NCT01812707 [29], and NCT01266876 [33]), and four phase III studies (COMBO II [NCT01644188] [21], MONO [NCT01644474] [34], FH I [NCT01623115] [18], and LONG TERM [NCT01507831] [19]).

Alirocumab was administered either as a single subcutaneous dose, or as multiple subcutaneous doses, except for one study with a single intravenous dose. The dose of alirocumab ranged from 0.3 mg/kg up to 12 mg/kg for the intravenous study, and from 50 mg up to 300 mg for the subcutaneous studies; doses were administered every 2 weeks (Q2W) or every 4 weeks over a treatment period of up to 2 years. A summary of the clinical trials included in the analysis is provided in Table 1.
Table 1

Summary of clinical studies included in the population pharmacokinetic/pharmacodynamic (PD) analysis

NCT number


Input route

Alirocumab dose

Dosing regimen

PD (LDL-C) samples planned per ID

Study population


NCT01026597 (STUD = 0)



0.3, 1, 3, 6, 12 mg/kg

Single dose


HV, LDL-C > 100 mg/dL


NCT01074372 (STUD = 1)



50, 100, 150, 250 mg

Single dose


HV, LDL-C > 100 mg/dL


NCT01161082 (STUD = 2)



50, 100, 150 mg

200 mg

Day 1, day 29, day 43 (Q4W, Q2W)

Day 1, day 29 (Q4W)


47 FH, 8 non-FH; LDL-C > 100 or > 130 mg/dL


No statin, n = 8

NCT01448317 (STUD = 3)



100, 150, 250, 300 mg

Single dose


HV, Japanese, LDL-C > 100 mg/dL


NCT01723735 (STUD = 4)



150 mg

Q4W (week: 0, 4, 8)


HV, LDL-C > 130 mg/dL

No, EZE, fibrate

NCT01288443 (STUD = 5)



50, 100, 150 mg

200, 300 mg

Q2W (week: 0, 2, 4, 6, 8, 10)

Q4W (week: 0, 4, 8)


HC, LDL-C ≥ 100 mg/dL


NCT01288469 (STUD = 6)



150 mg

Q2W (week: 0, 2, 4, 6)


HC, LDL-C ≥ 100 mg/dL


NCT01266876 (STUD = 7)



150, 200, 300 mg

Q4W (week: 0, 4, 8)

Q2W (week: 0, 2, 4, 6, 8, 10)


FH, LDL-C ≥ 100 mg/dL

Statin ± EZE

NCT01812707 (STUD = 11)



50, 75, 150 mg

Q2W (week: 0, 2, 4, 6, 8, 10)


HC, Japanese, LDL-C ≥ 100 mg/dL


NCT01644474 (STUD = 8; ODYSSEY MONO)



75 mg (up to week 12)

75 or 150 mg (up to week 24)

Q2W (from week 0 to 22)


HC, LDL-C ≥ 100 mg/dL





75 mg (up to week 12)

75 or 150 mg (up to week 102)

Q2W (from week 0 to 102)


HC with established CHD or risk equivalent, not adequately controlled with a maximally tolerated stable daily dose of statin

Statin, no fibrates or EZE

NCT01623115 (STUD = 9; ODYSSEY FH I)



75 mg (up to week 12)

75 or 150 mg (up to week 76)

Q2W (from week 0 to 76)


FH with or without CHD not adequately controlled with an LLT, LDL-C ≥ 70 or ≥ 100 mg/dL depending on CV risk

Statin ± LLT




150 mg (up to week 76)

Q2W (from week 0 to 76)


HC (with established CHD or CHD risk equivalent) or FH (with or without CHD), not adequately controlled with a maximally tolerated stable daily dose of statin with or without other LLT, LDL-C ≥ 70 mg/dL

Statin ± LLT, no fibrates

CHD coronary heart disease, CV cardiovascular, EZE ezetimibe, FH familial hypercholesterolemia, HC hypercholesterolemia, HV healthy volunteers, IV intravenous, LDL-C low-density lipoprotein cholesterol, LLT lipid-lowering therapy, Q2W every 2 weeks, Q4W every 4 weeks, SC subcutaneous, STUD study

2.2 Analytical Methods

Serum LDL-C levels were calculated using the Friedewald formula for all studies [35]. The concentration of total alirocumab in human serum was determined using an enzyme-linked immunosorbent assay, as described previously [30]. Further details regarding the validated enzyme-linked immunosorbent assay and analysis of lipid samples are provided in the Supplementary Methods and Table 1 of the Electronic Supplementary Material (ESM).

2.3 Pharmacokinetic Exclusion Criteria

Patients and healthy volunteers who received placebo in the clinical trials were excluded from the overall database of randomized and treated subjects. Of the remaining participants who received alirocumab, data were excluded because of missing LDL-C levels, missing alirocumab concentrations, or values below the lower limit of quantification. Missing covariate values were replaced by the previous value from the same individual (last observation carried forward). The baseline values of free and total PCSK9 levels were calculated as the mean of all measurements taken before administration of the first dose (including those taken during screening).

2.4 Population Pharmacokinetic/Pharmacodynamic Model Development

The PopPK/PD model was developed using the NONMEM computer program (version 7.2; ICON Development Solutions, San Antonio, TX, USA) running on a LINUX cluster of multi-processor computers [36]. All runs were performed using the first-order conditional estimation method with interaction option. A two-step procedure was used to develop the PopPK/PD model. First, individual pharmacokinetic parameters from the previously developed population pharmacokinetic model (a Michaelis–Menten approximation of a TMDD model) described in Part I [27] were used to estimate total alirocumab concentrations at all time points needed for the development of the PopPK/PD model. Second, the PopPK/PD relationship was analyzed using a turnover model for LDL-C levels; an indirect response model (type IV, stimulation of loss of response) with a Hill coefficient was used to link total alirocumab concentrations with LDL-C [37]. This first model constituted the pharmacostatistical model. Although the effects of alirocumab on LDL-C are mediated through inhibition of PCSK9, the PCSK9 level was not used to develop the model. Instead, it was assessed as a covariate. Low-density lipoprotein cholesterol was chosen to develop the PopPK/PD model as it is a parameter with demonstrated clinical impact, which is routinely measured in clinical practice.

2.5 Covariate Screening and Inclusion Strategy

In the pharmacostatistical model, population pharmacodynamic parameters (fixed and random effects) were first computed assuming no dependency between pharmacodynamic parameters and covariates. Following this, the impact of various covariates (16 in total) on the individual pharmacodynamic estimates was investigated. Demographic characteristics including body weight, body mass index, age, sex, disease status (heterozygous familial/non-familial hypercholesterolemia subjects vs. healthy subjects), albumin levels, and baseline LDL-C levels were tested as possible model covariates. Additional covariates tested included co-administration of relevant background therapies (statins, fibrates, or ezetimibe), free and total serum PCSK9 levels (both at baseline and time varying), and statin dose. When possible, covariate information available during the course of the trial (time-varying values) were used. Descriptive statistics of the baseline characteristics of all individuals included in the data set are presented in Table 2 of the ESM.
Table 2

Population pharmacokinetic/pharmacodynmaic parameters before (pharmacostatistical model) and after (final model) inclusion of covariates, compared with bootstrap results


Pharmacostatistical model

Final model with covariates

Bootstrap estimates

Estimate (CV %)


Estimate (CV %)


95% CI (shrinkage %)


95% CI

Typical value of Kout (h−1)








Effect of DISST on Kouta








Typical value of EC50 (mg/L)








Effect of TBSPCSK9 on EC50b








Effect of HDSTATIN on EC50b








Typical value of Emax








Effect of TPCSK9 on Emaxc








Effect of SEX on Emaxc








Effect of AGE on Emaxc







−0.00165 to 0.544

Effect of WEIGHT on Emaxc







−0.00496 to 0.465

Effect of FBSPCSK9 on Emaxc








Effect of STATIN on Emaxc







−0.00493 to 0.601

Typical value of γ








Effect of FBSPCSK9 on γd








Inter-individual variability (CV %)

K out

0.633 (79.6)


0.113 (33.7)


0. 0369–0.190 (82.4)




0.089 (29.9)


0.123 (35.1)


0.0921–0.154 (64.5)



E max

0.491 (70.1)


0.420 (65.8)


0.395–0.445 (11.2)




0.422 (65.0)


0.296 (54.4)


0.222–0.371 (61.3)



Residual variability

Additive term (mg/dL)








Proportional term








CI confidence interval, CV coefficient of variation, DISST status of healthy volunteer or patient, EC50 alirocumab concentration inducing 50% of Emax, Emax maximum drug-induced effect, FBSPCSK9 free baseline value of PCSK9, HDSTATIN co-administration of high-dose statin, Kout first-order rate constant for loss of response, NA not applicable, RSE relative standard error (100% × SE/estimate), SE standard error, TBSPCSK9 total baseline value of PCSK9, γ Hill coefficient

aThe expression of Kout including the covariates effects is: Kout = 0.00395 * (1 − DISST) + 0.00997 * DISST, where DISST was coded 0 if healthy volunteer and 1 if patient

bThe expression of EC50 including the covariates effects is: EC50 = (1.44 + 0.00219 * TBSPCSK9) * 1.21 ** HDSTATIN, where TBSPCSK9 is the PCSK9 serum level at baseline in the total data set and HDSTATIN was coded 1 for co-administration of rosuvastatin (≥ 20 mg/d) or atorvastatin (≥ 40 mg/d) and was coded 0 for no statin or a lower dose of statin

cThe expression Emax including the covariates is: Emax = (((2.43 + 0.000331 * (TPCSK9 – 3340)) * 0.703 ** SEX) * (AGE/60) ** 0.415 * (WEIGHT/82.5) ** 0.313) + 0.00156 * (FBSPCSK9 – 265) + 0.408 * STATIN, where TPCSK9 is the time-varying PCSK9 serum level and 3340 is the median in the total data set; 60 is the median value of AGE in the total data set; 82.5 is the median value of WEIGHT in the total data set; FBSPCSK9 is the free baseline value of PCSK9 and 265 is the median value in the total data set; STATIN was coded 0 if alirocumab was given alone and coded 1 if co-administered with a statin; and SEX was coded 0 for male and coded 1 for female

dThe expression of γ including the covariate is: γ = 1.78 + 0.00340 * (FBSPCSK9 – 265)

The selected covariates were added individually to the model (forward selection method) and tested for statistical significance on the objective function value (OFV). Covariates that produced a significant change (p < 0.05 with one degree of freedom; log-likelihood ratio test) in the OFV (ΔOFV of ≥ 3.84 units) when introduced into the model were retained. Finally, each covariate was removed in turn (backward deletion) and its impact on OFV was determined; a ΔOFV of less than 10.8, associated with significance of p < 0.001 (log-likelihood ratio test), led to the exclusion of the covariate from the final population model.

2.6 Model Verification and Qualification

Model verification was performed for both the pharmacostatistical model and final model by examination of goodness-of-fit plots and by calculating several quality criteria, such as mean prediction error or average fold error. Qualification of the predictive ability of the final PopPK/PD model was performed using visual predictive check and bootstrap methods.

2.7 Computation of Individual Pharmacodynamic Parameters

Following qualification of the PopPK/PD model, the PD parameters were used to derive mean and median values for ΔLDL-Cmax (maximum decrease in LDL-C from baseline) and ΔLDL-Ctrough (difference in LDL-C between baseline and value before next alirocumab dose). Derived parameters (such as ΔLDL-Cmax and ΔLDL-Ctrough) were calculated for patients in phase III studies (receiving 75 and 150 mg Q2W) in the dosing interval on weeks 10–12 (before possible dose increase) and weeks 22–24 (primary endpoint in all phase III studies). To do this, a rich virtual sampling schedule was added following the administrations of interest, and the corresponding individual LDL-C vs. time curves were predicted. The virtual sampling schedule was identical for all individuals receiving the same dosing regimen: patients were virtually sampled every 12 h after alirocumab administration up until 336 h (day 14). Additional descriptive statistics for ΔLDL-Cmax and ΔLDL-Ctrough were provided as a function of the following covariates: sex, age, body weight, body mass index, race, free and total baseline PCSK9, renal function, and statin co-administration.

3 Results

3.1 Pharmacostatistical Population Pharmacokinetic/Pharmacodynamic Model

A schematic of the turnover model, or indirect response model, developed to link alirocumab concentrations to LDL-C levels, is shown in Fig. 1. The pharmacostatistical PopPK/PD model was parameterized with a first-order rate constant for loss of response (Kout), a maximum drug-induced effect (Emax), an alirocumab concentration inducing 50% of Emax (EC50), and a Hill coefficient (γ). The inter-individual (residual) variability was modeled through an exponential error model and estimated for all PD model parameters. A combined (additive + proportional) error model was used to model the residual variability. The PopPK/PD parameters of the pharmacostatistical model are summarized in Table 2. The impact of any error or bias linked to the bioanalysis (such as LDL-C measurements) is reflected in the estimation of the residual variability, in addition to the impact of adherence issues, and errors linked to the sample collection. In the current pharmacokinetic/pharmacodynamic analysis, there is a combined residual model with an additive error of 5.15 mg/dL and a proportional error of 22.3%, which is within acceptable limits (Table 2).
Fig. 1

Schematic of the pharmacostatistical population pharmacokinetic/pharmacodynamic (PopPK/PD) model. An indirect response model was developed to link total alirocumab concentrations (Part I) [27] to low-density lipoprotein cholesterol (LDL-C) levels (Part II). The PopPK/PD model was parameterized with a first-order rate constant for loss of response (Kout), a maximum drug-induced effect (Emax), an alirocumab concentration inducing 50% of Emax (EC50), and a Hill coefficient (γ). As described in Part 1, the population pharmacokinetic model was developed using a Michaelis–Menten approximation of a target-mediated drug disposition model, characterized by central and peripheral compartment volumes (V2 and V3, respectively), inter-compartmental clearance (Q), linear elimination clearance (CLL), and a non-linear process represented by two Michaelis–Menten parameters (Km, Vm), associated with the subcutaneous (SC) administration of alirocumab

3.2 Covariate Screening

Potential co-linearity between continuous covariates was identified by a scatterplot matrix, as shown in Fig. 1 of the ESM. The final PopPK/PD model included a total of ten covariates that were retained to explain between-subject variability: six covariates for Emax [sex, age, weight, free baseline PCSK9 (FBSPCSK9), total time-varying PCSK9 levels (TPCSK9) and concomitant statin administration (STATIN)], two for EC50 [total baseline PCSK9 (TBSPCSK9) and co-administration of high-dose statins (rosuvastatin ≥ 20 mg/day or atorvastatin ≥ 40 mg/day; HDSTATIN)], one for γ (FBSPCSK9), and one for Kout [status of healthy volunteer or patient (DISST)]. Using backward deletion to assess the relevance of the covariates selected during the model building process to the final population model did not result in exclusion of any covariate from the final PK/PD model. The relationships between the PD parameters and relevant covariates were described according to the following equations:
$$E_{ \hbox{max} } = \left( {((2.43 + 0.0003331 \times ({\text{TPCSK9}} - 3340)) \times 0.703^{\text{SEX}} ) \times \left( {\frac{\text{AGE}}{60}} \right)^{0.415 } \times \left( {\frac{\text{WEIGHT}}{82.5}} \right)^{0.313 } } \right) + 0.00156 \times \left( {{\text{FBSPCSK9}} - 265} \right) + 0.408 \times {\text{STATIN}}$$
$${\text{EC}}_{50 } = (1.44 + 0.00219 \times {\text{TBSPCSK9}}) \times 1.21^{\text{HDSTATIN}}$$
$$K_{\text{out}} = 0.00395 \times (1 - {\text{DISST}}) + 0.00997 \times {\text{DISST}}$$
$$\gamma = 1.78 + 0.00340 \times ({\text{FBSPCSK9}} - 265)$$
The final PopPK/PD parameters are summarized in Table 2, together with those before covariate inclusion, for comparison. The impact of the covariates on each model parameter is shown in Fig. 2 of the ESM.
Fig. 2

Relationship between population (top panels) or individual (bottom panels) predicted levels of low-density lipoprotein cholesterol (LDL-C) and conditional or individual weighted residuals (left panels) and observed levels of LDL-C (right panels) after covariate inclusion. The tendency line is shown as a solid black line

3.3 Verification of the Final Population Pharmacokinetic/Pharmacodynamic Model

The standard errors of the PopPK/PD parameter estimates (% relative standard error) were sufficiently small such that the 95% confidence intervals did not include zero (Table 2). The main quality criteria computed for the comparison of population (PRED) and individual (IPRED) vs. observed (OBS) values of LDL-C for the final model are given in Table 3. The mean prediction error was very low but significantly different from zero for both PRED and IPRED predicted LDL-C levels vs. OBS values, representing 4.04 and 1.51% of the mean OBS for PRED and IPRED, respectively (Table 3). Average fold error values were 1.44 and 1.21, and correlation coefficients were 0.783 and 0.930, for PRED and IPRED vs. OBS, respectively (Table 3). No important systematic deviation or major bias was noted in any of the goodness-of-fit plots [conditional weighted residuals and individual weighted residuals vs. PRED and IPRED, Fig. 2; PRED and IPRED vs. OBS, Fig. 2 (logarithmic scale, Fig. 3 of the ESM)].
Table 3

Comparison of population (PRED) and individual (IPRED) predicted low-density lipoprotein cholesterol levels with observed (OBS) low-density lipoprotein cholesterol values in the final population pharmacokinetic/pharmacodynamic model

Quality criteria

PRED vs. OBS (mg/dL)

IPRED vs. OBS (mg/dL)

Mean prediction error [95% CI] (% mean OBS)

2.44 [2.02–2.87] (4.04)

0.919 [0.670–1.17] (1.51)

Correlation (r); slope; intercept

0.783; 0.644; 19.1

0.930; 0.850; 8.17

Average fold error



CI confidence interval

3.4 Qualification of the Final Population Pharmacokinetic/Pharmacodynamic Model

The robustness of the final model and accuracy of the parameter estimates were assessed using an un-stratified non-parametric bootstrap method. Of the 1243 bootstraps launched, 539 runs were successful (43.4%); the median values obtained from the bootstrap are compared to the parameters of both the pharmacostatistical and final models in Table 2. All the fixed-effect parameters as well as the inter-individual terms estimated with the final model are within the 95% confidence interval computed from the bootstrap, which suggested an overall good qualification of the final model (Table 2).

For the effect of age and weight on Emax, the distribution was not uniform as two clusters are present. During the bootstrap process, the new data sets were generated by sampling individuals with replacement from the original dataset, and fitting the model to each new dataset. Thus, given the large heterogeneity of the data, the final parameters’ estimates might be impacted by the number of patients from each study and the associated covariates included in each generated data set. The results of the visual predictive check showed that the vast majority of the observed LDL-C values were within the 5th and 95th predicted percentiles (Fig. 3), qualifying the good predictive performance of the PopPK/PD model. The inter-individual variability was estimated for all the pharmacodynamic parameters: 33.7% for Kout, 35.1% for EC50, 64.8% for Emax, and 54.4% for γ.
Fig. 3

Visual predictive check results [low-density lipoprotein cholesterol (LDL-C) vs. time] for each of the 13 studies. Dark blue dots indicate observations; solid red line indicates the median of observations; solid dashed lines indicate the 5th and 95th percentiles of observations; pink and blue areas indicate confidence intervals of the median and 5th and 95th percentiles of predictions, respectively. STUD study

3.5 Impact of Covariates on Model Parameters

The relationship between Emax and the six covariates included in the final PopPK/PD model was evaluated for the extreme values based on the combination of sex and statin covariates and assuming median values for the other continuous covariates. The impact of covariates on Emax was quite variable. Time-varying total PCSK9 resulted in Emax values of 1.05–1.89 for the 5th percentile (491 ng/mL) and of 2.41–3.83 for the 95th percentile (6340 ng/mL) with an impact of a 93–130% increase in Emax (between 5th and 95th percentiles; calculations tabulated in Table 3 of the ESM). Free baseline PCSK9 resulted in Emax values of 1.56–2.62 for the 5th percentile (126 ng/mL) and of 1.97–3.21 for the 95th percentile (501 ng/mL) with an impact of a 20.9 to 26.4% increase. Weight resulted in Emax values of 1.52–2.58 for the 5th percentile (58.1 kg) and of 1.91–3.12 for the 95th percentile (119 kg) with an impact of a 19.8–25.2% increase. Sex was associated with a 29.7% decrease in Emax values for female vs. male subjects. Age resulted in Emax values of 1.40–2.40 for the 5th percentile (37 years) and values of 1.87–3.07 for the 95th percentile (75 years) with an impact of a 26.4–34.1% increase. It should be noted that the estimated impact of sex and age was independent of body weight. Finally, concomitant statin therapy was associated with a 16.8% increase in Emax.

The relationship between EC50, total baseline PCSK9, and high-dose statin resulted in EC50 values of 2.22 mg/L (without a high-dose statin) to 2.67 mg/L (with a high-dose statin) for the 5th percentile (355 ng/mL) and of 3.91 mg/L (without a high-dose statin) to 4.71 mg/L (with a high-dose statin) for the 95th percentile of total baseline PCSK9 (1130 ng/mL); an impact of a 76.5% increase of EC50 from the 5th to 95th percentiles of total baseline PCSK9 and an increase of 20.6% when a high-dose statin was co-administered compared with no high-dose statin co-medication.

The relationship between the Hill coefficient, γ, and free baseline PCSK9 values resulted in γ values of 1.31, 1.78, and 2.58 for the 5th (126 ng/mL), 50th (265 ng/mL), and 95th (501 ng/mL) percentiles of free PCSK9 at baseline, with an impact of 97.4% on γ from the 5th to 95th percentiles of free baseline PCSK9. The relationship between Kout and disease state resulted in a Kout value of 0.00395 h−1 for healthy volunteers and 0.00997 h−1 for patients, with an impact of a 2.52-fold increase in Kout in patients compared with healthy volunteers.

3.6 Impact of Covariates on Low-Density Lipoprotein Cholesterol: Derived Pharmacodynamic Parameters

Following development and validation of the PopPK/PD model, the model parameters were used to derive individual exposures (ΔLDL-Cmax and ΔLDL-Ctrough in the dosing interval) for phase III patients. Descriptive statistics of derived values for ΔLDL-Cmax and ΔLDL-Ctrough at weeks 10–12 and 22–24 (after the 6th and 11th alirocumab dose, respectively) are summarized in Table 4, per dose (75 mg Q2W or 150 mg Q2W) for study participants. At weeks 10–12, median ΔLDL-Cmax was 63.6 and 74.4%, and median ΔLDL-Ctrough was 56.4 and 70.8% for the 75-mg and 150-mg Q2W dose, respectively. At weeks 22–24, median ΔLDL-Cmax was 68.4 and 73.2%, and median ΔLDL-Ctrough was 61.2 and 69.6% for the 75-mg and 150-mg dose, respectively. Box plots illustrating ΔLDL-Ctrough and ΔLDL-Cmax per dose and per covariate are shown in Fig. 4. When comparing the ΔLDL-Ctrough measurements at weeks 10–12 and weeks 22–24 for the 75-mg Q2W dose, it is important to note that the weeks 10–12 measurement includes all patients starting on the 75-mg Q2W dose, whereas the weeks 22–24 measurement only includes patients who did not need a dose increase to 150 mg Q2W.
Table 4

Summary of derived values for maximum percentage change from baseline in low-density lipoprotein cholesterol (ΔLDL-Cmax) and percentage change from baseline in LDL-C at pre-dose (ΔLDL-Ctrough) on weeks 10–12 and 22–24 for phase III subjects

Descriptive statistics

Derived PD parameters (%) computed on week 10–12

75-mg dose (n = 754)

150-mg dose (n = 1407)



































[5th; 95th] percentiles

[32.4; 82.8]

[24.0; 78.0]

[45.6; 88.8]

[40.8; 87.6]

Descriptive statistics

Derived PD parameters (%) computed on week 22–24a

75 mg dose (n = 518)

150 mg dose (n = 1541)



































[5th; 95th] percentiles

[49.2; 85.2]

[36.0; 80.4]

[43.2; 88.8]

[38.4; 87.6]

CV coefficient of variation, PD pharmacodynamic, SD standard deviation

aThese statistics take into account patients who had an alirocumab dose increase from 75 to 150 mg at week 12 in MONO, COMBO II, and FH I studies. As there was no dose increase in LONG TERM, and as the steady state was achieved at week 13, the derived PD parameters for MONO, COMBO II, and FH I studies computed by simulation on week 22–24 were pooled with the derived PD parameters computed by simulation between week 13 and week 30 for LONG TERM

Fig. 4

Box plot of a the maximum percentage change from baseline in low-density lipoprotein cholesterol (ΔLDL-Cmax) and b the percentage change from baseline LDL-C at pre-dose (ΔLDL-Ctrough) at week 22–24 in phase III patients as a function of covariates and alirocumab dose. BMI body mass index, PCSK9 proprotein convertase subtilisin/kexin type 9

4 Discussion

Using data from 13 phase I/II/III studies in patients with hypercholesterolemia and healthy subjects, we developed and qualified an indirect PopPK/PD response model to describe the relationship between alirocumab concentrations and LDL-C levels. This ‘type IV’ indirect response model was selected based on the mechanism of action of alirocumab, which leads to an increase in LDL-C elimination. The pharmacostatistical model was parameterized with a first-order rate constant for the loss of response (Kout), a maximum drug-induced effect (Emax), the alirocumab concentration at 50% of maximal effect (EC50), and a Hill coefficient (γ). The potential sources of between-subject variability on the pharmacodynamic parameters were investigated; ten covariates were included in the final model, on Emax (total time-varying PCSK9, sex, age, weight, free baseline PCSK9, and co-administration of statins), EC50 (total baseline PCSK9 and high-dose statin), Kout (disease state), or γ (free baseline PCSK9).

The 95th percentile of the time-varying total PCSK9 covariate was found to be associated with approximately a two-fold higher Emax value compared with the 5th percentile; this relationship is consistent with the inhibitory mechanism of action of alirocumab on PCSK9, with higher levels of PCSK9 leading to a greater drug-induced effect. Compared with time-varying total PCSK9, baseline free PCSK9 resulted in a lower impact on Emax but was still associated with an increase of 20.9–26.4% from the 5th to 95th percentile. The co-administration of statins, known to upregulate PCSK9 expression [38, 39], led to a 16.8% increase in Emax even when free baseline PCSK9 was already accounted for in the model. This can be explained by a synergistic effect between the different mechanisms of action of statins and alirocumab; alirocumab counteracts statin-induced up-regulation of PCSK9 expression by binding to PCSK9, thereby enhancing the effect of statins [38, 40, 41, 42].

Sex was found to influence the LDL-C-lowering effect, with female individuals having 29.7% lower Emax values than male individuals; this is consistent with a retrospective analysis including 1378 Caucasians (661 were female and 717 were male) with dyslipidemia receiving lipid-lowering therapies, which reported a 28.8% lower change in LDL-C from baseline in female individuals compared with male individuals [43].

However, despite a slightly smaller degree of LDL-C-lowering observed in women compared with men, women have been shown to derive a similar cardiovascular benefit as men following treatment with lipid-lowering therapies [44]. A significant increase of approximately 30% in Emax between the 5th and 95th percentiles of age (37 and 75 years, respectively) was observed, again consistent with previously published findings that show older patients derive more benefit from lipid-lowering therapies [45]. The relationship of age and sex with Emax values, regardless of body weight, can be also partly explained by the commonly held view that physiological changes in hormone levels, such as loss of endogenous estrogen after menopause for women, influence circulating PCSK9 levels [46]. Furthermore, results of a recent quantitative systems pharmacology modeling study led the authors to hypothesize that the difference in cholesterol metabolism observed between sexes may be explained by estrogen regulation of a potentially less functional form of PCSK9 (form X), with differing efficacy of LDL-R degradation explaining the variability of response between patients [47].

Assessment of the relationship between total baseline PCSK9 and high-dose statin with the EC50 parameter revealed an increase in EC50 with a higher total baseline PCSK9 associated with co-administration of a high-dose statin. Given the mechanism of action of alirocumab and the nature of the indirect response model used, the link between total baseline PCSK9 and EC50 was expected, such that individuals with high baseline values of total PCSK9 require higher alirocumab concentrations to achieve half of the Emax value. The two-fold higher value of γ observed from the 5th to the 95th percentile of free baseline PCSK9 (indicating greater cooperativity in ligand binding) may also be attributable to this fact.

Finally, evaluation of the relationship between disease state and Kout revealed an increase in Kout in patients compared with healthy volunteers. It is worth noting that only 150 healthy volunteers from a total of 2799 participants (5.36%) were included in the present analysis. In addition, there was considerable co-linearity between disease state and statin co-administration; most of the patients (2588, 97.7% of all patients) were co-administered statins while none of the healthy volunteers received concomitant statin therapy. Therefore, the 2.52-fold higher LDL-C elimination in patients compared with healthy volunteers may be explained by the synergistic effect between the different mechanisms of action of statins and alirocumab, as previously mentioned. The Kout values reported here (0.00395 and 0.00997 h−1 for healthy volunteers and patients, respectively) are consistent with those reported previously; Kout values of 0.012 and 0.00437–0.01458 h−1 were reported for healthy subjects and patients receiving evolocumab or statin therapy, respectively [48, 49].

The relationship between the covariates and model parameters exhibited moderate to strong effects; in contrast, the impact of covariates on the primary efficacy endpoint described by ΔLDL-Cmax and ΔLDL-Ctrough was quite limited. Covariates with moderate impact on median ΔLDL-Cmax included sex [median 7.4% (75-mg Q2W dose) and 12.5% (150-mg Q2W dose) higher in male individuals vs. female individuals] and statin co-administration [median 5.6% (75-mg Q2W dose) and 23.2% (150-mg Q2W dose) higher in patients receiving statins vs. those without statins]. The moderate effect of body weight on ΔLDL-Cmax (median 6.8% [75-mg Q2W dose] and 14.8% [150-mg Q2W dose] higher in patients weighing ≥ 100 kg vs < 50 kg) suggests that the target PCSK9 is saturated with alirocumab irrespective of the weight range. Covariates with low impact on ΔLDL-Cmax included age [median 3.6% lower (75 mg Q2W) and 3.3% higher (150 mg Q2W) in patients ≥ 75 years of age vs < 65 years], free baseline PCSK9 [median 3.6% (75 mg Q2W) and 8.6% (150 mg Q2W) higher in patients with values ≥ 283 vs < 283 ng/mL], and a high-dose statin [median 5.5% higher (75 and 150 mg Q2W) for patients receiving a high-dose statin vs. those not]. Last, the baseline total PCSK9 had a very limited impact on median ΔLDL-Cmax with exactly the same value (75 mg Q2W) or a 1.7% increase (150 mg Q2W) in patients with total baseline PCSK9 ≥ 644 vs. < 644 ng/mL.

In this PopPK/PD analysis, a Michaelis–Menten approximation of a TMDD model was used to characterize the pharmacokinetic properties of alirocumab, and then the alirocumab concentrations were used to predict the LDL-C levels. In contrast, in a TMDD model with a quasi-steady-state approximation, the minimization is based on the simultaneous fitting of both total PCSK9 and alirocumab concentrations. Consequently, the quality of the estimation is a compromise between the PCSK9 and alirocumab values, both used as dependent variables, which results in a lower quality estimate for alirocumab concentration using a quasi-steady-state approximation compared with a TMDD model using a Michaelis–Menten approximation. A possible enhancement of our model would be to develop a fully mechanistic TMDD PopPK/PD model, using a quasi-steady-state approximation which we have recently published [26], to describe the mechanistic elimination of alirocumab and its interaction with PCSK9; the aim would be to use the PCSK9 levels rather than alirocumab concentrations as the predictor of the LDL-C-lowering effect. A great advantage of this type of model is the ability to explore the link between the levels of PCSK9 and LDL-C, independently of the alirocumab administered. However, owing to the size of the dataset and the stiffness of the differential equations, it was not possible to qualify such a model at present; further efforts are ongoing to achieve this important though challenging goal.

5 Conclusions

This model allowed the characterization of the PopPK/PD properties of alirocumab in its target population and the estimation of individual LDL-C levels and derived PD parameters. Stratification per covariate retained in the model did not show any major difference of the derived PD parameters, irrespective of the population studied (phase I/II or III). Furthermore, as a result of the alirocumab dose increase strategy (where the dose could be increased from 75 to 150 mg Q2W as required), none of the retained covariates had a clinically meaningful impact on LDL-C reduction.



The authors thank the participants, their families, and all investigators involved in these studies. The following people from the study sponsors reviewed and provided editorial comments on the manuscript: Carol Hudson, Robert Pordy, and A. Thomas DiCioccio (Regeneron Pharmaceuticals, Inc.), and Veronica Lee, Corinne Hanotin, and Michael Howard (Sanofi). These data have been presented at the Population Approach Group Europe congress in Lisbon, Portugal, 2016.

Author contributions

All authors were involved with the study design and analysis and interpretation of the data. All authors critically reviewed the manuscript and approved it for submission. The authors take full responsibility for the content of this article.

Compliance with Ethical Standards


This study was funded by Sanofi and Regeneron Pharmaceuticals, Inc. Medical writing assistance and editorial support were provided by Rachel Dunn, PhD, of Prime (Knutsford, UK), and funded by Sanofi and Regeneron Pharmaceuticals, Inc. Open access publication of this article was sponsored by Sanofi and Regeneron Pharmaceuticals, Inc.

Conflict of interest

Xavier Nicolas, Nassim Djebli, Clémence Rauch, Aurélie Brunet, Fabrice Hurbin, Jean-Marie Martinez, and David Fabre are employees of and stockholders in Sanofi.

Ethics approval

All procedures performed in studies involving human participants were in accordance with the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki Declaration and its later amendments or comparable ethical standards.

Consent to participate

Informed consent was obtained from all individual participants included in the studies. No identifying information for individual patients is included in this article.

Supplementary material

40262_2018_670_MOESM1_ESM.docx (1.3 mb)
Supplementary material 1 (DOCX 1345 kb)


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© The Author(s) 2018

Open AccessThis article is distributed under the terms of the Creative Commons Attribution-NonCommercial 4.0 International License (, which permits any noncommercial use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made.

Authors and Affiliations

  • Xavier Nicolas
    • 1
  • Nassim Djebli
    • 1
  • Clémence Rauch
    • 1
  • Aurélie Brunet
    • 1
  • Fabrice Hurbin
    • 1
  • Jean-Marie Martinez
    • 1
  • David Fabre
    • 1
  1. 1.TMED/PKDM DepartmentSanofiMontpellier Cedex 04France

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